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The Hawthorne effect in observational studies: Threat or opportunity?

Published online by Cambridge University Press:  13 February 2020

Mostafa Mostafazadeh-Bora*
Affiliation:
North Khorasan University of Medical Sciences, Bojnurd, Iran
*
Author for correspondence: Mr. Mostafa Mostafazadeh-Bora, E-mail: mostafamostafazadehbora2014@yahoo.com
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Abstract

Type
Letter to the Editor
Copyright
© 2020 by The Society for Healthcare Epidemiology of America. All rights reserved

To the Editor—In the December 2019 issue of Infection Control and Hospital Epidemiology, Mills et alReference Mills, Zhu and Mantey1 described factors that influence hand hygiene compliance in nursing facilities. Direct observation is used for data collection in this study. One of the problems in observational studies is the Hawthorne effect. However, insufficient control for the Hawthorne effect is a major problem in observational studies.

Hand hygiene (HH) is a simple way to prevent healthcare-associated infections (HAIs). Several methods can be used to measure HH, such as direct observation and measuring the amount of solutions used for hand hygiene (soap and alcoholic ingredients), but direct observation is a key standard method recommended by the World Health Organization.2 In this method, the observer reviews the behavior of individuals in terms of performance. The first problem occurs because people often change their behavior when they know they are being observed. In fact, change in behavior and performance in the presence of an observer, termed reactivity, can influence the HH compliance rate and may not be an accurate representation of that behavior. Therefore, it is necessary to control reactivity in observational studies.Reference Wilson and MacLean3

The control of reactivity in research can be achieved using several methods. First, behavior can be measured when people do not know they are being assessed. In other words, observation is unobtrusive (nonreactive).Reference Wilson and MacLean3 This approach can be applied in various ways, including hiding the observer or using hidden mechanical recording devices. Adaptation of participants to the presence of an observer through habituation or desensitization is another way to inhibit reactivity. In the habituation approach, the observer explains the process of the project to the participant engaged in clinical activities, and the observer is present on different occasions until the participant no longer reacts to being observed. Limiting the reactivity response through desensitization is similar to the desensitization process used in the behavioral treatment of phobias. This approach is often used by ethologists to adapt animal subjects to the presence of an observer.Reference Wilson and MacLean3

Reactivity is major problem that can increase error in measurements in observational studies. Attention to this problem from researchers who perform observational studies is an important first step. To control for reactivity in observational studies, it may be necessary to introduce oneself in different clinical settings.

Acknowledgments

None.

Financial support

No financial support was provided relevant to this article.

Conflict of interest

The author declares no conflict of interest.

References

Mills, JP, Zhu, Z, Mantey, J, et al.The devil is in the details: factors influencing hand hygiene adherence and contamination with antibiotic-resistant organisms among healthcare providers in nursing facilities. Infect Control Hosp Epidemiol 2019;40:13941399.CrossRefGoogle ScholarPubMed
Measuring hand hygeine adherence: overcoming the challenges. The Joint Commission website. https://www.jointcommission.org/-/media/deprecated-unorganized/imported-assets/tjc/system-folders/topics-library/hh_monographpdf.pdf?db=web&hash=7F1A70731D44DC2D183B1038CE34EC46. Published 2009. Accessed January 20, 2020.Google Scholar
Wilson, S, MacLean, R.Research Methods and Data Analysis for Psychology. New York: McGraw-Hill Higher Education; 2011.Google Scholar