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The Irony of English Feudalism*

Published online by Cambridge University Press:  16 January 2014

Extract

Everyone is familiar with the story of how William the Conqueror brought feudalism to England. Despite some recent voices to the contrary, medievalists are for the most part inclined to agree that the Norman Conquest introduced the fief into a previously non-feudal land. Moreover, since feudalism did not arise in England gradually and of its own accord but instead was imposed from above by an all-powerful conqueror, it is usually described as more symmetrical — more “perfect” — than the feudalism of the Continent. One historian, reflecting the views of many others, asserted recently that in the years after 1066 “England became the most perfectly feudal kingdom in the West.”

It is well to be wary, however, of too much perfection in an institution such as feudalism. It is always possible that in identifying an institution at a particular point in time and space as “perfect” or “nearly perfect” one is being misled by the surface appearances which usually accompany decay. As institutions become less and less relevant to their societies, they are apt, for a while at least, to assume the appearance of increasing orderliness, increasing selfconscious coherence, increasing formalism. These tendencies have been noted by a number of sociologists and have by no means escaped the attention of Professor Parkinson. To determine whether they apply to the so-called model feudalism of Norman England is both hazardous and difficult, but the effort must be made. So much has been written on the question of whether any real traces of feudalism can be detected in England before the Conquest that it may prove refreshing to scrutinize critically the “ideal” feudal state of post-Conquest times, particularly if it can be shown that Anglo-Norman feudalism was not so perfect after all.

Type
Research Article
Copyright
Copyright © North American Conference of British Studies 1963

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Footnotes

*

The preparation of this paper was facilitated by a Grant-in-Aid from the Social Science Research Council.

References

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38. Davis, , Regesta Regum, II Google Scholar, No. 1473. Scutage in this letter is rendered auxilium militum. A similar phrase, auxilium exercitus, was used later on in Normandy as a synonym for scutage: Powicke, , Loss of Normandy, pp. 216–19.Google Scholar

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43. Evidence from the Pipe Roll of 1130 (pp. 44, 47) proves that the crown was assessing its tenants-in-chiefs on any surplus enfeoffments that they may have made over and above their established quotas. The implication of this fact is that the tenants-in-chief were in the habit of passing scutage assessments down to their own tenants, probably at the same rate per fee as the royal assessment; cf. de Brakelond, Jocelin, Chronica, ed. Rokewode, J. G. [Camden Society] (London, 1840), p. 49 Google Scholar: “Superatis ergo omnibus militibus, ex tali victoria tale lucrum poterit abbati, nisi abbas voluerit aliquibus parcere; quociens xx solidi ponentur super scutum, remanebunt abbati xij libre, et si plus vel minus ponatur, plus vel minus ei remanebit secundum debitam porcionem.” The fractional fees (see note 42) bear the same implication, i.e., that their holders paid scutage to their lords. Evidence for baronial scutage is fuller in Stephen's reign; see Stenton, , English Feudalism, pp. 183 ff.Google Scholar; Warner, G. F. and Ellis, H. J. (eds.), Facsimilies of Royal and other Charters in the British Museum (London, 1903), I Google Scholar, No. 17; a private charter from early in Henry II's reign (Danelaw Charters, No. 245) frees an estate of Newhouse Abbey a scutagio exercitu equitatu tam regis quam comitis…

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45. See above, note 43. The Dialogus de Scaccario, p. 40, attests that in the early Norman period sources other than scutage were also exploited to obtain money for knights' wages.

46. Facsimilies of Royal Charters, No. 17, dated 1138-48, perhaps 1138-40. See Round, J. H., Studies on the Red Book of the Exchequer (London, 1898), p. 8 Google Scholar; and Stenton, , English Feudalism, pp. 183–84.Google Scholar

47. This is Stenton's translation, ibid., p. 184.

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50. Ibid., p. 273; cf. Chew, H. M., The English Ecclesiastical Tenants-in-Chief and Knight Service (Oxford, 1932), p. 38 .Google Scholar For the details of Henry II's first scutage see Hunter, Joseph (ed.) Pipe Roll 2 Henry II [Record Commission] (London, 1844).Google Scholar Miss Chew mistakenly dates this roll 1165 (rede, 1156).

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69. On the dates of these two treaties, see Hollister, , “Significence of Scutage Rates,” E.H.R., LXXV (1960), 587 CrossRefGoogle Scholar, note 4, and Davis, , Regesta Regum, II Google Scholar, Nos. 515, 941, 948.

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72. McFarlane, , “‘Bastard Feudalism,’” Bulletin of the Institute of Historical Research, XX (1945), 162 .Google Scholar The money fief, however, was based on a vassal-lord relationship which was alien to the contractual nature of the later “bastard feudalism.”

73. Bloch, , Société féodale, I, 95115 Google Scholar, and passim.

74. Ganshof, F. L., Feudalism, tr. Grierson, Philip (London, etc., 1952), p. 151 .Google Scholar M. Ganshof's quotation is from Olivier-Martin, , “Les Liens de vassalité dans la France médiévale,” p. 79 .Google Scholar See also Mitteis, , Lehnrecht und Staatsgewalt, pp. 45 .Google Scholar

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76. Jolliffe, Angevin Kingship, passim.

77. Bloch, , Société féodale, II, 249–50.Google Scholar

78. It is widely assumed that England was not a feudal state until after 1066. The development of German feudalism occurred during the chaotic half-century following the opening of the investiture controversy in 1075: Barraclough, Geoffrey, The Origins of Modern Germany (2nd ed.; Oxford, 1947), pp. 136 ff.Google Scholar Nor did the Kingdom of Sicily arise out of a feudal past. At the comital level, however, strong feudal states existed in Normandy, Anjou, and elsewhere.

79. For example, Barlow, , Feudal Kingdom of England, p. 440 .Google Scholar

80. Johnson, , Dialogus de Scaccario, p. 53 .Google Scholar

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83. Ibid.

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85. Ibid., II, 21-22.

86. SirStenton, Frank, Anglo-Saxon England (2nd ed.; Oxford, 1947), pp. 616 ff.Google Scholar

87. See Douglas, Feudal Documents, No. 1.

88. Stenton, , Anglo-Saxon England, pp. 616–17.Google Scholar

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90. Ibid., p. 618.

91. William of Malmesbury, De Gestis Regum, II, 312 .Google Scholar

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96. The power of the earls, however, had been radically reduced by the coronation of Harold Godwinson, the greatest of them, in January, 1066. This event is somewhat analogous to the neutralization of Saxon opposition to the German monarchy by the election of Henry the Fowler, Duke of Saxony, as German king in 919.

97. See Hollister, C. Warren, “The Annual Term of Military Service in Medieval England,” Medievalia et Humanistica, XIII (1960), 4047 .Google Scholar

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109. Barons who play an important role in a battle will usually be mentioned in chronicles. They also appear among the witnesses to royal charters issued around the time and place of a military engagement. William of Braose issued a charter in 1073 “when he crossed the sea and went to Maine in the army with William, king of the English,” Davis, , Regesta Regum, I Google Scholar, No. 71.

110. Stevenson, , Abingdon Chronicle, II, 10 .Google Scholar

111. Vitalis, Ordericus, Historia Ecclesiastica, III, 315–17.Google Scholar The full quota based on figures from the Cartae Baronum and the pipe rolls, was approximately 5,000 knights.

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115. See Hollister, , “Norman Conquest and Genesis of English Feudalism”, A.H.R., LXVI (1961), 644 .Google Scholar

116. Douglas, , Feudal Documents, p. 151 Google Scholar; see also ibid., pp. lxxxix-xciii.

117. This may be inferred from the fact that the charter goes into considerable detail on the subject of the three or four knights serving at their own expense, i.e., in return for their fees, but says nothing on this matter in connection with the single knight. The inference is strengthened by the reference to the knight as being required by the Abbot ut suum proprium militum.

118. de Diceto, Ralph, Opera Historica, ed. Stubbs, William [Rolls Series] (London, 1876), II, lxxixlxxx Google Scholar: letter of Richard I to the Archbishop of Canterbury, April 15, 1196.

119. “… quod ita serviant nobis in militibus quod eos inde laudare et gratias agere debeamus.” See Powicke, , Loss of Normandy, pp. 212–13.Google Scholar

120. de Brakelond, Jocelin, Chronica, p. 63 .Google Scholar After considerable royal persuasion, the Abbot submitted to the extent of sending four mercenaries. See Round, , Feudal England, pp. 531 ff.Google Scholar The servicium debitum of Bury was forty knights, of which the King demanded one tenth. Somewhat analagous arrangements are recorded for 1157, 1191, and 1205 (ibid.), and in 1197, perhaps in connection with the very summons to which Abbot Samson objected, St. Hugh, Bishop of Lincoln, refused to send his knights to the Continent on the grounds that it was contrary to custom. Ibid., pp. 528 ff.; Stubbs, , Select Charters, pp. 248–49.Google Scholar See also Powicke, , Loss of Normandy, pp. 213 ff.Google Scholar

121. Galbraith, V. H., “The Making of Domesday Book,” E.H.R., LVII (1942), 177 .CrossRefGoogle Scholar

122. Barlow, , Feudal Kingdom of England, p. 440 .Google Scholar Barlow adds that in 1087 the Norman barons and knights were still living precariously in a conquered land and therefore, presumably, feudalism was still vigorous at that time. We have seen however, that the conquered land hypothesis is to be viewed with skepticism.

123. Bloch, , Société féodale, II, 254 .Google Scholar

124. McFarlane, , “‘Bastard Feudalism,’” Bulletin of the Institute of Historical Research, XX (1945), 162 .Google Scholar See above, note 72.