Hostname: page-component-78c5997874-8bhkd Total loading time: 0 Render date: 2024-11-18T06:30:35.778Z Has data issue: false hasContentIssue false

The Diffusion of Policy Diffusion Research in Political Science

Published online by Cambridge University Press:  24 September 2012

Abstract

Over the past fifty years, top political science journals have published hundreds of articles about policy diffusion. This article reports on network analyses of how the ideas and approaches in these articles have spread both within and across the subfields of American politics, comparative politics and international relations. Then, based on a survey of the literature, the who, what, when, where, how and why of policy diffusion are addressed in order to identify and assess some of the main contributions and omissions in current scholarship. It is argued that studies of diffusion would benefit from paying more attention to developments in other subfields and from taking a more systematic approach to tackling the questions of when and how policy diffusion takes place.

Type
Articles
Copyright
Copyright © Cambridge University Press 2012 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

*

Department of History and Politics, Drexel University (email: erin.r.graham@drexel.edu); Department of Political Science, University of Michigan (email: cshipan@umich.edu); and Frank Batten School of Leadership and Public Policy, University of Virginia (email: volden@virginia.edu), respectively. The authors thank Rachel Schneider and Mike Zilis for valuable research assistance, Derek Stafford for helpful assistance with network analyses, and participants at the Annual Meeting of the American Political Science Association, Boston, Mass., 2008, for useful suggestions. The article has gained immensely from generous comments made by Jenna Bednar, Bill Berry, Fred Boehmke, Sarah Brooks, Claire Dunlop, Lorraine Eden, Rob Franzese, Katharina Füglister, Fabrizio Gilardi, Virginia Gray, Don Haider-Markel, Andrew Karch, David Levi-Faur, Covadonga Meseguer, William Minozzi, Chris Mooney, Ben Noble, Aseem Prakash, Claudio Radaelli, Harvey Starr, Diane Stone, Hugh Ward, Kurt Weyland, Alan Wiseman and the anonymous reviewers.

References

1 Bennett, Colin J., ‘What is Policy Convergence and What Causes It?’ British Journal of Political Science, 21 (1991), 215–33 CrossRefGoogle Scholar

Berry, Frances Stokes and Berry, William D., ‘State Lottery Adoptions as Policy Innovations: An Event History Analysis’, American Political Science Review, 84 (1990), 395–415 CrossRefGoogle Scholar

Karch, Andrew, ‘Emerging Issues and Future Directions in State Policy Diffusion Research’, State Politics and Policy Quarterly, 7 (2007), 54–80 CrossRefGoogle Scholar

Meseguer, Covandoga and Gilardi, Fabrizio, ‘What is New in the Study of Policy Diffusion?’ Review of International Political Economy, 16 (2009), 527–43 CrossRefGoogle Scholar

Savage, Robert L., ‘Diffusion Research Traditions and the Spread of Policy Innovations in a Federal System’, Publius: The Journal of Federalism, 15 (1985), 1–27 Google Scholar

Simmons, Beth A.Dobbin, Frank and Garrett, Geoffrey, ‘Introduction: The International Diffusion of Liberalism’, International Organization, 60 (2006), 781–810 CrossRefGoogle Scholar

Givan, Rebecca Kolins, Soule, Sarah A. and Roberts, Kenneth M. eds, The Diffusion of Social Movements: Actors, Mechanisms, and Political Effects (Cambridge: Cambridge University Press, 2010)CrossRefGoogle Scholar

Stone, Diane, ‘Learning Lessons and Transferring Policy across Time, Space and Disciplines’, Politics, 19 (1999), 51–9 CrossRefGoogle Scholar

2 Strang, David and Soule, Sarah A., ‘Diffusion in Organizations and Social Movements: From Hybrid Corn to Poison Pills’, Annual Review of Sociology, 24 (1989), 265–90 Google Scholar

Volden, Craig, ‘States as Policy Laboratories: Emulating Success in the Children's Health Insurance Program’, Journal of Political Science, 50 (2006), 294–312Google Scholar

Gilardi, Fabrizio and Füglister, Katharina, ‘Empirical Modeling of Policy Diffusion in Federal States: The Dyadic Approach’, Swiss Political Science Review, 14 (2008): 413–50)Google Scholar

Jr, Robert J. Franzese and Hays, Jude C., ‘Strategic Interaction Among EU Governments in Active Labor Market Policy-Making’, European Union Politics, 7 (2006), 167–89 Google Scholar

Cao, Xun, ‘Networks as Channels of Policy Diffusion: Explaining Worldwide Changes in Capital Taxation, 1998–2006’, International Studies Quarterly, 54 (2010), 823–54 CrossRefGoogle Scholar

3 Milner, Helen V. and Mansfield, Edward D., ‘The New Wave of Regionalism’, International Organization, 53 (1999), 589–627 Google Scholar

4 Vogel, David, Trading Up: Consumer and Environmental Regulation in a Global Economy (Cambridge, Mass.: Harvard University Press, 1995)Google Scholar

Prakash, Aseem and Potoski, Matthew, ‘Racing to the Bottom? Trade, Environmental Governance, and ISO 14001’, American Journal of Political Science, 50 (2006), 350–64 CrossRefGoogle Scholar

Prakash, Aseem and Kollman, Kelly L., ‘Biopolitics in the EU and the U.S.: A Race to the Bottom or Convergence to the Top?’ International Studies Quarterly, 47 (2003), 617–41 CrossRefGoogle Scholar

Zeng, Ka and Eastin, Josh, ‘International Economic Integration and Environmental Protection: The Case of China’, International Studies Quarterly, 51 (2007), 971–95 CrossRefGoogle Scholar

5 Walker, Jack L., ‘The Diffusion of Innovations among the American States’, American Political Science Review, 63 (1969), 880–99 CrossRefGoogle Scholar

6 Finnemore, Martha and Sikkink, Kathryn, ‘International Norm Dynamics and Political Change’, International Organization, 52 (1998), 887–917 CrossRefGoogle Scholar

7 Glick, Henry R. and Hays, Scott P., ‘Innovation and Reinvention in State Policymaking: Theory and the Evolution of Living Will Laws’, Journal of Politics, 53 (1991), 835–50 CrossRefGoogle Scholar

8 Collier, David and Messick, Richard E., ‘Prerequisites Versus Diffusion: Testing Alternative Explanations of Social Security Adoption’, American Political Science Review, 69 (1975), 1299–315 CrossRefGoogle Scholar

9 Baybeck, BradyBerry, William D. and Siegel, David A., ‘A Strategic Theory of Policy Diffusion via Intergovernmental Competition’, Journal of Politics, 73 (2011), 232–47 CrossRefGoogle Scholar

10 The list of publications we included in our analysis, along with relevant citation information, can be found at http://sitemaker.umich.edu/cshipan/datasets. Because we collected the data throughout 2008 and 2009, the numerous works published between 2008 and the present are thus not included in the quantitative analysis. We do, however, discuss many of these studies in our qualitative assessment of these growing literatures.

11 Giles, Michael W. and Garand, James C., ‘Ranking Political Science Journals: Reputational and Citational Approaches’, PS: Political Science & Politics, 40 (2007), 741–52 Google Scholar

12 Surely additional important works are excluded using this method. Yet, given the scope of the included works under examination, individual omissions would not substantially affect the overall patterns uncovered here.

13 Boushey, Graeme, Policy Diffusion Dynamics in America (Cambridge: Cambridge University Press, 2010)CrossRefGoogle Scholar

Karch, Andrew, Democratic Laboratories: Policy Diffusion Among the American States (Ann Arbor: University of Michigan Press, 2007)CrossRefGoogle Scholar

Weyland, Kurt G., Bounded Rationality and Policy Diffusion (Princeton, N.J.: Princeton University Press, 2007)Google Scholar

14 Once again, these books are used in the qualitative assessments making up the bulk of the analysis reported here. Meseguer and Gilardi focus their review on two of the more prominent books on international policy diffusion (‘What is New in the Study of Policy Diffusion?’).

15 Axelrod, Robert, ‘The Dissemination of Culture: A Model with Local Convergence and Global Polarization’, Journal of Conflict Resolution, 41 (1997), 203–26 CrossRefGoogle Scholar

16 Bernie Grofman, Natalie Masuoka and Scott Feld, ‘Replication Data for: The Political Science 400: A 20-Year Update’, 2007, hdl:1902.1/10398 UNF:3:2tWRl6UVmdq2DwGz4Rvwnw== Bernie Grofman [Distributor].

17 The third author also read the abstracts for approximately 20 per cent of the papers for which the first two authors agreed about the category. In every case, this confirmed the coding by the first two authors.

18 In order to derive the networks, we utilize the Fructerman–Reingold energizing algorithm, which is the most commonly used algorithm for networks with more than 500 nodes. An energizing algorithm provides information about the clusters of nodes, where each study in our dataset is a separate node, and about the distances between these nodes. Each node may be thought of as a steel ring that is magnetically charged and has a different charge from its neighbour. Thus, each node wants to repel every other node; so pushing the nodes closer together requires energy. The edges connecting the nodes are then thought of as also having springs. Stretching the spring requires energy as well, so now there are two forces acting on the rings at the same time: the springs connecting them that pull the nodes together, and the magnetic charges that push them apart. Energizing algorithms allow the springs and charges to find a balance, minimizing the energy necessary to hold the network together. The Fructerman–Reingold algorithm differs from others (e.g., Kamada–Kawaii) in the way it derives the relationship between the length of the spring and the tension on the endpoints.

19 For example, while most of the articles study the spread of policies, a large number study the spread of war/conflict in IR, the spread of democracy in CP, or the spread of norms.

20 While network analyses can be used for a variety of purposes, our purpose here is mainly to demonstrate the degree of connectedness across subfields and the nature of the discussions taking place in each area of scholarship. Colour versions of Figures 2, 3 and 4 allow the patterns to be seen more easily; these are posted online at http://sitemaker.umich.edu/cshipan/datasets.

21 Gray, Virginia, ‘Innovation in the States: A Diffusion Study’, American Political Science Review, 67 (1973), 1174–85 CrossRefGoogle Scholar

22 There has been considerable debate regarding the role of automated drawing algorithms in network analysis. Like many methods, these algorithms can be abused, such as by relying on rotations or projections that offer visually misleading conclusions. Among the many ways to address such concerns, researchers may wish to explore and display results for meaningful subsets of the data, as we do in Figures 2–4. Moreover, although we were careful about accurately illustrating the particular scholarly debates highlighted by subsets in the figures, it is important to note that not every article within the shown subset ‘Race to the Bottom’ was found with the ‘race to the bottom’ search terms, nor is every article outside of that subset about something other than a race to the bottom. The same is true for each of the other subsets shown. Rather, these subsets illustrate the main debates taking place in each part of the figure.

23 See, for example, Craig Volden, ‘The Politics of Competitive Federalism: A Race to the Bottom in Welfare Benefits?’ American Journal of Political Science, 46 (2002), 352–63.

24 Dolowitz, David P. and Marsh, David, ‘Learning from Abroad: The Role of Policy Transfer in Contemporary Policy-Making’, Governance, 13 (2000), 5–24 CrossRefGoogle Scholar

Radaelli, Claudio M., ‘Policy Transfer in the European Union: Institutional Isomorphism as a Source of Legitimacy’, Governance, 13 (2000), 25–43 CrossRefGoogle Scholar

Stone, Diane, ‘Non-Governmental Policy Transfer: The Strategies of Independent Policy Institutes’, Governance, 13 (2000), 45–70 CrossRefGoogle Scholar

25 Starr, Harvey, ‘Democratic Dominoes: Diffusion Approaches to the Spread of Democracy in the International System’, Journal of Conflict Resolution, 35 (1991), 356–81 CrossRefGoogle Scholar

26 See, for instance, Bennett, ‘What is Policy Convergence and What Causes It?’

27 Most, Benjamin A. and Starr, Harvey, ‘Diffusion, Reinforcement, Geopolitics, and the Spread of War’, American Political Science Review, 74 (1980), 932–46 CrossRefGoogle Scholar

28 Haas, Peter M., ‘Epistemic Communities and International Policy Coordination’, International Organization, 46 (1992), 1–35 CrossRefGoogle Scholar

Checkel, Jeffrey T., ‘Norms, Institutions, and National Identity in Contemporary Europe’, International Studies Quarterly, 43 (1999), 83–114 CrossRefGoogle Scholar

29 Milner, Helen V., ‘Rationalizing Politics: The Emerging Synthesis of International, American, and Comparative Politics’, International Organization, 52 (1998), 759–86 CrossRefGoogle Scholar

30 Mintrom, Michael, ‘Policy Entrepreneurs and the Diffusion of Innovation’, American Journal of Political Science, 41 (1997), 738–70 CrossRefGoogle Scholar

31 Walker, ‘The Diffusion of Innovations among the American States’.

32 Collier and Messick, ‘Prerequisites versus Diffusion’.

33 Starr, ‘Democratic Dominoes’.

34 Haas, ‘Epistemic Communities and International Policy Coordination’.

35 Mintrom, ‘Policy Entrepreneurs and the Diffusion of Innovation’.

36 Collier and Messick, ‘Prerequisites versus Diffusion’.

37 Simmons, Beth A. and Elkins, Zachary, ‘The Globalization of Liberalization: Policy Diffusion in the International Political Economy’, American Political Science Review, 98 (2004), 171–89 CrossRefGoogle Scholar

Weyland, Kurt G., ‘Theories of Policy Diffusion: Lessons from Latin American Pension Reform’, World Politics, 57 (2005), 262–95 CrossRefGoogle Scholar

38 Dolowitz, David P., ‘British Employment Policy in the 1980s: Learning from the American Experience’, Governance, 10 (1997), 23–42 CrossRefGoogle Scholar

39 Starr, Harvey and Most, Benjamin A., ‘The Substance and Study of Borders in International Relations Research’, International Studies Quarterly, 20 (1976), 581–620 CrossRefGoogle Scholar

Starr, Harvey and Most, Benjamin A., ‘A Return Journey: Richardson, “Frontiers” and Wars in the 1946–1965 Era’, Journal of Conflict Resolution, 22 (1978), 441–67 CrossRefGoogle Scholar

Starr, Harvey and Most, Benjamin A., ‘The Forms and Processes of War Diffusion: Research Update on Contagion in African Conflict’, Comparative Political Studies, 18 (1985), 206–27 CrossRefGoogle Scholar

Most, Benjamin A. and Starr, Harvey, ‘Theoretical and Logical Issues in the Study of International Diffusion’, Journal of Theoretical Politics, 2 (1990), 391–412 CrossRefGoogle Scholar

Davis, William W.Duncan, George T. and Siverson, Randolph M., ‘The Dynamics of Warfare: 1816–1965’, American Journal of Political Science, 22 (1978), 772–92 CrossRefGoogle Scholar

Siverson, Randolph M. and King, Joel, ‘Attributes of National Alliance Membership and War Participation, 1815–1965’, American Journal of Political Science, 24 (1980), 1–15 CrossRefGoogle Scholar

Siverson, Randolph M. and Starr, Harvey, ‘Opportunity, Willingness, and the Diffusion of War’, American Political Science Review, 84 (1990), 47–67 CrossRefGoogle Scholar

40 Florini, Ann, ‘The Evolution of International Norms’, International Studies Quarterly, 40 (1996), 363–89 CrossRefGoogle Scholar

Price, Richard, ‘Reversing the Gun Sights: Transnational Civil Society Targets Land Mines’, International Organization, 52 (1998), 613–43 CrossRefGoogle Scholar

41 Simmons, Dobbin and Garrett ‘Introduction: The International Diffusion of Liberalism’; Beth A. Simmons, Frank Dobbin and Geoffrey Garrett, eds, The Global Diffusion of Markets and Democracy (Cambridge, Mass.: Cambridge University Press, 2008)Google Scholar

42 Chwe, Michael Suk-Young, ‘Communication and Coordination in Social Networks’, Review of Economic Studies, 67 (2000), 1–16 CrossRefGoogle Scholar

Young, H. Peyton, ‘The Diffusion of Innovations in Social Networks’, in Lawrence E. Blume and Steven N. Durlauf, eds, The Economy as an Evolving Complex System, III: Current Perspectives and Future Directions (Oxford: Oxford University Press, 2006), pp. 267–81 Google Scholar

Simonsen, Ingve, ‘Diffusion and Networks: A Powerful Combination!’, Physica A: Statistical Mechanics and its Applications, 357 (2005), 317–30 CrossRefGoogle Scholar

43 Dolowitz, David P. and Marsh, David, ‘Who Learns What from Whom? A Review of the Policy Transfer Literature’, Political Studies, 44 (1996), 343–57 CrossRefGoogle Scholar

44 Gilardi, Fabrizio, ‘Who Learns from What in Policy Diffusion Processes?’ American Journal of Political Science, 54 (2010), 650–66 CrossRefGoogle Scholar

45 Mossberger, Karen, ‘State-Federal Diffusion and Policy Learning: From Enterprise Zones to Empowerment Zones’, Publius: The Journal of Federalism, 29 (1999), 31–50 CrossRefGoogle Scholar

Grossback, Lawrence J., Nicholson-Crotty, Sean, and Peterson, David A., ‘Ideology and Learning in Policy Diffusion’, American Politics Research, 67 (2004), 521–45 Google Scholar

46 Volden, ‘The Politics of Competitive Federalism’; David Levi-Faur, ‘The Politics of Liberalisation: Privatisation and Regulation-for-Competition in Europe's and Latin America's Telecoms and Electricity Industries’, European Journal of Political Research, 42 (2004), 705–40 Google Scholar

47 Ikenberry, John G. and Kupchan, Charles A., ‘Socialization and Hegemonic Power’, International Organization, 44 (1990), 283–315 CrossRefGoogle Scholar

Fordham, Benjamin O. and Asal, Victor, ‘Billiard Balls or Snowflakes? Major Power Prestige and the International Diffusion of Institutions and Practices’, International Studies Quarterly, 51 (2007), 31–52 CrossRefGoogle Scholar

48 Shipan, Charles R. and Volden, Craig, ‘Bottom-up Federalism: The Diffusion of Antismoking Policies from U.S. Cities to States’, American Journal of Political Science, 50 (2006), 825–43 CrossRefGoogle Scholar

Huber, John D. and Shipan, Charles R., Deliberate Discretion? The Institutional Foundation of Bureaucratic Autonomy (New York: Cambridge University Press, 2002)CrossRefGoogle Scholar

49 See, for example, Volden, ‘States as Policy Laboratories’.

50 Weyland, ‘Theories of Policy Diffusion’.

51 Pacheco, Juliana, ‘The Social Contagion Model: Exploring the Role of Public Opinion on the Diffusion of Anti-Smoking Legislation across the American States’, Journal of Politics, 74 (2012), 187–202 CrossRefGoogle Scholar

52 Collier and Messick, ‘Prerequisites versus Diffusion’.

53 Drezner, Daniel W., ‘Globalization, Harmonization, and Competition: The Different Pathways to Policy Convergence’, Journal of European Public Policy, 12 (2005), 841–59 CrossRefGoogle Scholar

54 Baybeck, Berry and Siegel, ‘A Strategic Theory of Policy Diffusion via Intergovernmental Competition’.

55 Adler, Emanuel, ‘The Emergence of Cooperation: National Epistemic Communities and the International Evolution of the Idea of Nuclear Arms Control’, International Organization, 46 (1992), 101–46 CrossRefGoogle Scholar

56 Welch, Susan and Thompson, Kay, ‘The Impact of Federal Incentives on State Policy Innovation’, American Journal of Political Science, 24 (1980), 715–29 CrossRefGoogle Scholar

57 Drezner, ‘Globalization, Harmonization, and Competition’.

58 See, for example, Mintrom, ‘Policy Entrepreneurs and the Diffusion of Innovation’; Shipan and Volden, ‘Bottom-up Federalism’.

59 Boeckelman, Keith, ‘The Influence of States on Federal Policy Adoptions’, Policy Studies Journal, 20 (1992), 365–75 CrossRefGoogle Scholar

60 See, for instance, Radaelli, ‘Policy Transfer in the European Union’.

61 Skocpol, Theda, Abend-Wein, MarjorieHoward, Christopher and Lehmann, Susan Goodrich, ‘Women's Associations and the Enactment of Mothers’ Pensions in the United States’, American Political Science Review, 87 (1993), 686–701 CrossRefGoogle Scholar

Mintrom, ‘Policy Entrepreneurs and the Diffusion of Innovation’; Steven J. Balla, ‘Interstate Professional Associations and the Diffusion of Policy Innovations’, American Politics Research, 29 (2001), 221–45 Google Scholar

62 Haas, ‘Epistemic Communities and International Policy Coordination’.

63 Stone, Diane, ‘Transfer Agents and Global Networks in the “Transnationalization” of Policy’, Journal of European Public Policy, 11 (2004), 545–66 CrossRefGoogle Scholar

64 See, for instance, Dolowitz, ‘British Employment Policy in the 1980s’.

65 Pérez-Armendáriz, Clarisa and Crow, David, ‘Do Migrants Remit Democracy? International Migration, Political Beliefs, and Behavior in Mexico’, Comparative Political Studies, 43 (2010), 119–48 CrossRefGoogle Scholar

66 Brooks, Sarah M., ‘Interdependent and Domestic Foundations of Policy Change: The Diffusion of Pension Privatization around the World’, International Studies Quarterly, 49 (2005), 273–94 CrossRefGoogle Scholar

Ward, Hugh and Cao, Xun, ‘Domestic and International Influences on Green Taxation’, Comparative Political Studies (forthcoming)Google Scholar

Katharina, Füglister, ‘Where Does Learning Take Place? The Role of Intergovernmental Cooperation in Policy Diffusion’, European Journal of Political Research, 51 (2012), 316–49 Google Scholar

67 Collier and Messick, ‘Prerequisites versus Diffusion’; David Klingman, ‘Temporal and Spatial Diffusion in the Comparative-Analysis of Social-Change’, American Political Science Review, 74 (1980), 123–37 Google Scholar

68 See, for example, Berry and Berry, ‘State Lottery Adoptions as Policy Innovations’.

69 Everett Rogers, The Diffusion of Innovations, 5th edn (New York: The Free Press, 2003)Google Scholar

70 Hill, Stuart and Rothchild, Donald, ‘The Contagion of Political Conflict in Africa and the World’, Journal of Conflict Resolution, 30 (1986), 716–35 CrossRefGoogle Scholar

Li, Richard P. Y. and Thompson, William R., ‘The “Coup Contagion” Hypothesis’, Journal of Conflict Resolution, 14 (1975), 63–88 Google Scholar

71 Starr, ‘Democratic Dominoes’; Daniel Brinks and Michael Coppedge, ‘Diffusion is No Illusion: Neighbor Emulation in the Third Wave of Democracy’, Comparative Political Studies, 39 (2006), 463–89 Google Scholar

72 Elkins, Zachary, ‘Diffusion and the Constitutionalization of Europe’, Comparative Political Studies, 43 (2010), 969–99 CrossRefGoogle Scholar

Frederickson, H. GeorgeJohnson, Gary Alan and Wood, Curtis, ‘The Changing Structure of American Cities: A Study of the Diffusion of Innovation’, Public Administration Review, 64 (2004), 320–30 CrossRefGoogle Scholar

Gilardi, Fabrizio, Delegation in the Regulatory State (Cheltenham, Glos.: Edward Elgar, 2008)CrossRefGoogle Scholar

Finnemore, Martha, ‘International Organizations as Teachers of Norms: The United Nations Educational, Scientific, and Cultural Organization and Science Policy’, International Organization, 47 (1993), 565–97 CrossRefGoogle Scholar

Price, Richard, ‘Reversing the Gun Sights: Transnational Civil Society Targets Land Mines’, International Organization, 52 (1998), 613–43 CrossRefGoogle Scholar

73 Kingdon, John, Agendas, Alternatives, and Public Policies (Boston, Mass.: Little, Brown, 1995)Google Scholar

74 But see Karch, Democratic Laboratories.

75 Berry and Berry, ‘State Lottery Adoptions as Policy Innovations’.

76 True, Jacqui and Mintrom, Michael, ‘Transnational Networks of Policy Diffusion: The Case of Gender Mainstreaming’, International Studies Quarterly, 45 (2001), 27–57 CrossRefGoogle Scholar

77 Prakash and Potoski, ‘Racing to the Bottom?’

78 Boehmke, Frederick J. and Witmer, Richard, ‘Disentangling Diffusion: The Effects of Social Learning and Economic Competition on State Policy Innovation and Expansion’, Political Research Quarterly, 57 (2004), 39–51 CrossRefGoogle Scholar

79 See, for example, Glick and Hays, ‘Innovation and Reinvention in State Policymaking’.

80 Hays, Scott P., ‘Patterns of Reinvention: The Nature of Evolution During Policy Diffusion’, Policy Studies Journal, 24 (1996), 551–66 CrossRefGoogle Scholar

81 See, for instance, Volden, ‘States as Policy Laboratories’.

82 Walker, ‘The Diffusion of Innovations among the American States’; Gray, ‘Innovation in the States’.

83 Makse, Todd and Volden, Craig, ‘The Role of Policy Attributes in the Diffusion of Innovations’, Journal of Politics, 73 (2011), 108–24 CrossRefGoogle Scholar

Nicholson-Crotty, Sean, ‘The Politics of Diffusion: Public Policy in the American States’, Journal of Politics, 71 (2009), 192–205 CrossRefGoogle Scholar

84 These four may not be exhaustive. We have a lively ongoing debate among coauthors, for example, about whether ‘imitation’ (Shipan and Volden, ‘The Mechanisms of Policy Diffusion’) is simply a combination of socialization and learning or whether it contains processes orthogonal to those factors. Here we treat it as the former.

85 Our list of four mechanisms arises from a comprehensive reading of diffusion scholarship across the AP, CP and IR subfields. Perhaps unsurprisingly, it closely resembles the lists of Simmons, Dobbin and Garrett (‘Introduction: The International Diffusion of Liberalism’), studying the international diffusion of liberalism, and of Shipan and Volden (‘The Mechanisms of Policy Diffusion’), studying diffusion in American politics. One main noteworthy difference is our inclusion of ‘socialization’, instead of earlier authors’ ‘emulation’ or ‘imitation’.

86 Louis Dembitz Brandeis, ‘Dissenting Opinion’, New State Ice Co. v. Liebmann, 285 U.S. 262, 311 (1932).

87 Boehmke and Witmer, ‘Disentangling Diffusion’; William D. Berry and Brady Baybeck, ‘Using Geographic Information Systems to Study Interstate Competition’, American Political Science Review, 99 (2005), 505–19 Google Scholar

88 Volden, ‘States as Policy Laboratories’; Covadonga Meseguer, ‘Rational Learning and Bounded Learning in the Diffusion of Policy Innovations’, Rationality and Society, 18 (2006), 35–66 Google Scholar

Gilardi, FabrizioFüglister, Katharina and Luyet, Stephane, ‘Learning from Others: The Diffusion of Hospital Financing Reforms in OECD Countries’, Comparative Political Studies, 42 (2009), 549–73 CrossRefGoogle Scholar

89 Gilardi, ‘Who Learns from What in Policy Diffusion Processes?’

90 See, for example, Most and Starr, ‘Diffusion, Reinforcement, Geopolitics, and the Spread of War’.

91 Franzese and Hays, ‘Strategic Interaction among EU Governments in Active Labor Market Policy-Making’.

92 Sharman, J. C., ‘Dysfunctional Policy Transfer in National Tax Blacklists’, Governance, 23 (2010), 623–39 CrossRefGoogle Scholar

Soule, Sarah A., ‘The Diffusion of an Unsuccessful Innovation’, Annals of the American Academy of Political and Social Science, 566 (1999), 120–31 CrossRefGoogle Scholar

93 Mooney, Christopher Z., ‘Modeling Regional Effects on State Policy Diffusion’, Political Research Quarterly, 54 (2001), 103–24 CrossRefGoogle Scholar

94 Tiebout, Charles M., ‘A Pure Theory of Local Expenditures’, Journal of Political Economy, 64 (1956), 416–24 CrossRefGoogle Scholar

95 Conybeare, John, ‘Trade Wars: A Comparative Study of Anglo-Hanse, Franco-Italian, and Hawley-Smoot Conflicts’, in K. Oye, ed., Cooperation under Anarchy (Princeton, N.J.: Princeton University Press, 1986)Google Scholar

96 Elkins, ZacharyGuzman, Andrew T. and Simmons, Beth A., ‘Competing for Capital: The Diffusion of Bilateral Investment Treaties, 1960–2000’, International Organization, 60 (2006), 811–46 CrossRefGoogle Scholar

97 Peterson, Paul E. and Rom, Mark C., Welfare Magnets: A New Case for a National Standard (Washington, D.C.: The Brookings Institution, 1990)Google Scholar

Volden, ‘The Politics of Competitive Federalism’; Michael A. Bailey and Mark C. Rom, ‘A Wider Race? Interstate Competition Across Health and Welfare Programs’, Journal of Politics, 66 (2004), 326–47 Google Scholar

98 Baybeck, Berry, and Siegel, ‘A Strategic Theory of Policy Diffusion via Intergovernmental Competition’.

99 Walker, Jack L., ‘Comment: Problems in Research on the Diffusion of Policy Innovations’, American Political Science Review, 67 (1973), 1186–91 CrossRefGoogle Scholar

Lisa L. Martin, ‘The Impact of Federal Incentives on State Policy Innovation’; Mahalley D. Allen, Carrie A. Pettus and Donald P. Haider-Markel, ‘Making the National Local: Specifying the Conditions for National Government Influence on State Policymaking’, State Politics and Policy Quarterly, 4 (2004), 318–44 Google Scholar

Karch, Andrew, ‘National Intervention and the Diffusion of Policy Innovations’, American Politics Research, 34 (2006), 403–26 CrossRefGoogle Scholar

100 Schelling, Thomas C., The Strategy of Conflict (Cambridge, Mass.: Harvard University Press, 1960)Google Scholar

101 See, for example, Drezner, ‘Globalization, Harmonization, and Competition’.

102 Baldwin, David A., Economic Statecraft (Princeton, N.J.: Princeton University Press, 1985)Google Scholar

Hufbauer, Gary ClydeSchott, Jeffrey and Elliott, Kimberly Ann, Economic Sanctions Reconsidered (Washington, D.C.: Peterson Institute, 1990)Google Scholar

103 Martin, Lisa L., ‘Interests, Power, and Multilateralism’, International Organization, 46 (1992), 765–92 CrossRefGoogle Scholar

104 Checkel, Jeffrey T., ‘International Institutions and Socialization in Europe: Introduction and Framework’, International Organization, 59 (2005), 801–27 CrossRefGoogle Scholar

105 Nye, Joseph S., Soft Power: The Means to Success in World Politics (Cambridge, Mass.: Perseus Book Group, 2004)Google Scholar

106 Walker, ‘The Diffusion of Innovations among the American States’.

107 Collier and Messick, ‘Prerequisites versus Diffusion’.

108 Wendt, Alexander, Social Theory of International Politics (Cambridge: Cambridge University Press, 1999)CrossRefGoogle Scholar

109 Haas, ‘Epistemic Communities and International Policy Coordination’; Adler, ‘The Emergence of Cooperation: National Epistemic Communities and the International Evolution of the Idea of Nuclear Arms Control’.

110 Acharya, ‘How Ideas Spread’.

111 See, for example, Dolowitz, ‘British Employment Policy in the 1980s’.

112 See, for instance, Martha Finnemore, ‘International Organizations as Teachers of Norms’; Füglister, ‘Where Does Learning Take Place?’.

113 Case, Anne C., Hines, James R. Jr. and Rosen, Harvey S., ‘Budget Spillovers and Fiscal Policy Interdependence: Evidence from the States’, Journal of Public Economics, 52 (1993), 285–307Google Scholar

114 Grossback, Nicholson-Crotty, and Peterson, ‘Ideology and Learning in Policy Diffusion’.

115 Volden, ‘States as Policy Laboratories’.

116 Simmons and Elkins, ‘The Globalization of Liberalization’.

117 Berry, Frances Stokes, ‘Sizing Up State Policy Innovation Research’, Policy Studies Journal, 22 (1994), 442–56 CrossRefGoogle Scholar

Volden, CraigTing, Michael M. and Carpenter, Daniel P., ‘A Formal Model of Learning and Policy Diffusion’, American Political Science Review, 102 (2008), 319–32 CrossRefGoogle Scholar

118 Leichter, Howard M., ‘The Patterns and Origins of Policy Diffusion: The Case of the Commonwealth’, Comparative Politics, 1 (1983), 223–33 Google Scholar

119 Boehmke and Witmer, ‘Disentangling Diffusion’.

120 Shipan, Charles R. and Volden, Craig, ‘The Mechanisms of Policy Diffusion’, American Journal of Political Science, 52 (2008), 840–57 CrossRefGoogle Scholar

121 Berry and Baybeck, ‘Using Geographic Information Systems to Study Interstate Competition’.

122 See, for example, Cao, ‘Networks as Channels of Policy Diffusion’.

123 Abrahamson, Eric and Rosenkopf, Lori, ‘Institutional and Competitive Bandwagons: Using Mathematical Modeling as a Tool to Explore Innovation Diffusion’, Academy of Management Review, 18 (1993), 487–517 CrossRefGoogle Scholar

Haunschild, R. Pamela and Miner, Anne S., ‘Modes of Interorganizational Imitation: The Effects of Outcome Salience and Uncertainty’, Administrative Science Quarterly, 42 (1997), 472–500 CrossRefGoogle Scholar

124 See, for instance, Weyland, Bounded Rationality and Policy Diffusion.

125 See, for example, Finnemore and Sikkink, ‘International Norm Dynamics and Political Change’.

126 See, for example, Weyland, Bounded Rationality and Policy Diffusion.

127 For example, the work of Shipan and Volden (‘Bottom-up Federalism’) has normative implications for public health advocates, who have long argued about whether to target smoking at the state or local levels. Their analysis demonstrates the conditions under which such advocates should pursue each strategy.

128 Such disparate conversations are by no means solely caused by subfield divides. For example, early works in the AP literature were in many ways talking past one another, with some focused on the spread of policies (see, for instance, Gray, ‘Innovation in the States’) and others interested in the innovativeness of states as judged by when they adopted such policies (see, for example, Walker, ‘The Diffusion of Innovations among the American States’).

129 Füglister, ‘Where Does Learning Take Place?’

130 Kelemen, R. Daniel and Sibbitt, Eric C., ‘The Globalization of American Law’, International Organization, 58 (2004), 103–36 CrossRefGoogle Scholar

131 Shipan and Volden, ‘Bottom-up Federalism’.

132 Milner, Helen V., ‘The Digital Divide: The Role of Political Institutions in Technology Diffusion’, Comparative Political Studies, 39 (2006), 176–99 CrossRefGoogle Scholar

133 Checkel, ‘Norms, Institutions, and National Identity in Contemporary Europe’.

134 Neumayer, Eric and Plümper, Thomas, ‘Conditional Spatial Policy Dependence: Theory and Model Specification’, Comparative Political Studies, 45 (2012), 819–49 CrossRefGoogle Scholar

135 Crain, Robert L., ‘Fluoridation: Diffusion of an Innovation among Cities’, Social Forces, 44 (1966), 467–76 CrossRefGoogle Scholar

136 See, for example, Balla, ‘Interstate Professional Associations and the Diffusion of Policy Innovations’; Mintrom, ‘Policy Entrepreneurs and the Diffusion of Innovation’; Skocpol, Abend-Wein, Howard and Lehmann, ‘Women's Associations and the Enactment of Mothers’ Pensions in the United States’.

137 Stone, ‘Learning Lessons and Transferring Policy across Time, Space and Disciplines’.

138 Bailey and Rom, ‘A Wider Race?’

139 Prakash and Potoski, ‘Racing to the Bottom?’ Zeng and Eastin, ‘International Economic Integration and Environmental Protection’.

140 Zeng and Eastin, ‘International Economic Integration and Environmental Protection’; Finnemore, ‘International Organizations as Teachers of Norms’.

141 Drezner, ‘Globalization, Harmonization, and Competition’. The nature of the diffusing policies themselves also may influence how policy diffusion comes about. Whether policies are observable, whether they easily can be tried and abandoned, and their degree of complexity may affect not only their speed of adoption but also the reliance of policy makers on particular diffusion mechanisms (see, for example, Rogers, The Diffusion of Innovations; Boushey, Policy Diffusion Dynamics in America; Makse and Volden, ‘The Role of Policy Attributes in the Diffusion of Innovations’). The level of controversy surrounding new policy ideas influences diffusion (see, for instance, Scott P. Hays, ‘Patterns of Reinvention: The Nature of Evolution during Policy Diffusion’, Policy Studies Journal, 24 (1996), 551–66), perhaps leading to higher standards for judging successes elsewhere or to a stronger resistance to coercion or socialization. Therefore, although scholars have shown policy diffusion to be relevant across numerous areas of policy adoption (see, for example, Christopher Z. Mooney and Mei-Hsien Lee, ‘Legislative Morality in the American States: The Case of Pre-Roe Abortion Regulation Reform’, American Journal of Political Science, 39 (1995), 599–627), the nature of that diffusion may depend fundamentally on the type of policy that is spreading.

142 Walker, ‘The Diffusion of Innovations among the American States’.

143 Bradley Canon and Lawrence Baum, ‘Patterns of Adoption of Tort Law Innovations: An Application of Diffusion Theory to Judicial Doctrines’, American Political Science Review, 75 (1981), 975–87.

144 See, for example, Gray, ‘Innovation in the States’.

145 However, see Boushey, Policy Diffusion Dynamics in America.

146 Welch and Thompson, ‘The Impact of Federal Incentives on State Policy Innovation’; Mooney, ‘Modeling Regional Effects on State Policy Diffusion’; Gilardi, Füglister and Luyet, ‘Learning from Others’.

147 Mintrom, Michael and Vergari, Sandra, ‘Policy Networks and Innovation Diffusion: The Case of State Education Reforms’, Journal of Politics, 60 (1998), 126–48 CrossRefGoogle Scholar

148 Braun, Dietmar and Gilardi, Fabrizio, ‘Taking “Galton's Problem” Seriously: Towards a Theory of Policy Diffusion’, Journal of Theoretical Politics, 18 (2006), 298–322 CrossRefGoogle Scholar

149 Volden, Ting and Carpenter, ‘A Formal Model of Learning and Policy Diffusion’.

150 We are also hopeful that the current trend of increasing coauthorships and collaborations will help scholars overcome interdisciplinary and subfield barriers, in ways already becoming apparent between sociology and political science (see, for instance, Simmons, Dobbin and Garrett, ‘Introduction: The International Diffusion of Liberalism’, Simmons, Dobbin and Garrett, eds, The Global Diffusion of Markets and Democracy; Givan, Soule and Roberts, eds, The Diffusion of Social Movements).