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10 - Regulatory analysis in the real world

Published online by Cambridge University Press:  16 October 2009

Thomas O. McGarity
Affiliation:
University of Texas, Austin
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Summary

Given the impressive array of debilitating limitations explored in Chapter 9, it should not surprise the reader to discover that analysis suffers considerably in its real world application. Despite the practical problems that plagued the analytical enterprise in the case studies examined in Chapters 3 to 7, they represent success stories; the agencies threw enough resources into the endeavor to give the analytical effort a fighting chance. The vast majority of regulatory analyses do not receive the kind of detailed attention that the agencies devoted to the analyses described in those chapters. Yet, most executive agencies attempt to honor the spirit of the analysis requirements, and some have devoted serious attention to beefing up their analytical capabilities.

This chapter will explore the commitment to analysis that executive agencies typically make on paper and in the real world. Its primary focus will be on EPA, OSHA, NHTSA, FA A, and four agencies in USDA. It will examine in a general way the analytical sophistication of agency regulatory analysis documents, paying particular attention to how they go about quantifying costs and benefits, stating assumptions, and characterizing uncertainties. It will also probe the extent to which regulatory analysts attempt to identify and evaluate innovative options that may go beyond the agency's statutory authority. Finally, it will examine briefly the impact of regulatory analysis on public participation in agency decisionmaking. We shall see wide variations among agencies, and even within agencies, in the level of analysis achieved in a typical rulemaking. None of the agencies, however, comes close to meeting the comprehensive analytical rationality ideal.

Type
Chapter
Information
Reinventing Rationality
The Role of Regulatory Analysis in the Federal Bureaucracy
, pp. 165 - 176
Publisher: Cambridge University Press
Print publication year: 1991

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