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Cerebral Organoid Research Ethics and Pinning the Tail on the Donkey

Published online by Cambridge University Press:  10 May 2023

Alex McKeown
Alex McKeown*
Affiliation:
Department of Psychiatry, Wellcome Centre for Ethics and Humanities, Warneford Hospital, Oxford, UK
*
Email: alexander.mckeown@psych.ox.ac.uk
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Abstract

The risk of creating cerebral organoids/assembloids conscious enough to suffer is a recurrent concern in organoid research ethics. On one hand, we should, apparently, avoid discovering how to distinguish between organoids that it would be permissible (non-conscious) and impermissible (conscious) to use in research, since if successful we would create organoids that suffer. On the other, if we do not, the risk persists that research might inadvertently continue to cause organoids to suffer. Moreover, since modeling some brain disorders may require inducing stress in organoids, it is unclear how to eliminate the risk, if we want to develop effective therapies. We are committed to harm avoidance but hamstrung by a presumption that we should avoid research that might tell us clearly when suffering occurs. How can we negotiate this challenge and maximize the therapeutic benefits of cerebral organoid research? The author interrogates the challenge, suggesting a tentative way forward.

Keywords

organoid researchconsciousnesstherapeutic benefitssufferingresearch ethics
Type
Symposium: Human Cerebral Organoids: Quo Vadis?
Information
Cambridge Quarterly of Healthcare Ethics , Volume 32 , Issue 4 , October 2023 , pp. 542 - 554
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2023. Published by Cambridge University Press

Introduction

On balance and all-things-considered, we should use cerebral organoids and assembloids for research despite the risk that, in the case of assembloids in particular, we are likely to eventually create beings with some level of phenomenal consciousness and capacity for suffering. While non-ideal and anthropocentric, I defend the view that this is an acceptable price to pay, since sufficiently complex assembloids are the most likely to give us useful models for developing therapies that can successfully combat disease and illness in humans. For reasons on which I expand, since we do not know (yet) exactly under what conditions consciousness becomes present, until we do we are guessing; as such, the risk that we might inadvertently cause cerebral organoids to suffer in medical research must be accepted, however regrettably.

An ethical concern raised regarding the use of cerebral organoids relates to the risk that research might cause the organoids to suffer, because it cannot be ruled that they are, or may in future be, sufficiently conscious for such suffering to be possible.Footnote 1 , Footnote 2 If this concern is reasonable, one potentially valuable avenue of cerebral organoid research appears to be, if not morally impermissible, then at least an ethical constraint on the terms of acceptability in such research; namely, deliberate investigations into the conditions under which consciousness—whether “merely” phenomenal or involving higher order capacities such as intentionality, metacognition, reflexivity, and so onFootnote 3—arises. This is because if we succeed in engineering consciousness to discover the conditions required for its occurrence, the risk increases significantly that our experiments might (or might not, but we cannot yet know) cause suffering to the now conscious organoid, which is an outcome that we should ideally seek to avoid.Footnote 4 , Footnote 5 If this is so, we should only carry out research that we have “sufficient” confidence will remain “beneath” the “threshold” of suffering, at which a nominal right to protectionFootnote 6 is activated; namely, when phenomenal consciousness occurs.

This poses a dilemma. On one hand, we cannot assume that it is ethically permissible to seek the information needed to distinguish between cerebral organoids that—we take it for now, at least—it would be permissible (i.e., non-conscious) and impermissible (i.e., conscious) to use for medical research. This is because, as Tsutomu Sawai and colleagues point out,Footnote 7 presumably there are some categories of conscious experience, which cause such significant suffering to the organisms that studies involving them should be discontinued, where such suffering is shown to occur. On the other hand, if we do not do this, the risk persists that such organoid research might be accidentally harming them, since we do not know what the conditions are for their being sufficiently conscious that such suffering is taking place, nor how to measure it. We are committed to harm avoidance but should avoid pursuing that research, which might deliberately give us a clearer idea of when harm would and would not occur.

We are, in this respect, engaged in something resembling the game “Pin the tail on the donkey.” Here, the researcher is the blindfolded person; the donkey is the organoid or assembloid; the tail represents our research interventions, which carry a risk of harm if the organoid or assembloid is sufficiently conscious to suffer from them; successfully pinning the tail in the right place on the donkey is the suffering caused if the organoid or assembloid is sufficiently conscious to experience it. In the same way that the game in question is characterized by guessing, in doing research using organoids and assembloids we are guessing about whether we are causing them suffering, and we will continue to guess unless we know what conditions phenomenal consciousness requires.

Given the apparent unavoidability, one way or the other, of risking creating organoids and assembloids, which we then cause to suffer, how should we negotiate this obstacle to maximize the potential therapeutic benefits of brain organoid research? Here, I provide a tentative way forward. In doing so, I explore interconnected ethical and epistemic factors, drawing on analogies with ethics of animal research,Footnote 8 , Footnote 9 artificial intelligence,Footnote 10 , Footnote 11 and what panpsychist theoryFootnote 12 , Footnote 13 and part/whole relationsFootnote 14 , Footnote 15 might be able to tell us in responding to the challenge.

To begin, I consider ethical and epistemological implications of two possible courses of action: deliberately engineering consciousness so that suffering to organoids or assembloids with phenomenal consciousness can be avoided in the future (option A); and continuing with medical research using such organisms, despite the risk of creating those that might suffer in the course of that research (option B), and I defend a way forward taking these implications into account.

Options A and B

Here are two options, given the objection to cerebral organoid research that it should not be pursued where it causes conscious organoids to suffer, assuming we could also measure this and agree about the measurements.

Option A

Under this option, research would be done deliberately to try to establish the conditions under which phenomenal consciousness occurs. This is to say, we attempt explicitly to create such consciousness. However, this is done so that, having established what those conditions are, we can create subsequent cerebral organoids in the future, which remain beneath this threshold (here, again, for the purposes of argument, I make two assumptions that would require further clarification: namely, that “beneath” and “threshold” are accurate terms for describing how consciousness becomes present). So, having done the research necessary for identifying the conditions under which it is present, we could avoid causing suffering to future cerebral organoids. This would force us to do the thing that, it is claimed, we ought to avoid: creating cerebral organoids with phenomenal consciousness that are used in research. However, it would limit the number of conscious organoids that might suffer in research overall, since we would know how to avoid it in the future.

Nevertheless, despite this trade-off, option A is untenable for other reasons. First, it is, I argue, inevitable that organoid research, which is effective for treating certain kinds of brain-based disorder, will require the creation of assembloids, in particular, and may not completely eliminate the risk of creating organoid systems with the capacity for suffering. Second, in some instances, it may be necessary to create organoids with the capacity for suffering, where the development of a therapy for a given condition depends on inducing stress in the organism.

For these reasons, I contend that option B is a more realistic approach to this set of ethical challenges, all things considered.

Option B

Under this option, we deliberately pursue research using cerebral organoids in the full knowledge that we might at some point create organoids or, as is more likely, assembloids,Footnote 16 , Footnote 17 which achieve phenomenal consciousness, and we do not build into our research protocols the need to stop such research if this occurs. This is to say, we do not do the research to find out when consciousness is present, so that we can stop the research at that point. Rather, we take the risk that this is what will happen and continue the research, grounded in a justificatory basis on which this can be defended.

It is important to be clear that the approach I defend is not ethically straightforward and is open to criticism. It is vulnerable to the charge of speciesism, and the defense I make is a non-ideal, all-things-considered view, grounded in the primacy of developing therapies that can treat diseases in humans and alleviate human suffering. As such, I acknowledge the seriousness and legitimacy of the charges that can be made against my argument.

Ethical Challenges

Here I address several salient ethical issues associated with the situation at hand.

Biting the Bullet

Perhaps, all things considered, in trying to discern what we should do with respect to the possibility of phenomenal consciousness in cerebral organoids, we should just “bite the bullet” and accept that we cannot avoid the risk completely. By extension, therefore, we should also bite the bullet with respect to the possibility of causing suffering to such organisms.

Unfortunately, no research is completely risk-free, and all research involves trading off those risks with the attendant benefits.Footnote 18 As such, it is unrealistic to believe that cerebral organoid research, done for the purpose of developing effective therapies for humans, could completely eliminate the risk of creating an organoid with phenomenal consciousness and the capacity to suffer. The seriousness of this should not be underestimated. To be clear, the position I advance is that the risk of causing suffering to these organisms is outweighed by the potential good that could be done by developing effective medical therapies for human disease and illness. This is to say, I do not regard the risk of causing suffering to organoids as morally unimportant. Rather, I acknowledge that the justification is grounded in a trade-off that is open to the objection that the risk of harm is not outweighed by the possible eventual therapeutic benefit.

Organoid Research, Animal Research, and Speciesism

To push the justification a little further, an important part of it is grounded in a utility-driven perspective on research, with which we are already familiar. For instance, the scale of potential benefits to human health is adduced as one reason why, on balance, it is permissible to use certain animals, including some primates, in research.Footnote 19 Here, the size of the benefit, in terms of the number of humans who stand to benefit, is deployed to legitimate—regrettably— harm and suffering caused to the animals,Footnote 20 assuming the demand that certain conditions of treatment are met to minimize this. Indeed, as Bernard Rollin contends, however regrettable it is to use certain animals in medical research, and despite broad agreement that animal use is at least ethically problematic, there is no universal social consensus on how the suffering it causes should be completely avoided “short of abandoning the enterprise, which society is not in fact willing to do.”Footnote 21

Of course, it does not follow from this that causing suffering to animals in medical research is ethically unproblematic. The mere absence of consensus across society on what else to do does not neutralize the ethical objections. Certainly, any more effective alternative for developing therapies for human use would be preferable and should be sought,Footnote 22 and this is acknowledged among those involved in such research.Footnote 23 , Footnote 24 Moreover, there is disagreement about whether, overall, animal research is or is not the most reliable currently available approach to developing medical therapies for use in humans.Footnote 25 , Footnote 26

Indeed, this non-ideal weighing of priorities and ethical commitments implicitly underlies the principles of the Three Rs.Footnote 27 These stand for Replacement, Reduction, and Refinement, and were developed over 50 years ago in recognition of the suffering caused to animals used in medical research and provide a framework for making animal research as humane as possible. The principles support three commitments: aiming to replace animals with effective alternatives wherever possible, which includes developing novel techniques, one example of which is organoid research; minimizing the number of animals used in research; and minimizing the suffering caused by the refinement of experimental techniques.

Nevertheless, the claim that it is permissible in many circumstances to use animals that might suffer in the course of research into human drug development is open to the charge of speciesismFootnote 28 , Footnote 29 in a way that is hard to completely refute. As such, it is important to state baldly that however the charge is couched, I am prepared to concede that I am putting human welfare ahead of animal welfare, in the absence of better alternatives in medical research.

With that in mind, I acknowledge the gravity of the charge that utility-driven arguments cannot justify the risk of causing cerebral organoids and assembloids to suffer. However, whether or not one objects to the argument is orthogonal to whether the analogy with animal research holds. If it does, why should we not regard cerebral organoids as consistent, with respect to what is, all-things-considered, ethically permissible? Perhaps one response is that the apparently particular moral significance in the cerebral organoid case follows from the risk that we might synthesize human phenomenal consciousness.Footnote 30 After all, a key plank of the purported justification for experimentation on animals is precisely that they are not human Footnote 31 but are sufficiently biologically similar in certain respects for the experiments to potentially have value for the development of therapies for humans. If this line of reasoning holds, then creating conscious experience in human biological material would, presumably, transgress the key moral condition at stake in distinguishing which beings may and may not be experimented on.

This is a legitimate concern if we believe the rights we grant to humans are well-founded and coherent, relative to those we ascribe to animals which we claim we can justify overriding in the name of human health. There are grounds for skepticism, however. Just because a cerebral organoid is created from cloned human stem cells, it is unclear how similar any experience that it might have is of a fully developed human person with a body and the sophisticated kind of experience that is characteristic of them.Footnote 32 Even an assembloid, where, for example, a cerebral organoid is integrated with a retinal organoid in an attempt to mimic the inputs, outputs, and feedback that comes from being “coupled” to the world with sense organs, would be significantly different from a human person. While systems of organoids might be created to usefully model sensorial inputs and proto-behavioral outputs, without a body, speech organs, a full suite of human-like experiences and behavioral options, cerebral organoids will still differ notably from human persons;Footnote 33 this is to say, the kind of beings whose lives we are committed to improving through medical research.

What, then, can we conclude from all this? My suggestion is that, on balance, we should persist with using cerebral organoids in research even if and in recognition of the possibility that we might synthesize phenomenal consciousness, despite the risks associated with this.

The Trajectory of Organoid and Assembloid Research

Implicit in the current limitations of cerebral organoid research is an incomplete understanding of the neural correlates of consciousness.Footnote 34 , Footnote 35 The relation between brain and experience, while not in doubt, is not well understood with respect to what is required for the former to be capable of the latter.Footnote 36 Reports on the state of the art in organoid research indicate that the direction of travel is increasingly sophisticated disease modeling, enabled by combining different tissue types implicated in the diseases and processes under study.

There is only so much that will be therapeutically achievable for brain-based disorders using discrete cerebral organoids in isolation.Footnote 37 This is because it is characteristic of human persons to have experience of the external world via sense organs and limbs, which transmit information to the brain, which is essential for synthesizing experience and an awareness of the self as distinct from but existing in an objective external reality. I will discuss more in detail about the moral significance of experiential aspects of disease in the following section. However, for now it is sufficient to state that the accuracy of disease and brain modeling, and, by extension, the development of therapies will increase in line with how closely it is possible to replicate the systems which must be targeted by those therapies.Footnote 38

Given the rationale directing this research trajectory, achieving greater accuracy in brain modeling for developing therapies will, as already mentioned, turn in part on the creation of assembloids. Footnote 39 , Footnote 40 , Footnote 41 , Footnote 42 This direction of travel, toward circuits of cerebral and other organoids, represents a logical direction for this research because an assembloid in which a cerebral organoid is coupled to the world via sensory inputs reflects basic facts about the causal components of phenomenal consciousness.Footnote 43

For example, even if this possibility remains relatively distant at present, Bonsang Koo et al. pose the question of whether it is “possible to make a neural network in a brain organoid with computational ability, memory, and intelligence.”Footnote 44 As a tentative answer to this question, they cite examples of research which has detected neural activity in organoids that is consistent with that observed in the preterm human brain; and demonstrates that photosensitive retinal neurons in a brain organoid could react to light stimuli.

Moreover, regarding the rationale for using cerebral assembloids, Alexios Panoutopoulos states that these circuits are “more sophisticated than in typical organoids,” creating an environment that is “more similar to the diverse environment of the brain” and as such has “greater resemblance to real conditions.”Footnote 45

Consistent with this, Sergiu Paşca writes that “… there is a pressing need to develop functional, realistic and personalized models of the developing human brain so that we can better understand its unique biology and gain mechanistic insights into neuropsychiatric disorders.”Footnote 46

In a later paper on the same subject, Paşca emphasizes that it is precisely because “understanding the mechanisms of psychiatric disorders will require more accurate models of the human brain” that “more discussions about the ethical implications will be needed.”Footnote 47

Given this trajectory, there may be no way to guarantee that we can avoid breaking through the “threshold” of phenomenal consciousness and, therefore, the possibility of causing suffering. Again, to return to the assumed nomenclature of “threshold” mentioned earlier, I use the term advisedly here. Phenomenal consciousness may or may not be something that occurs at a threshold; it may be a capacity of degree, for example. As such, I use “threshold” only as a placeholder for the conditions, whatever they might be, under which suffering resulting from phenomenal consciousness is possible. Nevertheless, even if “threshold” is not the appropriate term, there is still a potential problem, given the reasons why we engage in cerebral organoid research at all, namely, the development of effective therapies for humans.

There is a logic to the way that this process of development unfolds. Somewhere between neuronal activation in a laboratory and a fully integrated human person, the experiences to which we ascribe value occur. As such, my conjecture is that since the sophistication required for this represents the direction of travel—necessarily, given that this is required for maximizing therapeutic effectiveness—we should accept the reality that we may find ourselves engineering phenomenal consciousness, even if there is no deliberate intention to do so.

Earlier, I mentioned the moral significance of experiential aspects of disease. These aspects are more likely to emerge in the context of assembloids, which can provide cerebral organoids with sensory inputs. In the next section, I outline why these experiential aspects are ethically pertinent to cerebral organoid research.

Experiential Aspects of Disease

The feature of disease and illness that provides the primary normative impetus for research is the experience of disease and illness. If it were not for the harm and suffering caused by disease and illness, the ethical imperative for medical research would be absent. Of course, harm and suffering are not necessarily coterminous, since a disease can harm silently, without symptoms that cause suffering. In the brain, it is possible for there to be pathology that causes harm but not suffering, at least in the early stages of disease, for example, as in Alzheimer’s disease.Footnote 48 Here, the moral case for research into pathology still holds, because incipient harm is occurring, but it does not yet share the other morally relevant feature caused by suffering once symptoms emerge.

Certainly, in pathology that does cause suffering, these experiential aspects cannot be subtracted from the picture with respect to what must be understood for therapies to treat those symptoms effectively. Again, we are already familiar with this in cases of stress research involving animals, where the explicit aim of the experimentation is to induce stress.Footnote 49 , Footnote 50 These experiments can only be carried out on creatures that have a relatively sophisticated existence, with sense organs and corporeal features in virtue of which they can experience suffering in a way that could be translated into therapies for humans. Absent that coupling, observation of a stress response is limited or unreliable, since it does not replicate what would be happening in an animal in its environment when it receives the negative stimulus.

There are instances in the cerebral organoids context that underline why the experiential aspect cannot be subtracted from the picture, given that a key normative reason for engaging in medical research is to prevent or reduce suffering and the harm it does.

For example, cerebral organoids are being used in research investigating what occurs in the brain of people with post-traumatic stress disorder (PTSD).Footnote 51 These experiments, while valuable, have limitations because, although they produce cortisol readouts to show what happens when stress is induced, there is no experiential aspect that can be qualitatively interpreted. This is important, because PTSD is a debilitating and serious condition that causes profound and persistent distress.Footnote 52

Part of this distress follows from misinterpreting sensory inputs as dangerous, following earlier exposure to harm, even when danger no longer exists in the present.Footnote 53 It involves numerous components, including the hippocampus and amygdala,Footnote 54 the vagus nerve,Footnote 55 and the modulation of neurochemicals.Footnote 56 In people with PTSD, dysregulation of the systems involved can have a wide range of severe negative impacts on the capacity for normal living, including emotional difficulties, distortions of perception, impairment of memory, fear of relationships, intrusive thoughts, and sustained depression, among others.Footnote 57 PTSD is a condition that explicitly involves interpreting stimuli from the external world, and effective treatment must therefore be able to mitigate misinterpretations and distortions of these stimuli.Footnote 58 , Footnote 59 Therefore, without being able to model what happens in these systems and how they contribute phenomenologically to the experience of distress, the scope for developing effective therapies will be necessarily limited. Since consciousness cannot be measured in a non-behavioral entity, optimizing the effectiveness of organoid research for treating it will require creating assembloids, to reiterate an earlier point, which makes it more likely—although how likely is not yet known—that phenomenal consciousness will be achieved.

At this juncture, we can see that the ethical concerns intersect with uncertainty about what, if anything, is being experienced by organoids and how we could meaningfully interpret it. As such, there is not only a pertinent moral dimension but also an epistemological one.

Epistemic Challenges

The Ubiquity of Phenomenal Consciousness in Biological Organisms

It is almost certainly true that simple cerebral organoids do not have phenomenal consciousness. As such, the difference between disease modeling in humans and in cerebral organoids is vast. However, this is, in one sense, somewhat odd. Although it appears common sense to hold that a simple cerebral organoid is not conscious, viewed from another perspective there might be more reason to ask why it should not have phenomenal consciousness.

To illustrate this, we can adduce part of the arguments made for panpsychism (without actually having to commit to the thesis). In service of his arguments for panpsychism, Galen Strawson reverses the skepticism about the possibility of matter having the capacity for experience, by way of the claim that “the only thing we know absolutely for certain is that there is consciousness.”Footnote 60 Likewise, David Chalmers holds that it should be counter-intuitive to doubt that matter might be experiencing: “Some say that consciousness is an ‘illusion,’ but I have little idea what this could even mean. It seems to me that we are surer of the existence of conscious experience than we are of anything else in the world.”Footnote 61

As I have said, we do not need to commit to the panpsychist thesis to take these positions seriously. Strawson and Chalmers are right to highlight the ubiquity of conscious experience, even if we only restrict this to biological matter and resist the move to panpsychism proper. The notable prevalence of phenomenal consciousness in even relatively simple biological creaturesFootnote 62 suggests that we should not just dismiss out of hand the possibility of the same occurring in cerebral organoids, even if in some unimaginably primitive way that is inscrutable to us, as absurd or a non-problem. As such, I suggest this principle should be kept in mind as research involving cerebral organoids continues.

Epistemic Dimensions of the Animal Research Analogy

We can return here to the earlier analogy with ethical dilemmas in animal research. There is a comparison to be drawn with animal rights debates, in which a to-and-fro of skepticism about capacity for suffering occurs. For example, when I go fishing, and a fish that I am trying to land resists my attempts to do so once it is on the hook, I have the distinct impression that it is suffering: this seems to be the only plausible interpretation of its unwillingness to be caught. Undoubtedly, there is a linguistic barrier here to conceptualizing the experience that the fish is having. It is not clear that “unwilling” is an accurate way to describe the preference that the fish displays, but it is one way of communicating my interpretation of its actions. However, it is undoubtedly anthropomorphic, since it is a word grounded in the experience of being human, not a fish.

As such, the debate about suffering persists and includes a view that is skeptical of interpretations such as mine, namely, that the observed suffering in certain animals maps onto our own experience.Footnote 63 , Footnote 64 Here again, similar to the comparison with pinning the tail on the donkey, I am guessing that the fish is suffering, even though there is a respect in which I am qualitatively “blind” to that experience and cannot imagine what is over the horizon of the experience. If skepticism is warranted, therefore, interpreting the behavior as suffering may be the best guess we have about what is going on, but it is still possible that it does not resemble our own suffering. If so, perhaps our causing the reaction we observe is less morally questionable. In the interests of disclosure, I am dubious of these arguments and am inclined to think that the fish, for example, is indeed suffering. Moreover, despite—I admit—being unsure whether it is all things considered morally permissible, I still go fishing. Given this admission, I flag these arguments as legitimate premises for the basis of a defensible position against the moral permissibility of activities such as these.

Another morally relevant epistemological matter analogous to debates in animal rights concerns the sophistication of a being’s consciousness. For instance, part of what we take to be morally wrong about killing or maiming humans, in contrast to the non-human animals used in medical research, is that these actions threaten that person’s future, their awareness of their future, and whatever plans they might have for it.Footnote 65 An awareness of oneself persisting over time, with values that one wishes to honor and goals one wishes to fulfill is an advanced type of conscious awareness that a cerebral organoid, even if it experiences anything at all, would be very unlikely to possess.

Typically, perhaps mistakenly, our attribution of moral status tends to track degrees of sentience, up to sapience.Footnote 66 This is to say, by virtue of being sapient, humans often ascribe our own species with higher moral status than ants, for example, because of how our ability to anticipate the future, evaluate, judge, decide, and make plans for living generates the particular kind of sophisticated existence that has become characteristic of human existence. Tying moral status to cognitive sophistication like this is one strategy for arguing for a distinction between those creatures to which causing harm can—however regrettably—be justified, in view of the gradation of sophistication that occurs across animal species. Indeed, this kind of strategy is used to argue for permitting animals to suffer in medical research, if doing so were to further human health.Footnote 67 Needless to say, however, it follows from this that it is more or less permissible to use some species than others: If cognitive sophistication confers moral status, it is certainly less permissible to use higher primates in research than it is to use fruit flies, and so on.

Given these complexities, in the organoid case, it is true that the model of justification I advance is imperfect; indeed, it is undoubtedly anthropically biased.Footnote 68 Nevertheless, if we wish to advance human health and mitigate the harm done by disease and illness, we may need to do things that ideally we ought not to do and which, in an ideal world, we would not do. As such, despite gaps in our knowledge of “what it is like” to be a cerebral organoid, and even if we judge it too improbable that our actions could cause it to suffer, here again there is a “bullet-biting” scenario: If we avoid the risk of suffering completely, we will limit how much benefit to human health we can bring about.

The analogy discussed here was, of course, drawn with other biological beings. However, there is also an analogy with machine-based Artificial General Intelligence (AGI), if it is ever created, which may be relevant to the ethical conclusions that we can draw.

An Analogy with AGI Research

In an AGI, the aim is to create an intelligent agent with something that, broadly speaking, resembles sapient-level human consciousness, but which is machine-based rather than biological. Crucially, here, a key epistemic barrier is how to interpret the experience of even a very cognitively sophisticated agent that is so differently physically instantiated.Footnote 69 , Footnote 70 The barrier exists because it is unclear how we would properly interpret or comprehend the phenomenal consciousness of a machine-based agent that is disembodied and whose interactions with the world are alien to our own.

Even beneath sophisticated conscious awareness, when reflecting merely on one’s physical orientation within the external world, Tom Ziemke contends that this radical difference presents a major obstacle to our capacity to empathize, stating that “nothing is more alien to our life-form than a network with no up/down, front/back orientation, no interior/exterior distinction.”Footnote 71 Likewise, when considering what it might be like to have representations of the world that are not informed by being able to view the environment or to move around within it, which might be the case for an AGI, Maja Mataric asks, “What might human nonspatial or nonmotor representations come from and look like?”Footnote 72 The incomprehensibility to us of such a mode of experience underlines the difficulty we face in trying to determine both “where” consciousness might emerge and how to begin to grasp it in the case of other beings whose physical instantiation is radically different from our own.

Again, then, there is a choice to be made between resisting from engaging in research, which might inadvertently cause suffering and continuing to engage in the research, accepting both the risk of possibly causing suffering, and the difficulty of interpreting that suffering as such because of the radical difference in physical instantiation between an organoid and a fully integrated human.

This is the key ethical decision to be weighed with respect to the risk of research on organoids, which may have, or come to have, phenomenal consciousness. Before drawing my conclusions, I will make some remarks about how we should guide our decision-making, given both what we know and the gaps in our comprehension. In particular, these draw on the work by Peter Hacker and others on part/whole relations and the “mereological fallacy.”Footnote 73 , Footnote 74

Part/Whole Relations

If we wish to use cerebral organoids developed from human stem cells for solving problems in human health, neurochemical reduction will go only so far. To return to the PTSD case, this would be to say that stress hormone readings from a discrete organoid, while undoubtedly useful, will be limited in what they can tell us about the experience of disease and illness. This is because, for a cerebral organoid, the whole being is just the organoid. In humans, by contrast, the whole being is a complex organism coupled to the world in numerous ways, with a variety of organic sensory and motor inputs, which can interact with the brain in feedback loops, creating options for behavioral decision-making.

Here, we can apply work by Peter Hacker and others on part / whole relations, the “mereological fallacy,” and what they claim to be a pervasive conceptual error in the language of neuroscience and cognitive science.Footnote 75 In short, the thesis is that whatever promise neuro-reductionism has for understanding brain diseases and psychological disorders, if our focus is too narrow, this will impoverish the potential scope of our understanding. Rather, the argument runs that what is epistemically and ethically pertinent must, and can only, be grounded in the whole being in which the disease occurs and in which it is experienced.Footnote 76 For instance, to reiterate an earlier point, a cerebral organoid is a whole being, but without coupling it sensorily to the world, and extending its parameters, there is a limit to what we can learn from it about us.

Here, the mereological fallacy is relevant. According to Harry Smit and Peter Hacker,Footnote 77 the fallacy is committed when one attributes something to a part of an entity that can be attributed only to the whole. For example, given the acute sense that one’s capacity for self-awareness and reflection is fundamentally seated within one’s head more than anywhere else—this is to say, where one’s brain is—it can appear to make a certain kind of sense that this is how one identifies oneself. However, the identity is merely apparent and straightforwardly false. If you or I were our brains, we would be around 15 cm tall, and we would weigh around 1.5 kg. Clearly, this is not the case, because, although we both have a brain, it is an organ of a whole body in which the full, integrated suite of human experience is instantiated. Only by virtue of the other organs and the body can the brain do what it can in terms of its key role in generating conscious experience of the kind that we have. As Smit and Hacker write:

…we cannot see unless the visual cortex is functioning normally, but we see with our eyes, not with our brain…we cannot walk unless the motor cortex of the brain is functioning normally, but that does not mean that we walk with our brain and that the brain is the organ for locomotion, as the legs are.Footnote 78

Again, part of the challenge with respect to cerebral organoids and how we should treat them is that in these beings, discrete brain tissue is all that they are. The simpler and less integrated an organoid is with other organoids, the lower the chance of phenomenal consciousness and, by extension, the lower the chance of our causing suffering. But, equally, given that the moral significance of human diseases derives primarily from the suffering they cause to humans, an organoid’s simplicity is also what imposes limits on its usefulness. In light of this, I suggest that it will be prudent for guiding our choices over the ethical landscape of research involving cerebral organoids for us to retain a holist perspective. This will recognize that any experience resembling distinctively human experience will be sophisticated, complex, and necessarily characterized by a being with the apparatus for feedback with its environment. A holist approach has the benefit of consistency with human experience and keeps us focusing on what is required to effectively model, as far as possible, what happens for humans in the experience of disease and illness.

Of course, there are potential responses. There are, after all, other theories of and potential thresholds for consciousness, depending on how one understands it.Footnote 79 For instance, Hacker’s approach, among others,Footnote 80 may be described as a “global” theory of consciousness, as it describes and requires the whole being, coupled to the world. Given how little we know about consciousness, however, “local” theories, which set the bar for experience much lower,Footnote 81 , Footnote 82 may be valid candidates, too. Nevertheless, whichever we find more plausible, until we understand more, we continue to pin the tail on the donkey with respect to whether we are acting on a cerebral organoid that has phenomenal consciousness.

Finally, we might still judge it impermissible to deliberately attempt to generate consciousness so that we can avoid doing research involving conscious organoids in the future. However, for reasons outlined, I argue that, on balance, even if we do not deliberately aim at it, we should accept the risk of it occurring as a natural byproduct of the research we are doing. This is because allowing for the risk of phenomenal consciousness is the price of being able to carry out research as close as possible to the threshold of sophistication required for developing optimally effective therapies for psychological disorders, brain disease, and illness in humans.

Conclusion

My aim has been to plot a course that can balance competing commitments. To discern the right course of action in a profoundly non-ideal situation, it is necessary to be pragmatic without being fatalistic, keeping a focus on the moral imperative to develop effective therapies for humans without losing sight of why we may also have obligations to cerebral organoids, in particular, vis-à-vis the possibility that we may eventually create sufficiently sophisticated iterations with phenomenal consciousness and the capacity for suffering in the purposes to which we put them.

My conclusion is therefore problematic. I conclude that, all things considered, we cannot avoid biting the bullet with respect to the risk that we might cause cerebral organoids or assembloids to suffer. Undoubtedly, this conclusion is anthropocentric and suboptimal, but if we wish to do what we can to mitigate the harm caused by disease and illness in humans, there is no straightforward way off the horns of the dilemma.

For the reasons I have outlined, I contend that we are somewhat blindly “pinning the tail on the donkey,” mostly because of the inscrutability of subjective experience, not least in creatures so radically different and less sophisticated than we as cerebral organoids, whether in isolation or as assembloids. Given that inscrutability, I conclude that we will continue in that direction for some time. However, the trajectory of medical research using cerebral organoids aims toward eventually modeling something sufficiently close to human experience that it can contribute to the development of effective treatments for psychological, psychiatric, and neurological conditions in humans.

As such, even if we do not deliberately seek to engineer phenomenal consciousness, given sufficiently sophisticated assembloids, and in light of the surprising ubiquity of such a capacity in biological organisms, there is a significant possibility that we will engineer it, even if only as a byproduct of our research into treating disease and illness in humans.

Acknowledgments

Alex McKeown is supported by the Wellcome Centre for Ethics and Humanities, which is supported by core funding from the Wellcome Trust [203132/Z/16/Z]. I would like to thank Gardar Arnason, Anja Pichl, Robert Ranisch, Oliver Feeney, the University of Tübingen Institute for Ethics and History of Medicine, and the German Federal Ministry of Education and Research for the opportunity to present, develop, and publish this work.

Competing interest

The author declares none.

References

Notes

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