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4 - US FCC CBRS Regulations, and Other International Activity

from Part II - Three-Tier Dynamic Spectrum Models

Published online by Cambridge University Press:  30 August 2017

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Summary

Introduction

This chapter describes the rule-making process and formal requirements that were established by the United States (US) Federal Communications Commission (FCC) to implement the first three-tier band, the Citizens Broadband Radio Service (CBRS) band from 3.55 to 3.7 GHz [1, 2]. This chapter will describe the regulatory requirements only; methods for implementing them, and other three-tier regimes, are provided in detail in subsequent chapters.

The chapter closes with a discussion of movement towards three-tier spectrum management that has occurred outside of the USA. None of these is yet as mature as the USA regulations, but are different national approaches to creating a similar ecosystem.

This chapter is not intended to advocate for the specifics of the US three-tier framework. It compromised some principles of the PCAST vision of three-tier; these compromises may be undesirable, or may be improvements. They may or may not be relevant to the issues faced by other countries, and in other bands, when adopting the three-tier framework. Instead, the US three-tier framework is presented as a point of departure from which it is likely that consideration of other bands, and other countries, will depart.

Repeating a quotation cited in the first chapter, the intent of this band was stated by the FCC as [2]:

“The Citizens Broadband Radio Service takes advantage of advances in technology and spectrum policy to dissolve age-old regulatory divisions between commercial and federal users, exclusive and non-exclusive authorizations, and private and carrier networks.”

The FCC actually issued its first interest in, and support of, the President's Council of Advisors on Science and Technology (PCAST) recommendations a few months after the formal release of the PCAST report [3]. There was an unprecedented amount of support in the administration, as shown in Figure 4.1. This figure shows the support for the PCAST release event, including the Chief Information Officer (CIO) of the Department of Defense (DoD), Assistant Secretary of the Department of Commerce (DoC) and Director of the National Telecommunications and Information Agency (NTIA), the Deputy Director of the White House Office of Science and Technology Policy (OSTP), the Chairman of the FCC, and the Chairman of the Council of Economic Advisors (CEA).

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Chapter
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Publisher: Cambridge University Press
Print publication year: 2017

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References

1 Federal Communications Commission, Amendment of the Commission's Rules with Regard to Commercial Operation in the 3550– 3650 MHz Band, GN Docket 12-354, Report and Order and Second Further Notice of Proposed Rulemaking and Order (2015). http://apps.fcc.gov/edocs_public/attachmatch/FCC-15-47A1.pdf.
2 Federal Communications Commission, Amendment of the Commission's Rules with Regard to Commercial Operation in the 3550– 3650 MHz Band, GN Docket 12-354, Order on Reconsideration and Second Report and Order (2016). https://apps.fcc.gov/edocs_public/attachmatch/FCC-16-55A1.pdf.
3 Federal Communications Commission, FCC Chairman Julius Genachowski Announces Plans to Initiate Formal Steps on Spectrum Recommendations from the PCAST. Press release (2012).
4 President of the United States, Expanding America's Leadership inWireless Innovation; Memorandum for the Heads of Executive Departments and Agencies. Presidential memorandum (2013).
5 US Department of Commerce, National Telecommunications and Information Agency (NTIA), An Assessment of the Near Term Viability of Accommodating Wireless Broadband Systems in the 1675– 1710 MHz, 1755– 1780 MHz, 3500– 3650 MHz, and 4200– 4220 MHz, 4380– 4400 MHz bands. Technical report (2010).
6 Federal Communications Commission, Wireless Telecommunications Bureau and Office of Engineering and Technology Establish Procedure and Deadline for Filing Spectrum Access System (SAS) Administrator(s) and Environmental Sensing Capability (ESC) Operator(s) Applications (2015). http://apps.fcc.gov/edocs_public/attachmatch/DA-15-1426A1.pdf.
7 Federal Communications Commission, Wireless Telecommunications Bureau and Office of Engineering and Technology announce Methodology for Determining the Protected Contours for Grandfathered 3650– 3700 MHz Band Licenses GN Docket No. 12-354. Public notice (2016).
8 United States Census Bureau, Census Tracts and Block Numbering Areas. Technical Report (2000).
9 Office of Communications (Ofcom) (UK), 3.8 GHz to 4.2 GHz band: Opportunities for innovation (2016). http://stakeholders.ofcom.org.uk/consultations/opportunitiesfor- spectrum-sharing-innovation.
10 Spectrum Sharing Committee (SSC), SAS–SAS Protocol Technical Specification, WINNF-16-S-0096-V1.0. 0 (Wireless Innovation Forum, 2016).
11 Spectrum Sharing Committee (SSC), SAS to CBSD Technical Specification,WINNF-16-S-0016-V1.0. 0 (Wireless Innovation Forum, 2016).
12 Spectrum Sharing Committee (SSC), SAS Functional Architecture. WINNF-15-P-0047-V1.0. 0 (Wireless Innovation Forum, 2015).
13 Spectrum Sharing Committee (SSC), CBRS Threat Model, WINNF-15-P-0089-V1.0. 0 (Wireless Innovation Forum, 2016).

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