Hostname: page-component-77c89778f8-sh8wx Total loading time: 0 Render date: 2024-07-18T05:18:32.676Z Has data issue: false hasContentIssue false

New Legal Realism, Empiricism, and Scientism: The Relative Objectivity of Law and Social Science

Published online by Cambridge University Press:  24 April 2015

Abstract

In this article, I suggest that one of the central characteristics of New Legal Realism is the productive tension between empiricist and pragmatist theories of knowledge which lies at its core. On one side, new realist work in its empiricist posture seeks to use empirical knowledge of the world as the basis on which to design, interpret, apply, and criticize the law. On the other, in its pragmatist moments, it explicitly draws attention to the social and political contingency of any claims to empirical knowledge of the world, including its own. As a consequence, it is distinctive of much scholarship in the New Legal Realist vein that it continually enacts creative syntheses of different philosophies of truth in an attempt to be, in Shaffer's words, ‘positivist . . . interpretivist, and legal realist all at once’. The first part of this article draws on existing historical accounts of legal realism briefly to trace the problematic and ambiguous place of scientism in the legal realist tradition. Then, in the second and more important part of the article, I argue that the ambivalence of the legal realists’ vision has left us, in certain contexts, with a complicated form of mixed legal-scientific governance which has proved remarkably and surprisingly resilient in the face of late twentieth century critiques of scientific objectivity. This may be one of the most enduring legacies of the ‘old’ legal realists for those today who work in the New Legal Realist vein.

Type
INTERNATIONAL LEGAL THEORY: International Law and its Methodology
Copyright
Copyright © Foundation of the Leiden Journal of International Law 2015 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

1 Shaffer, G., ‘The New Legal Realist Approach to International Law’, (2015) 28 (2)LIJL 189Google Scholar [this issue]; Shaffer, G., ‘New Legal Realism and International Law’ in Klug, H. and Merry, S. (eds.), Studying Law Globally: New Legal Realist Perspectives (forthcoming)Google Scholar.

2 Nourse, V. and Shaffer, G., ‘Varieties of New Legal Realism: Can a New World Order Prompt a New Legal Theory?’, (2009) 95 Cornell Law Review 61Google Scholar, at 112.

3 Trubek, D. M. and Esser, J., ‘“Critical Empiricism” in American Legal Studies: Paradox, Program or Pandora's Box?’, (1989) 14 Law & Social Inquiry 3, at 9CrossRefGoogle Scholar.

4 See also Shaffer, supra note 1, 189, this issue.

5 Ibid., at 193.

6 See Lang, A., ‘Governing “as if”: Global Subsidies Regulation and the Benchmark Problem’, (2014) 67 (1)Current Legal Problems 135CrossRefGoogle Scholar; Knop, K., Michaels, R., and Riles, A., ‘From Multiculturalism to Technique: Feminism, Culture and the Conflict of Laws Style’, (2012) 64 Stanford Law Review 589Google Scholar.

7 Tomlins, C., ‘Framing the Field of Law's Disciplinary Encounters: A Historical Narrative’, (2000) 34 Law and Society Review 911CrossRefGoogle Scholar.

8 Ibid., at 914.

11 Ibid., at 917.

12 Ibid., at 925 (quoting another source).

13 Ibid., at 922.

15 Ibid., at 925.

17 See, generally, J. H. Schlegel, American Legal Realism and Empirical Social Science (1995).

18 Tomlins, supra note 7, at 925–6 (citations omitted).

19 Trubek, D. M. and Esser, J., ‘“Critical Empiricism” and American Critical Legal Studies: Paradox, Program or Pandora's Box?’, (2011) 12 (1)German Law Journal 115Google Scholar, at 120. See also S. Macaulay, ‘The New Versus the Old Legal Realism: “Things Ain't What They Used to Be”’, (2005) Wisconsin Law Review 365, at 367.

20 McEvoy, A. F., ‘A New Realism for Legal Studies’, (2005) 2005 Wisconsin Law Review 433, at 443Google Scholar.

21 Tomlins, supra note 7, at 936, 944, and 963.

22 Shaffer, supra note 1, this issue.

23 See, e.g., Sarat, A. and Silbey, S., ‘The Pull of the Policy Audience’, (1988) 10 Law and Policy 97CrossRefGoogle Scholar.

24 See generally, Trubek and Esser, supra note 3. See also Trubek and Esser, supra note 19.

25 Trubek and Esser, supra note 3, at 11.

26 Trubek and Esser, supra note 19, at 122.

27 Trubek and Esser, supra note 3, at 11.

30 Ibid., at 17.

31 Ibid., at 17–18.

32 Ibid., at 35.

34 H. Erlanger et al., ‘Is it Time for a New Legal Realism?’, (2005) Wisconsin Law Review 335, at 343.

35 See also Nourse and Shaffer, supra note 2, at 95.

36 For perhaps the most famous example, see Veblen, T., ‘Why is Economics not an Evolutionary Science’, (1898) 12 The Quarterly Journal of Economics 373CrossRefGoogle Scholar.

37 Shaffer makes the same point in his framing paper in this issue, see Shaffer, supra note 1, this issue.

38 See Hale, R. L., ‘Coercion and Distribution in a Supposedly Non-Coercive State’, (1923) 38 Political Science Quarterly 470CrossRefGoogle Scholar; Hale, R. L., ‘Bargaining, Duress, and Economic Liberty’, (1943) 43 Columbia Law Review 603CrossRefGoogle Scholar; Hale, R. L., ‘Force and the State: A Comparison of “Political” and “Economic” Compulsion’, (1935) 35 Columbia Law Review 149CrossRefGoogle Scholar.

39 That is to say, they did not just ask how the law might be more responsive to existing dynamics of markets, but in addition also sought to show the role that law played in producing such dynamics.

40 See, e.g., Callon, M., ‘Introduction: The Embeddedness of Economic Markets in Economics’, in Callon, M. (ed.), The Laws of Markets (1998), 1Google Scholar; Mackenzie, D., Muniesa, F., and Siu, L. (eds.), Do Economists Make Markets? On the Performativity of Economics (2007)Google Scholar; D. MacKenzie, Material Markets: How Economic Agents Are Constructed (2009); D. Mackenzie, An Engine, Not a Camera: How Financial Models Shape Markets (2006); Lang, A., ‘The Legal Construction of Economic Rationalities?’, (2013) 40 (1)Journal of Law & Society 155CrossRefGoogle Scholar.

41 G. Shaffer, ‘Comparative Institutional Analysis and a New Legal Realism’, at <www.newlegalrealism.org/readings/Institutional%20Analysis.pdf> (accessed 16 March 2015), at 17.

42 Ibid., at 17.

43 See generally, McEvoy, supra note 20.

44 See Erlanger et al., supra note 34, at 342–3.

45 See Nourse and Shaffer, supra note 2, at 119.

46 See Shaffer, supra note 1, at 202, this issue.

47 See Trubek and Esser, supra note 3, at 43 (quoting Sarat and Silbey, supra note 23).

48 Sabel, C. F. and Simon, W. H., ‘Destabilization Rights: How Public Law Litigation Succeeds’, (2004) 117 Harvard Law Review 1015CrossRefGoogle Scholar; Haas, P. M. and Haas, E. B., ‘Learning to Learn: Improving International Governance’, (1995) 1 Global Governance 255Google Scholar; Cooney, R. and Lang, A., ‘Taking Uncertainty Seriously: Adaptive Governance and International Trade’, (2007) 18 (3)European Journal of International Law 523CrossRefGoogle Scholar.

49 Appellate Report Canada – Measures Affecting the Export of Civilian Aircraft, adopted 20 August 1999, AB-1999-2, WT/DS70/AB/R, at para. 157.

50 Appellate Report Canada – Certain Measures Affecting the Renewable Energy Sector; Canada –Measures Relating to the Feed-in Tariff Program, adopted 24 May 2013, AB-2013-1, WT/DS412/AB/R; WT/DS426/AB/R (hereinafter Canada – FIT).

51 Ibid., at para. 5.174.

52 Ibid., at para. 5.189.

53 Appellate Report United States – Subsidies on Upland Cotton Recourse to Article 21.5 of the DSU by Brazil, adopted 20 June 2008, AB-2008-2, WT/DS267/AB/RW, at para. 356 (citations omitted).

54 Ibid., at, para. 357.

55 Appellate Report European Communities and Certain Member States – Measures Affecting Trade in Large Civil Aircraft, adopted 1 June 2011, AB-2010-1, WT/DS316/AB/R, at para. 1110 (hereinafter EC – Large Civil Aircraft).

56 The EU advanced a calibrated model in the Panel proceedings in that case: Panel Report United States – Measures Affecting Trade in Large Civil Aircraft (Second Complaint), adopted 23 March 2012, WT/DS353/R, at Appendix VII.F.2, para. 61; see also D. Coppens, WTO Disciplines on Subsidies and Countervailing Measures: Balancing Policy Space and Legal Constraints (2014).

57 EC – Large Civil Aircraft, supra note 55, at para. 1045.

60 Ibid., at para. 1047.

61 See, e.g., L. Rubini, ‘What Does the Recent WTO Litigation on Renewable Energy Subsidies Tell Us about Methodology in Legal Analysis? The Good, the Bad and the Ugly’, (2014) EUI Working Paper 2014/05.

62 Canada – FIT, supra note 50, at para. 5.185.

63 Ibid., at para. 5.190. See also Panel Report Canada – Certain Measures Affecting the Renewable Energy General Sector, Canada – Measures Relating to the Feed-in Tariff Program, adopted 24 May 2013, WT/DS412/R, WT/DS426/R, at paras. 7.308–313.

64 Panel Report Brazil Export Financing Programme for Aircraft, adopted 20 August 1999, WT/DS46/R, at paras. 7.21–2.

65 Ibid., paras. 7.24–5.

66 Ibid., para. 7.25.

67 Appellate Report Brazil – Export Financing Programme for Aircraft, adopted 20 August 1999, AB-1999-1, WT/DS46/AB/R, at para. 182.

68 Panel Report Brazil – Export Financing Programme for Aircraft Recourse by Canada to Article 21.5 of the DSU, adopted 4 August 2000, WT/DS46/RW, at para. 6.84 and surrounding.

69 Appellate Report Brazil – Export Financing Programme for Aircraft Recourse by Canada to Article 21.5 of the DSU, adopted 4 August 2000, AB-2000-3, WT/DS46/AB/RW, at para. 64.

70 Panel Report United States – Preliminary Determinations with respect to Certain Softwood Lumber from Canada, adopted 1 November 2002, WT/DS236/R, at para. 7.50.

71 Ibid., at para. 7.52.

72 Panel Report United States – Final Countervailing Duty Determination with respect to Certain Softwood Lumber from Canada, adopted 17 February 2004, WT/DS257/R, at para. 7.59.

73 Appellate Report United States – Final Countervailing Duty Determination with respect to Certain Softwood Lumber from Canada, adopted 17 February 2004, AB-2003-6, WT/DS257/AB/R, at paras. 100–1.

74 1994 WTO Agreement on the Application of Sanitary and Phytosanitoary Measures, 1867 UNTS 493, Art. 2.2.

75 Jasanoff, S., ‘The Practices of Objectivity in Regulatory Science’ in Camic, C., Gross, N., and Lamont, M. (eds.), Social Knowledge in the Making (2011), 307Google Scholar.

76 Bonneuil, C. and Levidow, L., ‘How does the World Trade Organization know? The Mobilization and Staging of Scientific Expertise in the GMO Trade Dispute,’ (2012) 42 (1)Social Studies of Science 75, at 78CrossRefGoogle Scholar.

77 Ibid., at 77.

78 Ibid., at 97.

79 See Schropp, S., ‘Commentary on the Appellate Body Report in Australia-Apples (DS367): Judicial Review in the Face of Uncertainty’, (2012) 11 (2)World Trade Review 171CrossRefGoogle Scholar; L. Gruszczynski, Regulating Health and Environmental Risks under WTO Law (2010), especially Chapter 4.

80 Appellate Report European Communities – Measures Concerning Meat and Meat Products (Hormones), adopted 13 February 1998, AB-1997-4, WT/DS26/AB/R, WT/DS48/AB/R, at para. 117.

82 Ibid., at para. 194.

83 Ibid., at para. 115.

84 Panel Report Japan – Measures Affecting the Importation of Apples, adopted 10 December 2003, WT/DS245/R, at paras. 8.169 – 81.

85 See Schropp, supra note 79; Prévost, D., ‘What Role for the Precautionary Principle in WTO Law after Japan–Apples?’, (2005) 2 (4)EcoLomic Policy and Law: Journal of Trade & Environment Studies 1Google Scholar.

86 Panel Report Canada – Continued Suspension of Obligations in the EC – Hormones Dispute, adopted 14 November 2008, WT/DS321/R, at paras. 7.409–11.

87 Appellate Report Canada – Continued Suspension of Obligations in the EC – Hormones Dispute, adopted 14 November 2008, AB-2008-6, WT/DS321/AB/R, at para. 590.

88 Ibid., at para. 591.

90 See, generally, Appellate Report Australia – Measures Affecting the Importation of Apples from New Zealand, adopted 17 December 2010, AB-2010-2, WT/DS/AB/R. For a similar view, see Schropp, supra note 79; Peel, J., ‘Of Apples and Oranges (and Hormones in Beef): Science and the Standard Review in WTO Disputes under the SPS Agreement’, (2012) 61 (2)ICLQ 427CrossRefGoogle Scholar.