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Comparative History and the Internal View of French, German, and English Private Law

Published online by Cambridge University Press:  20 July 2015

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This Article explores the different intellectual and socio-political contexts that attended the emergence of the French, German, and English legal systems with a view to understanding French, German, and English private law from the perspective of the participants in these systems. The French legal system is a child of the Cartesian dualism that marked the Age of Reason, according to which the material world can and ought to be fully dominated by the human intellect. This conception of the relation of facts to ideas arguably is reflected in the structure and design of the French civil code, in such institutional features as the French conception of the role of the judge, as well as in the tendency of French jurists to view contractual consent subjectively. In contrast, the German legal system congealed at a time when Cartesian dualism was losing ground to German idealism. The dialectic conception of facts and ideas favoured by the German idealists arguably made its way into several institutional features of the German legal system, including the content of the BGB, the codification process, the conception of the role of the judge, the style of judicial decisions, and the greater inter-penetration of public and private law. It may also partly explain why German jurists have tended to view contractual consent as simultaneously objective and subjective. Finally, whereas both the French and the German legal systems emerged from highly intellectual contexts, the English legal system grew from a maize of pragmatic political and administrative considerations that left little room for explicit ideas. The emphasis on hard facts still is palpable in many aspects of contemporary English law, in particular, the doctrine of stare decisis, the conception of the judicial function, and the mode of reasoning by analogy. It arguably also is reflected in the tendency of English judges to privilege the objective conception of contractual consent.

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Research Article
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Copyright © Canadian Journal of Law and Jurisprudence 2006

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30. See François Gény’ s famous critique of the idea/fact conception underlying the French legal system: Gény, F, Méthode d’interprétation et sources en droit privé positif—Essai critique (Paris: LGDJ, 1954) at esp. 110ffGoogle Scholar.

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40. ‘[T]he active rationalism-in-practice of the modern legislator has absorbed the intellectual ratio-nalism-in-contemplation of the Middle Ages which brought it forth.’ Wieacker, supra note 9 at 35. See also: Martin, O., La Coutume de Paris—Trait d’union entre le droit romain et les législations modernes (Paris: Sirey 1925) at 13 Google Scholar.

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43. This was the title proposed by Cambacérès, the author of the second draft presented to the commission charged with the drafting of the new code. See: Fenet, ibid. at 109.

44. Ghestin and Goubeaux report that Domat, whose writings, along with those of Pothier, provided much of the substance and structure of the Code civil, had heavily relied upon Port Royal, whose own thought was derived directly from Descartes. Ghestin & Goubeaux, supra note 4 at 31.

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52. Rousseau, quoted in text to supra note 31.

53. As one commentator reported, French jurists long mistakenly attributed this notion to Ranouil, Kant. V., L’autonomie de la volonté: naissance et évolution d’un concept (Paris: PUF, 1980) at 13 Google Scholarff.

54. The non-mistaken party would be left to seek compensation for his reliance from the law of delicts, should the mistake have originated from someone’s fault.

55. In particular, Wieacker, supra note 9; Gordley, J., The Philosophical Origins of Modern Contract Doctrine (Oxford: Oxford University Press, 1991)Google Scholar and Ewald, supra note 1; John, M., Politics and the Law in Late Nineteenth-Century Germany: The Origins of the Civil Code (Oxford: Clarendon Press, 1989)Google Scholar; Whitman, J.Q., The Legacy of Roman Law in the German Romantic Era (Princeton, NJ: Princeton University Press, 1990)CrossRefGoogle Scholar.

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60. Vecchio, G. Del, Philosophie du droit (Paris: Dalloz, 1953) at 111.Google Scholar

61. Ibid.

62. Ibid.

63. The Sainte Alliance of 1815 concluded by the Austrian, Prussian, and Russian monarchs with a view to reinforcing their respective kingdoms was a direct consequence of political activism from the historicists.

64. On historicism in German legal literature generally, see: Del Vecchio, supra note 60 at 203-13.

65. Herder, J.G., Traité de l’origine du langage, trans. by Modigliani, D. (Paris: PUF, 1992).Google Scholar

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69. Fichte similarly proceeded to synthesize mind and matter, but he did so by merging them into the subjective. See supra note 66.

70. Hegel, ‘Preface’ to the Philosophy of Right, supra note 68 at 10.

71. On the Historical School generally, see: Wieacker, supra note 9 at 300-29.

72. Savigny, FK. von Vom Beruf unserer Zeit für Gesetzgebung und Rechtswissenschaft (New York: Arno Press, 1975)Google Scholar. On Savigny generally, see: Kantorowicz, H.Savigny and the Historical School of Law’ (1937) 53 L. Q. Rev. 326.Google Scholar

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75. In his words, there exists ‘an organic link between law and the essence and character of the nation.’ Vom Beruf, supra note 72 at 8.

76. See generally: Ewald, supra note 1 at 2030-37.

77. Wieacker, supra note 9 at 311. On the Romanist side, Puchta was attempting to move the Historical School towards highly conceptual and formal Pandectism. Whereas the conceptualization process had ended in empty speculation at the hand of Wolff and his followers, Puchta would use it to elevate the positive law of the day to the status of a classical dogmatic science. The Germanists agreed that legal rules had to be formalized into a scientific system, but they considered that this system should be built from properly German, not Roman, legal rules. See generally: Wieacker, supra note 9 at 318ff.

78. Ibid.

79. Ewald, supra note 1 at 2030 (italics in original).

80. The following summary of the Pandectist era by Wieacker (supra note 9 at 9) is particularly striking in this respect: ‘[They] abandoned the ethical principles whose superiority to positive law had been accepted by both the natural lawyers of the Middle Ages and the adherents of the modern law of reason, but held fast, as if still in thrall to the rationalism of the law of reason, to the view that right law could be inferred from general legal concepts bound together in a logical system.’

81. Ewald, supra note 1 at 2034-35.

82. Ibid. at 2026. The heirs of the Historical School included inter alia Kelsen and the School of Vienna. See Wieacker, supra note 9 at 325.

83. While Hegel’s philosophy of law and state was influential on German public law, it appears to have had little influence on German private law, despite suggestions to the contrary from many French scholars.

84. Ewald, supra note 1 at 2026-40.

85. See Wieacker, supra note 9 at 327-28. Among them were Gans and Puchta. Gans’s considerable influence on German private law is related in Ewald, supra note 1 at 2029.

86. Wieacker remarked in this respect: ‘It seems to be our lot to live with this dichotomy.’ Ibid. at 319.

87. Markesinis, B., The German Law of Obligations (Oxford: Clarendon Press, 1997) at 9 Google Scholar; Wieacker, supra note 9 at 364-65; Marsh, supra note 19 at 14.

88. Kant’s influence over pre-1804 French jurists probably was non-existent, as these jurists likely were unable to read German, and the first French translations of The Critique of Pure Reason and The Metaphysics of Morals were not published until 1835 and 1848 respectively. Ranouil reports (supra note 53 at 54) that it is through the School of Cousin, Victor (Leçons de la philosophie de Kant (1844 Google Scholar)) that Kant’s writings first came to be known in France. As for later French jurists, it seems that few of them ever read Kant, despite their frequent references to his writings. See, e.g., A. Fouillée, supra note 37, Brocher, C., Cours de droit international privé (Paris: Thorin, 1883)Google Scholar and Weiss, A., Traité élémentaire de droit international privé (Paris: Larose & Forcel, 1886)Google Scholar, discussed in Ranouil, supra note 53 at 54ff. As for Hegel, French authors readily concede that he had very little effect on French legal thought.

89. Ewald, supra note 1 at 2086.

90. Also known as the “gute Sitten clause,” §138 prohibits juristic acts that contravene public policy generally, and more specifically those “by which a person exploiting the need, inexperience, lack of sound judgment or substantial lack of will power of another, causes to be promised or granted to himself or to a third party in exchange for a performance, pecuniary advantages which are in obvious disproportion to the performance.”

91. Also known as the “Treu und Glauben clause,” §242 requires that obligations be performed in good faith, “giving consideration to common usage.”

92. Although similar clauses can be found in the French civil code, they are on the whole much narrower in scope and indeed have generated far less judicial activity.

93. Wieacker, supra note 9 at 376.

94. Ibid. at 380.

95. Marsh, supra note 19 at 9.

96. David, R., French law (Baton Rouge , LA: Louisiana State University Press, 1972) at 12.Google Scholar The report of the Vorkommission of 1874, charged with the task of laying down the guidelines for the future codification commission, indeed provides that the new code would ‘correspond to the justified wishes of the German people … if it sticks to the proven common law institutions and axioms of the existing civil law system in Germany.’ Quoted in Marsh, ibid. at 14. The First Commission of 1881 similarly had for mandate to test ‘the private law now in force in Germany for appropriateness, internal consistency, and coherence.’ Wieacker, supra note 9 at 372.

97. Markesinis refers (supra note 87 at 13) to it as ‘the learned man’s code.’ Concerning the French civil code, in contrast, Wieacker reports that Napoleon personally attended 57 of the 107 drafting session, so as to insure that the text could be understood by lay people. For the same reason, the ‘common people’ were invited to comment on Cambacérès’s first code project. Thibaudeau, R, Mémoires, vol. 2 (Paris: Baudouin, 1824) at 148.Google Scholar

98. Marsh, supra note 19 at 11-13.

99. Ibid.

100. The German Basic Law indeed provides that, while judges are bound by law, they are nonetheless authorized to modify or eliminate specific rules. See: art. 20 III of the Basic Law. See generally: Ewald, supra note 1 at 2086-87; Markesinis, supra note 87 at 11.

101. See Watson’s account of the ‘block effect’ of Roman law (supra note 9 at 14-22), which effect was endorsed and magnified at French law. To wit, the very clear line drawn in the French legal system between civil and administrative: Brown, L.N. & Bell, J., French Administrative Law, 4th ed. (London: Butterworths, 1993) at 46.Google Scholar In Germany, in contrast, all contracts, whether involving a public body or not, are litigated in ordinary civil courts. Germany shares with France, however, the institutional feature of a separate constitutional court.

102. On the French civil code being intended as a book for the people, to be kept on one’s bedside table or picked up at the train station, see: van Caenegem, supra note 2 at 46.

103. Portalis, supra note 42.

104. Kötz, H., ‘Scholarship and the Courts: A Comparative Survey’ in Clark, D.S., ed., Comparative and Private International Law: Essays in Honor of John Henry Merryman on his Seventieth Birthday 183 (Berlin: 1990) at 19394 Google Scholar; Markesinis, supra note 87 at 609.

105. Nicholas, supra note 48 at 11.

106. See above, text accompanying note 92.

107. In the Commentaries on the BGB, “juristic acts,”of which contracts are one kind, are defined as “private declarations of will, aimed at producing legal effects, which materialize in accordance with the juridical order because they have been willed.” Motive zu dem Entwurfe eines Bürgerlichen Gesetzbuches für das Deutsche Reich I (Berlin: J. Guttentag, 1888-1896) at 126 (my translation).Google Scholar

108. When Germany formally moved from a Rechtsstaat to a Sozialstaat in 1949, German judges were constitutionally authorized to engage in social engineering consistent with this transition. Moreover, the constitutional provisions to that effect were held to have a ‘tertiary effect’ in private law, and to bind private law judges in their interpretation of the general clauses of the BGB. (‘Lüth decision’ of the German Constitutional Court, Judgment of Jan. 15, 1958, BVerfGE 7, 198.) See generally: Wieacker, supra note 9 at 411, 427-30. Ewald goes as far as suggesting (supra note 1 at 2089) that ‘the sphere of the public and the sphere of the private can no longer be regarded as separate.’ In contrast, article 5 of the French civil code forbids judges from engaging in policy reasoning.

109. For a more thorough analysis of German legal materials on contractual mistake, see my forthcoming article, supra note 3.

110. §§119, 120 BGB.

111. §122(1) BGB.

112. §119(2) BGB.

113. Milsom, S.F.C., Historical Foundations of the Common Law (London: Butterworths, 1981)Google Scholar; Jenks, E., Law and Politics in the Middle Ages, 2nd ed. (London: J. Murray, 1913)Google Scholar; Von Mehren & Gordley, supra note 13 at 11; Zweigert & Kötz, supra note 18 at 189ff; Schlesinger, supra note 16 at 257; Merryman, supra note 9 at 53.

114. See, e.g., Salmond, J.W. & Winfield, P.H., Principles of the Law of Contracts (London: Sweet & Maxwell, 1927)Google Scholar; C. Fifoot, History and Sources of the Common Law (London: Stevens, 1949) and Milsom, ibid.

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116. Von Mehren & Gordley, supra note 13 at 12.

117. See generally Holdsworth, W.W., A History of English Law, vol. II (London: Sweet & Maxwell, 1903-1972)Google Scholar; J.A. Green, supra note 115 at 51-95.

118. Von Mehren & Gordley, supra note 13 at 12.

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122. E. Jenks, supra note 113 at 36, 38. This is not to say local law disappeared at once. (Fifoot, supra note 114 at 389-98.) ‘At the outset of the seventeenth century local custom and local courts were still an immensely important part of the law administration in England. True, these local institutions were marked for eventual doom, but they had resisted over centuries successive assaults by quo warranto; they were yet a part of the fabric of law and government.’ Goebel, J., ‘King’s Law and Local Custom in Seventeenth Century New England’ (1931) 31 Colum. L. Rev. 416 at 417.CrossRefGoogle Scholar

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124. See generally Pollock & Maitland, supra note 120 at 144ff.

125. Pollock & Maitland, ibid. at 150. See generally Maitland, F.W., The Forms of Actions at Common Law (Cambridge: Cambridge University Press, 1936).Google Scholar

126. Maitland’s account of the history of the writ of trespass provides a good example of this process. See Maitland, ibid. at 53ff, 65ff. Writs of right had to be introduced before manorial courts, whereas possessory claims had to be initiated in royal courts. Royal authorities thus proceeded to curb the manorial jurisdiction to its benefit, first, by establishing a right to appeal of manorial decisions to the royal court (van Caenegem, supra note 18 at 6) and, second, by having ‘possessory remedies] [be] allowed or encouraged to reach upwards until it leaves no work for the proprietary writ of right to do’ (Milsom, supra note 119 at 145). In particular, royal officials gradually extended the writ of entry, a possessory writ, ‘to cover almost every event which might divert land from its rightful owner’ (ibid.).

127. Milsom, supra note 113 at 36.

128. Milsom, ibid. at 11.

129. Postema, G., ‘Classical Common Law Jurisprudence (Part I)’ (2002) 2 Ox. U. Commonwealth L.J. 155 at 160-61.Google Scholar

130. Postema, ibid. at 163. ‘[S]ubstantive norms of behaviour and liability were brought into litigation through the jury’s common sense judgments. Juries were not asked primarily to assess the weight of evidence, but rather ‘to speak the truth of their own knowledge’, and to decide the substantive issues shaped by the writes according to common sense (customary) norms.’ Postema, ibid.

131. See generally: Mitnick, J.M., ‘From Neighbor-Witness to Judge of Proofs: The Transformation of the English Civil Juror’ (1988) 32 Am. J. Leg. Hist. 201 CrossRefGoogle Scholar; Green, T.A., Verdict According to Conscience: Perspectives on the English Criminal Trial Jury 1200-1800 (Chicago, IL: University of Chicago Press, 1985).CrossRefGoogle Scholar

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133. Kiralfy, A., ‘Custom in Medieaval English Law’ (1988) 9 J. Legal Hist. 26 at 27.CrossRefGoogle Scholar

134. Milsom, supra note 113 at 40-41; Pollock & Maitland, vol. I, supra note 120 at 211. Milsom further reports (ibid. at 44ff) that the Yearbook records of court proceedings suggest that the procedural and administrative flavour of these proceeding was further enhanced following their takeover by the counters.

135. Postema, supra note 129 at 167.

136. Postema, ibid. at 175, quoting Hale, M., ‘Reflections by the Lord Chiefe Justice Hale on Mr Hobbes His Dialogue of the Lawe’ in Holdsworth, W., A History of English Law, vol. 5, 7th ed. (London: Sweet & Maxwell, 1956) at 502-03Google Scholar.

137. Postema, G., ‘Classical Common Law Jurisprudence (Part II)’ (2003) 3 Ox. U. Commonwealth L.J. 1 at 15Google Scholar, quoting Hale, ibid. at 503. ‘The philosopher and theologian are not suited for this task … for it is not an enterprise of discovery, through exercise of abstract reason, of general practical principles, but rather an enterprise of judging particular cases through a grasp of concrete relations and arrangements woven into the fabric of common life.’ Ibid. at 9.

138. Simpson, A.W.B., ‘English Common Law’ in Newman, P., ed., The New Palgrave Dictionary of Economics and the Law, vol. II (London: Macmillan, 1998) 60 at 64Google Scholar.

139. Maine, H.S., Dissertations on Early Law and Custom (New York: Arno Press, 1975) at 389.Google Scholar

140. See Postema’s description of the “artificial reason” of the common law, supra note 129 at 175.

141. Milsom, supra note 119 at 212.

142. See, e.g., J.’s, Devlin comment that ‘[t]he true spirit of the common law is to override theoretical distinctions when they stand in the way of doing practical justice.’ Dissenting in Ingram v. Little [1961] 1 Q.B. 31 (C.A.).Google Scholar

143. Postema, supra note 137 at 6.

144. To wit, the judicial upheaval surrounding the importation, and misinterpretation, of Pothier’ s doctrine: Smith v. Wheatcroft, (1878) 9 Ch. D. 223 Google Scholar, 230, per Fry J.; Lake v. Simmons, [1927] A. C. 487, at 501, per Lord Haldane; Sowler v. Potter, [1940] 1 K. B. 271; Stewart v. Kennedy, (1890) 15 App. Cas. 121. See generally: Marsh, supra note 19 at 2; Simpson, A.W.B., Innovations in Nineteenth Century Contract Law in Legal Theory and Legal History (London: Hambledon Press, 1987)Google Scholar; Cheshire, G.C., ‘Mistake as Affecting Contractual Consent’ (1944) 60 Law Q. Rev. 175, 184Google Scholar; Tylor, , ‘General Theory of Mistake in the Formation of Contract’ (1948) 11 Mod. L. Rev. 257, 265CrossRefGoogle Scholar; Goodhart, A.L, ‘Mistake as to the identity in the law of contracts’ (1941) 57 Law Q. Rev. 228 Google Scholar; Smith, J.C. & Thomas, J.A.C., ‘Pothier and the Three Dots’ (1957) 20 Mod. L Rev. 38.CrossRefGoogle Scholar

145. See generally: Milsom, supra note 119 at 82-96; Newman, R.A., ed., Equity in the World’s Legal Systems (Brussels: Bruylant, 1973) at 139ffGoogle Scholar; Coing, H., ‘English Equity and the Denunciato Evangelica of the Canon Law’ (1955) 71 Law Q. Rev. 223 at 231.Google Scholar

146. Milsom, quoting St. Germain, supra note 119 at 89.

147. Milsom, ibid.

148. Milsom, ibid.

149. Thorne, S.E., Henry de Bracton, 1268-1968 (Exeter: University of Exeter, 1970)Google Scholar; Pollock & Maitland, vol. I, supra note 120 at 207; Nicholas, B., ‘Rules and Terms—Civil Law and Common Law (1974) 48 Tul. L. Rev. 946 Google Scholar; Re, ED., ‘The Roman Contribution to the Common Law’ (1961) 29 Fordham L. Rev. 447 at 479-83Google Scholar; Barton, J., Roman Law in England (Mediolani: Giuffrè, 1971) at 50-53Google Scholar.

150. F. Bacon, Maxims of the Law, quoted in Postema, supra note 137 at 6.

151. ‘[Its aim] never was to establish general principles by way of abstraction (or ‘induction’) from prior cases, but rather to make concrete judgments from a comprehensive grasp of the concrete relations and arrangements woven into the fabric of common life.’ Postema, supra note 129 at 5. See also Nicholas’s description (supra note 48 at 13) of common law reasoning as ‘shunning all abstractions and moving from one pragmatic solution of a problem to the next.’

152. (1871) L.R. 6 Q.B. 597.

153. See generally Shatwell, E.P., ‘The Supposed Doctrine of Mistake in Contract: A Comedy of Errors’ (1955) 53 Can. Bar Rev. 166 Google Scholar; Atiyah, P. & Bennion, A., ‘Mistake in the Construction of Contracts’ (1961) 24 Mod. L. Rev. 421 at 421, 423.CrossRefGoogle Scholar

154. This was recently emphatically confirmed by the Court of Appeal in Great Peace Shipping Ltd. v. Tsavliris [2002] E.W.J. No. 4397.

155. Non est factum cases readily come to mind. See, e.g., Saunders v. Anglia Building Society (Gallie v. Lee) [1971] A.C. 1004 (H.L.).