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Power, Rhetoric, and the State: A Theory of Presidential Legitimacy

Published online by Cambridge University Press:  05 August 2009

Extract

Most studies of presidential power assume that legitimacy is derived from the Constitution. This essay argues that presidents can become authors of their own legitimacy, whether understood in normative or behavioral terms. Specifically, the thesis is that presidential assertions of power, cloaked in an antipower rhetoric which formally honors the dominant values of the culture, have created an American state that has served as an extraconstitutional source of presidential legitimacy. It is widely believed that American constitutionalism undermined the state by destroying sovereignty. Lincoln's interpretation and use of the war power, however, denned a supreme national authority located in the presidency. In addition, his Gettysburg Address provided a paradigmatic metaphor for concealing presidential power rhetorically. Subsequent presidents have taken advantage of both effects by attempting to assert power as revolutionary principle. Linguistically, these concealments are reflected in tropes which constitute legitimizing defenses for exercise of extraordinary power.

Type
Research Article
Copyright
Copyright © University of Notre Dame 1988

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References

Notes

1. Corwin, Edward S., The President: Office and Powers (New York: New York University Press, 1940)Google Scholar, and Neustadt, Richard E., Presidential Power: The Politics of Leadership (New York: John Wiley and Sons, 1960)Google Scholar.

2. In his preface, Corwin states, “The central theme of the work is power and its development — the power of the President under the Constitution” President (p. vii). Cf. Neustadt, : “My theme is personal power and its politics: what it is, how to get it, how to keep it, how to lose it” Presidential Power (p. v).Google Scholar See also p. 8.

3. Corwin, , President, pp. vii, 126–36, 176–89, and passim.Google Scholar Corwin, it should be noted, was alarmed at the presidential aggrandizement involved in this process.

4. Neustadt, , Presidential Power: The Politics of Leadership from FDR to Carter (New York: John Wiley and Sons, 1980), pp. 164–65, 167.Google Scholar

5. Especially useful critiques are: Sperlich, Peter W., “Bargaining and Overload: An Essay on Presidential Power,” in Perspectives on the Presidency, ed. Wildavsky, Aar (Boston: Little, Brown and Company, 1975), pp. 406–30;Google ScholarHart, John, “Presidential Power Revisited,” Political Studies 25 (03 1977): 4861;CrossRefGoogle ScholarCronin, Thomas, “Presidential Power Revised and Reappraised,” Western Political Quarter 32 (12 1979): 381–95.CrossRefGoogle Scholar For a discussion of these and other related works, see Bailey, Harry A. Jr., “Neustadt's Thesis Revisited,” Presidential Studies Quarterly 11 (Summer 1981): 351–57.Google Scholar See also, Hoekstra, Douglas J., “Presidential Power and Presidential Purpose,” Review of Politics 47 (10 1985): 566–88.CrossRefGoogle Scholar This critique of presidential studies also focuses on legitimacy, arguing that “the separation of normative issues from the study of presidential practice seem[s] untrue to the nature of the office itself,” (p. 584).

6. Pious, Richard M., The American Presidency (New York: Basic Books, Inc., 1979)Google Scholar.

7. Ibid., p. 17.

8. Ibid., p. 50.

9. Pious does not develop this perspective, however. See Bailey, , “Neustadt's Thesis Revisited,” p. 355.Google Scholar

10. In part, this is proposed in response to the call for development of theories on the nature and ethos of presidential rhetoric. See Windt, Theodore Otto Jr., “Presidential Rhetoric: Definition of a Field of Study,” Presidential Studies Quarter 16 (Winter 1986): 108109.Google Scholar

11. There is a considerable literature that reflects this point of view, including works on the absence of socialism, the peculiarities of the American class structure, the importance of the frontier, the impact of federalism, the effects of pluralism, and so forth. I will mention only a recent example: Huntington, Samuel P., American Politics: The Promise of Disharmony (Cambridge, MA: The Belknap Press, 1981), pp. 3436.Google Scholar

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16. Ibid., pp. 530–31.

17. Ibid., p. 533.

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23. Ibid., 7:301; 5:388; 7:282.

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26. Huntington, , The Promise, p. 75.Google Scholar

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28. White, Hayden, Tropics of Discourse: Essays in Cultural Criticism (Baltimore: Johns Hopkins Press, 1978), p. 78.Google Scholar

29. Geertz, Clifford, “Ideology as a Cultural System,” Ideology and Discontent, ed. Apter, David (Glencoe, IL: The Free Press, 1964), p. 59.Google Scholar The difficulties of defining metaphor are discussed by Eco, Umberto, Semiotics and the Philosophy of Language (London: The Macmillan Press, 1979), pp. 101103, 127–29.Google Scholar

30. Bloom, Harold, “The Breaking of Form,” Deconstruction and Criticism, ed. Hartman, Geoffrey H. (New York: Seabury Press, 1979), pp. 811.Google Scholar See also Bloom's, Agon: Towards a Theory of Revisionism (New York: Oxford University Press, 1982)Google Scholar, and his The Anxiety of Influence: A Theory of Poetry (New York: Oxford Univers Press, 1973).Google Scholar

31. Lentricchia, Frank, “Editor's Forward” in Bloom, The Breaking of Vessels (Chicago: University of Chicago Press, 1982), p. x.Google Scholar

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35. Wilson, Woodrow, The Messages and Papers of Woodrow Wilson, (New York: Harper and Brothers, 1924), 1:433, 2:645.Google Scholar On Wilson, , I have borrowed from Michael Paul Rogin, “The King's Two Bodies: Lincoln, Wilson, Nixon, and Presidential Self-Sacrifice” in “Ronald Reagan,” the Movie and Other Episodes in Political Demonology (Berkeley: University of California, 1987), pp. 81115.Google Scholar

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42. Ibid.

43. Ibid., 5: 235–6.

44. Ibid., 12: 241.

45. Anderson, , Lincoln, pp. 217–18.Google Scholar Harold Bloom's “anxiety of influence” theme has been developed ably by Leuchtenburg, William E., In the Shadow of FDR: From Harry Truman to Ronald Reagan, rev. ed. (Ithaca, NY: Cornell University Press, 1983).Google Scholar

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47. See Fitzgerald, Frances, Fire in the Lake (Boston: Little, Brown and Co., 1972), p. 233;Google Scholar and Schlesinger, , The Imperial Presidency, p. 252.Google Scholar

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50. Schaar, John H., Legitimacy in the Modern State (New Brunswick, NJ: Transaction Books, 1981), pp. 1923.Google Scholar

51. This conclusion parallels the synthesis of Corwin and Neustadt proposed by Tatalovich, Raymond and Daynes, Byron W., “Toward a Paradigm to Explain Presidential Power,” Presidential Studies Quarterly 9 (Fall 1979): 428–41.Google Scholar

52. Thomas Hobbes as quoted by Wolin, Sheldon S., Politics and Vision: Continuity and Innovation in Western Political Thought (Boston: Little, Brown and Co., 1960), p. 246.Google Scholar The discussion of Hobbes borrows from Wolin, pp. 246–60, and from Cranston, Maurice, “From Legitimism to Legitimacy,” Legitimacy/Légitmité, ed. Moulakis, Athanasios (Berlin: Walter de Gruyter, 1985), pp. 3643.Google Scholar Also see Rogin, : “Hobbes derived political authority from consent in order not to obligate the sovereign but to free him” “Ronald Reagan,” (p. 298).Google Scholar

53. In United States v. Curtiss-Wright (1936), the Supreme Court gave legal sanction to the president as Hobbesian sovereign in foreign affairs: “the President alone has the power to speak or listen as a representaive of the nation.” For historical perspective on this decision and its relationship to domestic politics, see Lafeber, Walter, “The Constitution and the United States Foreign Policy: An Interpretation,Journal of American History 74 (12 1987): 695717.CrossRefGoogle Scholar

54. Edwards, George C. III, The Public Presidency: The Pursuit of Popular Support (New York: St. Martin's Press, 1983), pp. 5163.Google Scholar

55. Lowi, Theodore J., The Personal President: Power Invested, Promise Unfulfilled (Ithaca, NY: Cornell University Press, 1985), p. 11, p. 178.Google Scholar

56. Ceasar, , Thurow, , Tulis, , and Bessette, note that “increasingly … speaking is governing” “Rise of the Rhetorical Presidency,” p. 234).Google Scholar