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Growth kinetics of GaN thin films grown by OMVPE using single source precursors

Published online by Cambridge University Press:  13 June 2014

R. A. Fischer
Affiliation:
Anorganische Chemie II, Ruhr Universtität Bochum, D-44801, Germany
A. Wohlfart
Affiliation:
Anorganische Chemie II, Ruhr Universtität Bochum, D-44801, Germany
A. Devi
Affiliation:
Anorganische Chemie II, Ruhr Universtität Bochum, D-44801, Germany
W. Rogge
Affiliation:
Anorganische Chemie II, Ruhr Universtität Bochum, D-44801, Germany

Abstract

We report the growth kinetics of GaN thin films using the single source precursor bisazido dimethylaminopropyl gallium (BAZIGA) in a cold wall reactor. Transparent, smooth, epitaxial (FWHM of the α-GaN 0002 rocking curve = 129.6 arcsec) and stoichiometric GaN films were grown on c-plane Al2O3 substrates in the temperature range of 870 – 1320K and high growth rates were obtained (up to 4000 nm/hr). Film growth was studied as a function of substrate temperature as well as reactor pressure. Although high quality films were obtained without using any additional source of nitrogen such as ammonia, we have investigated the effect of ammonia on the growth and properties of the resulting films. The films obtained were characterized by XRD, RBS, XPS, AES, AFM, SEM and the room temperature PL spectroscopy of GaN films grown exhibited the correct near band edge luminescence at 3.45 eV.

Type
Research Article
Copyright
Copyright © 1996 Materials Research Society

Introduction

The nitrides GaN, AlN, InN and their ternary alloy systems AlGaN and InGaN are very promising materials for applications in green/blue light-emitting diodes and semi-conductor lasers[ Reference Nakamura 1 ]. The commercial growth of high quality epitaxial group-13 nitrides by organometallic vapor phase epitaxy (OMVPE) is based on the co-pyrolysis of metal alkyls MR3 (M = Al, Ga, In, R = CH3, C2H5, tBu) and NH3. But high temperatures are involved in this process for the effective activation of NH3 (>773K for InN[ Reference Eddy and Moustakas 2 ], >1173K for AlN and GaN[ Reference Strite and Morkoç 3 ]).

Many efforts have been undertaken to substitute the ineffective nitrogen source (NH3) using alternative precursors based on the concept of preformed direct M-N bonds in the precursor molecule. Such precursors for the growth at a lower V/III ratio and milder growth conditions were achieved with many compounds for instance hydrazine (N2H4), 1-1-dimethyl hydrazine (M2NNH2), phenyl hydrazine (PhNH-NH2), hydrazoic acid (HN3)[ Reference Okumura, Misawa, Okahisa and Yoshida 6 - Reference Linnen and Coombe 8 ] and also alkyl amines (RNH2, R = tBu, iPr)[ Reference Beaumont, Gilbart and Faurie 9 ]. But the disadvantages of these precursors are their toxic and explosive nature as well as carbon incorporation into the resulting films. Besides these compounds, some group-III metal amido compounds such as [R2GaNH2]3 (R = Et, Me) and [Ga(NR2)3]2 (R = Et, Me) are interesting as single source precursors (SSP). However these precursors are only used with limited success in terms of the achieved film properties[ Reference Jones, Rushworth, Houlton, Roberts, Roberts, Whitehouse and Critchlow 10 ]. The azides such as [R2GaN3]x (R = Cl, H, Et, Me) are possible candidates as SSP and have been already used successfully to grow GaN[ Reference Park, Waezsada, Cowley and Roesky 11 ]. The azide group combines a pre-formed strong Ga-N bond with a reduced number of undesired Ga-C and N-C bonds to minimize the carbon incorporation during film growth. But the disadvantage with these precursors are their air sensitivity and explosivity. To find an alternative to these problems we concentrated our research on the growth of epitaxial GaN films using the novel Lewis-base stabilized organometallic azide compound of the type (N3)aM[(CH2)3NMe2]3−a (M = Al, Ga, In and a = 1, 2). These SSP’s are non-pyrophoric, non-explosive and yield epitaxial GaN films under moderate conditions. The successful growth of GaN and InN films was already reported earlier using a simple horizontal hot wall CVD reactor[ Reference Fischer, Miehr, Ambacher, Metzger and Born 12 - Reference Devi, Rogge, Fischer, Stowasser, Sussek, Becker, Schäfer and Wolfrum 14 ]. In this paper we report the study on the growth kinetics of GaN from the precursor (N3)2Ga[(CH2)3NMe2] (bisazido dimethylaminopropyl gallium, BAZIGA) in a horizontal cold wall CVD reactor.

Experiment

For GaN film deposition, a horizontal low pressure cold wall CVD reactor (base pressure: 10−6 Torr) was fabricated (Fig. 1). It consists of a quartz tube about 50 cm in length and 2.5 cm in diameter. The substrates are placed on a SiC coated graphite susceptor at the center of the tube. For the substrate heating, an inductive heating arrangement was used monitored by a radiation pyrometer. During the heating process the outer wall of the central part of the quartz tube was cooled by water. Using this set up temperatures up to 1473K could be attained. Attached to the quartz tube are the precursor vaporizer heated by means of an air bath and a glas trap cooled with liquid nitrogen. To generate the necessary vacuum, a turbo-molecular pump backed up by a rotary pump was used. The reactor pressure during the CVD process was regulated using a motor driven throttle valve and mass flow controllers were used to control the flow of different gases. For GaN film deposition, epi-polished c-plane Al2O3 substrates as large as 1 × 1cm were used. Before loading it into the reactor, the substrates were degreased in trichloroethylene, etched in a mixture of H2SO4 / H3PO4 (3:1) at 353K and rinsed with water and acetone. After the etching and cleaning process the substrates were pre-treated under vacuum for several hours (12 h) and subsequently annealed at 1323K with hydrogen (10 sccm) for 1 hour. Following this annealing, the substrates were nitridated with ammonia (40 sccm) at 1223K for 30 min. The vaporizer temperature was maintained at 353K for all depositions. Finally the vaporizer valve was opened to start the deposition which lasted normally for 45 min. High purity nitrogen (40 sccm) was used as a carrier gas to transport the precursor to the reaction zone. The deposition temperature was varied in the range of 773 – 1323K, the reactor pressure between 0.080 – 100.0 mbar. To investigate the influence of ammonia as a reactive gas to the growth process, ammonia flow rates were varied at different temperatures and pressures. The crystalline properties of the obtained films were investigated in detail by x-ray diffraction studies using a D8-Advance Bruker axs diffractometer and a high resolution D8-Discover Bruker axs diffractometer. The 2Θ-Θ scans, rocking curves, pole figures, reciprocal space mappings and reflectometry measurements were carried out. The film composition was determined by Rutherford Back Scattering (RBS) using the instrument of DTL (Dynamitron Tandem Laboratory), X-ray Photoelectron Spectroscopy (XPS) as well as Auger Electron Spectroscopy (AES) using the equipment from FISONS. The optical properties were studied by room temperature Photoluminescence (PL). The surface morphology was investigated with Atomic Force Microscopy (AFM) using a Nanoscope Multimode III scanning probe microscope (Digital Instruments) and Scanning Electron Microscopy (SEM) using an equipment from LEO. The film thickness was analyzed by AFM, using a TOPOMETRIX mircoscope.

Fig. 1) Schematic of the cold wall CVD reactor

Results and Discussion

The primary goal was to grow epitaxial GaN films using BAZIGA with N2 as inert carrier gas but without any additional nitrogen source such as ammonia. In fact this was achieved successfully. The films were grown without any buffer layers except that the substrates were nitridated with ammonia. It was found that at temperatures below 973K the films were predominantly amorphous. X-ray diffractograms showed a broad 0002 α-GaN reflection with low intensity. At higher temperatures crystalline α-GaN was found with a sharp 0002 α-GaN reflection and high intensity. It was also found that the crystal quality and the signal intensity was clearly improved with increasing pressure due to the decreasing growth rate. At low reactor pressures (0.080 mbar) growth rates of the order of 4500 nm/hr were obtained whereas higher reactor pressures (8.000 mbar) resulted in growth rates of the order of 2000 nm/hr. Besides the reactor pressure, the growth rate strongly depends on the substrate temperature because of surface reactions and altered reaction pathways. From the Arrheniusplot (Fig. 2) the temperature dependence of the growth rate can be clearly seen. The growth rate at lower temperatures indicates a thermally activated deposition kinetics. To determinate the activation energy (Ea) for the linear portion of the curve in the kinetic controlled part at lower temperatures, the Arrhenius equation G = A. exp(-Ea/RT) was used, where G is the growth rate, A is the Arrhenius pre-exponential factor, R is the gas constant and Ea the activation energy that is the rate limitting process under the given conditions. For all depositions a reactor pressure of 8.000 mbar was adjusted. It was found that in the temperature range of 870 – 1020K the GaN film growth is associated with an activation energy of 151 ± 5 kJ/mol. The maximum growth rate of 2500 nm/h was obtained in the temperature range of 1020 – 1175K. In this range, the growth rate shows nearly no temperature dependence that means the growth is only controlled by the diffusion of the precursor molecule fragments to the substrate surface. At temperatures over 1175K the growth rate decreases because of desorption and depletion processes consistent with the typical behavior of a CVD process. To investigate the influence of ammonia as a reactive gas to the growth kinetics, an Arrhenius-plot under the same conditions (8.000 mbar reactor pressure and 363K vaporizer temperature) but with additional NH3 (40 sccm) was carried out. Under these conditions some differences were observed and it was found that the slope of the kinetically controlled regime is lowered by more than half yielding an activation energy of Ea = 65 ± 5 kJ/mol. A temperature range of 870–1060K for the kinetically controlled regime was obtained. Thereby the kinetically controlled regime is extended to higher temperatures than in the previous case where no NH3 was used. The growth rate was also reduced and the highest growth rate of the order of 1000 nm/h was obtained in the range of 1060 – 1175K. The growth rate drops off again at temperatures greater than 1175K. In addition to the reduction in Ea and growth rates, the crystalline quality of the resulting films were poorer when compared to those obtained without NH3 under similar CVD conditions. To study the effect of NH3 on the crystalline quality, several α-GaN films were deposited at a reactor pressure of 8.000 mbar and a substrate temperature of 1073K with increasing ammonia flow. The film properties were determined with x-ray diffraction (XRD) and it was found that the obtained films were epitaxial due to the fact that the diffractograms showed only the 0002 reflection and also confirmed from their pole figure measurements (Fig. 4). To investigate the crystalline quality, rocking curves of the 0002 α-GaN reflection have been carried out. Fig. 3 shows the variation of FWHM (as determined by x-ray rocking curves) of the epitaxial α-GaN films with increasing ammonia flow rates. It is to be noted that the FWHM of the 0002 GaN rocking curves strongly depends on the flow rate of NH3. With increasing NH3 flow, the FWHM increases. Without ammonia a FWHM of 129.6 arcsec was achieved. This is to our knowledge the best ever reported value for the epitaxial films obtained from single source precursors without any additional source for nitrogen. As illustrated in Fig. 3, with increasing ammonia flow rates, the crystal quality becomes poorer. The pole figure measurement (Fig. 4) was setup with a fixed 2Θ value of 34.5° and ω = 17.25° and ψ = 0 − 65°, ϕ = 0 − 360°. The 2-dimensional plot shows both the reflections from α-GaN (0002) and (10

1) and from the Al2O3 substrate (10
4) and (11
0) at different ψ and ϕ angles. From these reflections the orientation of the α-GaN layer relative to the sapphire substrate could be determined as 30°. By means of these pole figure measurements as well as 2Θ-Θ scans and reciprocal space mappings the hexagonal symmetry of the produced GaN films was confirmed.

Fig. 2) Arrhenius-plot at 8.000 mbar without NH3

Fig. 3) Variation of FWHM with NH3 flow rates

Fig. 4) Pole figure measurement and orientation of a α-GaN film

To investigate the role of substrate nitridation, two amorphous low temperature films (grown at 773K and 8.000 mbar) were characterized by x-ray reflectometry. It was seen that during the nitridation of the bare Al2O3 substrates with NH3 for 30 min, a thin layer of AlN (0.5 nm) was formed and this was verified by XPS measurements. The absence of the AlN layer on a non-nitridated Al2O3 substrate was also verified by XPS. The density of the grown α-GaN layer was found to be significantly lower (4.42 g/cm3) than crystalline bulk α-GaN (6.1 g/cm3). This could be caused by incorporation of residual precursor fragments as well as structural defects. The roughness of the GaN layer was determined as ∼1 nm from reflectometry. This was also confirmed by AFM measurements. Crystalline high temperature films could not be characterized by x-ray reflectometry because of their higher surface roughness. The film composition was checked with RBS and XPS including nitrogen, gallium, carbon and oxygen to determine the Ga-N stoichiometry as well as the level of impurity. The RBS analysis revealed stoichiometric GaN in a “chemical sense” with a ratio of Ga and N of 1:1 without any additional oxygen. To determine possible impurities the films were analyzed by XPS. It was found that GaN films, grown at 973K, contained very small traces of carbon when grown without using ammonia and this can be accounted due to the fragmentation of the precursor leading to carbon incorporation. Whereas in GaN films grown at 1173K at 8.000 mbar reactor pressure and 363K vaporizer temperature with 20 sccm NH3, carbon was absent (Fig. 5). It was found that very small amounts of ammonia were necessary to grow GaN films free of carbon.

Fig. 5) XPS spektrum of a GaN film small traces of carbon

Conclusions

It was demonstrated that it is possible to grow GaN films using BAZIGA as a single source precursor without any additional nitrogen source such as NH3 with a high structural quality which is reasonable close to the materials grown with the standard process and exhibiting the characteristic band edge luminescence of 3.45 eV. The use of NH3 during the deposition has an important influence to the resulting film properties. It was found that the best crystalline α-GaN films were achieved at higher reactor pressures (above 10 mbar) without using any NH3. In this case very small traces of carbon could be found by XPS. Moreover using very low flow rates of NH3 (2-5 sccm) during deposition, the carbon incorporation was eliminated, but with increasing NH3 flow rates (up to 20 sccm) the crystalline quality decreased drastically.

Acknowledgements

The authors thank the Deutsche Forschungsgemeinschaft (DFG) for financial support. A. D. thanks the Alexander von Humboldt foundation, Germany for a fellowship.

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Figure 0

Fig. 1) Schematic of the cold wall CVD reactor

Figure 1

Fig. 2) Arrhenius-plot at 8.000 mbar without NH3

Figure 2

Fig. 3) Variation of FWHM with NH3 flow rates

Figure 3

Fig. 4) Pole figure measurement and orientation of a α-GaN film

Figure 4

Fig. 5) XPS spektrum of a GaN film small traces of carbon