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Metaphors, Laments, and the Organic Community

Published online by Cambridge University Press:  07 November 2014

F. M. Barnard*
Affiliation:
University of Saskatchewan
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Extract

The language of political discourse abounds in metaphors and laments. The general tendency to make abstract ideas more intelligible by expressing them through concrete analogues accounts for the former. The latter are most commonly the reaction to disenchantment with conditions that have failed to come up to expectation.

From the dictionary definition of a metaphor as “the figure of speech in which a name or descriptive term is transferred to some object different from, but analogous to, that to which it is properly applicable” (OED), it follows that the function of a metaphor is to express similarity rather than identity. In practice, however, the degree of similarity implied by a metaphor has a wide range of variation from the most far-fetched comparison to so nearly complete an identification that it is difficult to distinguish the metaphor from a literal description. Thus, for example, a fringe of organismic thinkers—though not the mainstream of political organicism as T. D. Weldon has suggested—maintained that the state was not merely like an organism but was in fact an organism, and therefore imagined that the laws which control a biological organism should apply equally to the political or social organism.

Ambiguity may stem either from imperfections inherent in a particular metaphor or from lack of precision in establishing the extent of identification implied. In addition, the assumption of similarity between two objects or two ideas which have many, but not all, of their attributes in common may serve to withdraw attention from their unique attributes which, on occasion, may prove to be the most significant ones.

Metaphores, doleances et la communaute organique

Metaphores, Doleances et la Communaute Organique

Les métaphores et les doléances peuvent jouer un double rôle dans le discours politique; elles peuvent servir d'appoints méthodologiques à l'analyse conceptuelle et elles peuvent fournir une base normative à la critique de n'importe quel status quo.

Le choix d'une métaphore particulière, qu’elle soit du type mécaniciste, organiciste ou autrement, sera influencé par les idées dominantes à un moment donné, par celles notamment qui dérivent de telle ou telle branche de la science qui jouit alors du plus grand prestige, et par l'orientation idéologique de l'auteur.

Cet article examine les doléances sur la perte du sens communautaire et l'imagerie métaphorique de deux systèmes de pensée, le normatif et le positiviste. On s'en rapportera, en particulier, aux théories communautaires de Herder et à l'école politique romantique.

L'idéologie qui donne un sens à la rhétorique de Herder différait beaucoup des valeurs fondamentales de son siècle. Cette idéologie consistait en une conception anti-élite de la science politique, en une interprétation du progrès fondée sur la tradition et le relativisme, en l'affirmation du caractère changeant de la nature humaine et du pluralisme des valeurs sociales. Elle conduisit Herder à étendre l'application du principe moral d'autodétermination de Kant à l'univers politique et à son insistance sur la coordination fonctionnelle de préférence à la subordination fonctionnelle. La légitimité démocratique plutôt que l'efficience paternaliste constituait pour lui la condition essentielle d'un ordre politique. Ceci l'a amené à insister pour que le passage d'une tutelle à l'autodétermination politique se fasse sans brusque discontinuité. Ce n'est pas par la destruction, mais par une transformation graduelle, des traditions sociétales et des valeurs, transformations qui s'inscrivent dans le continuum historique d'une communauté politique, que Herder fait la synthèse du progressivisme rationaliste de l'Age des Lumières et sa propre philosophie du traditionalisme.

La conception du traditionalisme de Herder est également éloignée de celle de Burke qui est essentiellement statique et de celle des Romantiques qui essentiellement est réactionnaire. C'est ainsi qu'on peut déduire de son oeuvre que le lien qui est souvent établi entre le traditionalisme et le conservatisme politique peut être plus ténu qu'on ne le croît généralement.

De même, rejeter que la nature humaine soit immuable implique qu'on admet la multiplicité des valeurs et la possibilité qu'elles soient incompatibles. Non seulement Herder a-t-il admis le conflit, mais il l'a considéré comme naturel et il nous a prévenu contre les dangers de le supprimer. Une telle reconnaissance de la fonction essentiellement positive de la diversité et du conflit ajoute une autre dimension intéressante à la conception de Herder sur l'autodétermination politique.

Son insistance sur la manifestation spontanée du pouvoir créateur et intérieur de l'homme explique pourquoi Herder préférait le modèle d'un organisme à celui d'un mécanisme pour représenter la réalité, puisque c'est celui-là qui implique l'existence d'un pouvoir intérieur comme source opérationnelle de l'activité.

Les Romantiques dans le domaine politique ont souvent été considérés comme des disciples de Herder, mais l'examen de leur système métaphorique révèle des divergences importantes d'accent dans l'analyse politique, telles que leur conception de la subordination fonctionnelle par comparaison à la conception de Herder de la coordination fonctionnelle, telles encore que leur conception de l'Etat comme organisme unifié, par comparaison avec celle de Herder où l'Etat-modèle est conçu à partir d'une approche anarchique et pluraliste où l'unité est compatible avec la diversité dans un cadre social différentié suivant des lignes horizontales plutôt que verticales. Bien plus, les arguments que certains des Romantiques ont tirés de leur modèle original à l'appui de leurs revendications transcendentales en faveur de la suprématie de l'Etat, ont non seulement sapé leur notion médiévale du pluralisme, mais ont vidé de leur sens leur propre imagerie organismique.

Type
Research Article
Copyright
Copyright © Canadian Political Science Association 1966

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References

1 States and Morals (London, 1946), 34.Google Scholar

2 See, for example, Morley Roberts, who stresses this identity to the point of absurdity. Whereas Herbert Spencer eventually recognized the difficulties in a too literal interpretation of the organic metaphor (see Simon, Walter M., “Herbert Spencer and the ‘Social Organism,’Journal of the History of Ideas, XXI (1960), 294–9)CrossRefGoogle Scholar, Roberts is determined to carry the analogy beyond Spencer, “having none of that peculiar dread of analogical reasoning,” as he puts it, “which afflicts English workers.” ( Biopolitics (London, 1938), xii.Google Scholar) “States are,” he writes elsewhere, “really and not metaphorically true organisms.” ( The Behaviour of Nations (London, 1941), 1.Google Scholar)

3 Logically such a dialectic device is not very different from that described by Pareto, in Mind and Society (New York, 1935), 788.Google Scholar

4 See Sumner, W. G., Folkways (Boston, 1907), esp. chap. 2, secs. 8391.Google Scholar

5 For an excellent study of Burke's use of imagery see Love, Walter D., “Edmund Burke's Idea of the Body Corporate: A Study in Imagery,” Review of Politics, 27 (04 1965), 184–97.CrossRefGoogle Scholar

6 Mechanism, Organism and Society: Some Models in Natural and Social Sciences,” Philosophy of Science, 18 (1951), 234.Google Scholar

7 Ibid.

8 For a detailed treatment of this point see Frank, Phillip, Relativity—A Richer Truth (Boston, 1950).Google Scholar

9 I am aware that my inclusion of Rousseau among the organicists is open to challenge. But I wonder whether the same is not true of Werner Stark's inclusion of him among the mechanicists ( The Fundamental Forms of Social Thought (London, 1962), 109–23).Google Scholar Without wishing to deny that Rousseau's mode of expression admits of diverse interpretations, I feel that the tenor of his works taken as a whole reveals a far greater affinity with the community organicists than with the individualist mechanicists. No one was more emphatic in stressing the existence of inner social bonds as the necessary condition of a genuine social contract in contrast to the Hobbesian contract of subjection between rulers and ruled. Also, Rousseau, unlike his contemporaries (particularly in France), had lost faith in reason and science as man's supreme power—a feature more characteristic of organismic than of mechanistic thinking. To say this is not necessarily tantamount to classifying Rousseau as a Romanticist. See Cassirer, Ernst, Rousseau, Kant and Goethe (Princeton, 1945 CrossRefGoogle Scholar; Harper Torchbook ed., 1963), 19 and 31. It is worth noting in this context that the German Enlightenment (Aufklärung) was by no means as rationalistically or mechanistically oriented as is commonly thought. The break with the orthodox rationalist tradition can be traced to such leading Aufklärers as Christian Thomasius (1655-1728), often called the “father” of the Aufklärung. Christian Wolff (1679-1754), and Moses Mendelssohn (1729-1786). For a fuller discussion of this point see my Christian Thomasius: Enlightenment and Bureaucracy,” American Political Science Review, LIX, (1965), 430–8.Google Scholar

10 Johann Gottfried Herder (1744-1803) is chiefly known as a literary critic, a philosopher of history, and the “father” of modern nationalism. Two biographies have appeared in English in recent years: Gillies, A., Herder (Oxford, 1945)Google Scholar, and Clark, Robert T. Jr., Herder: His Life and Thought (Berkeley and Los Angeles, 1955).Google Scholar My own study Herder's Social and Political Thought (Oxford, 1965)Google Scholar, contains a detailed bibliography of primary and secondary literature. To the latter should be added Sir Isaiah Berlin s recent and most stimulating essay Herder and the Enlightenment,” in Wasserman, Earl R., ed., Aspects of the 18th Century (Baltimore, 1965), 47104.Google Scholar A further possible reason for Herder's lack of appeal to the modern social scientist was his refusal to reduce his heterogeneous ideas to a neat and coherent ‘ism,’ “to label them and fit them into theoretical frameworks. … The notorious luxuriance and formlessness of his ideas is due at least as much to his sense of the complexity of the facts themselves as to a naturally rhapsodical and turbid mind.” Ibid., 56.

11 Ideen zur Philosophie der Geschichte der Menschheit (17841791), XIII, 377.Google Scholar All referenees are to the Suphan edition of Herders Werke (33 vols., Berlin, 18771913).Google Scholar

12 “It is manifest violence,” Möser maintained, “if members of the lower class unite and attempt to claim the same rights to property as members of the higher class by simply basing such claims on a common human origin.” Möser, Justus, Werke (Abeken, ed., Berlin, 18421843), V, 182.Google Scholar

13 XIII, 295, 381, and XXIII, 414; see also XVII, 127, where Herder points out that even if equality could be attained in one generation it would scarcely survive it, quite apart from the unforeseeable problems it would pose in terms of freedom.

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15 XIII, 383. Even Rousseau, the great advocate of a new social order where a moral ethos was to take the place of rulers, urged the Poles to venerate their ancient nobility as the surest safeguard of maintaining their political freedom as a nation (Considérations sur le Gouvernement de Pologne, chap. xi). It was, of course, the Rousseau of the Social Contract and Political Economy who inspired Herder no less than Kant.

16 Herder's contribution to the theory of national self-determination has of course been adequately recognized. It is surprising that Herder scholars, and in particular those interested in Herder's political ideas, have failed to detect the political import of one of Herder's most mature works which he published in 1783 under the title Vom Geist der Ebräischen Poesie (The Spirit of Hebrew Poetry). This surprising neglect had the unfortunate result of causing Herder's political thought to be judged almost exclusively on the basis of his better known Ideen, in particular its chapter on government which, in view of the political censorship, Herder had to rewrite several times. His most radical political views, therefore, are not to be found in the published version of the Ideen, but rather in this work on Hebrew poetry where he managed to give expression to them under literary and theological disguises. For a fuller account see my Herder and Israel,” Jewish Social Studies, XXVIII (1966), 2533.Google Scholar

17 V, 516. Clearly, legitimacy matters more to Herder than effectiveness, to speak in current sociological terminology.

18 Briefe zu Beförderung der Humanität (17931797), XVII, 116.Google Scholar

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21 V, 509.

22 V, 524–5. Here Vico had anticipated Herder, but Vico was virtually unknown at the time in Germany, and all available evidence seems to suggest that Herder reached a similar position quite independently. Vico is not mentioned by Herder before 1797; even then Herder seems to have been only superficially acquainted with his thought.

23 For more detailed discussion see my Herder's Treatment of Causation and Continuity in History,” Journal of the History of Ideas, XXIV (1963), 197212.Google Scholar

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26 XIII, 196.

27 XIII, 346; see also XIV, 227; XVI, 119, 551; XVII, 116; XVIII, 302, 408; XXIV, 375; and XXIX, 133, 139. This faith in the attainability of harmony between conflicting interests is by no means absent from modern pluralistic ideology.

28 Herder's arguments against enforced consensus in his essay, Vom Einfluss der Regierung auf die Wissenschaften, und der Wissenschaften auf die Regierung (The Reciprocal Influenee of Government and the Sciences) (1780), esp. IX, 354–62Google Scholar, go well beyond Milton's pleas in defence of freedom of expression in his Areopagitica (1644) and anticipate those of J. S. Mill in his essay On Liberty. Likewise Herder's treatment of conflict significantly foreshadows modern theories, in particular those of Georg Simmel.

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30 I am indebted on this point to Gilbey's, Thomas Between Community and Society (London, 1953), esp. 113–23.Google Scholar

31 XXI, 182. Herder's philosophy of organism is most coherently developed in the Metakritik (1799), a study that was intended as a criticism of Kant's Critique of Pure Reason.

32 XXI, 152.

33 XIII, 346–8.

34 XIV, 84.

35 Stark, Fundamental Forms of Social Thought, chaps, II and III.

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38 XIII, 347.

39 XIV, 89. This view has recently been expressed in similar words by George Grant in his lament over the supposed demise of the Canadian nation. “A nation,” Grant writes “does not remain a nation only because it has roots in the past. Memory is never enough to guarantee that a nation can articulate itself in the present. There must be a thrust of intention into the future.” Lament for a Nation (Toronto, Montreal, 1965), 12.Google Scholar

40 Although political Romanticism did not represent a solid and unified ideology, the features that we shall single out for discussion were common to the views of most leading representatives of this school. The men we chiefly have in mind here are Novalis, the brothers Wilhelm and Friedrich Schlegel, Adam Müller, Schleiermacher, and Savigny in Germany, Bonald, Lamennais, and De Maistre in France, and Coleridge in England.

41 See, for example, Collingwood, R. G., The Idea of History (Oxford, 1946), 8692 Google Scholar; Popper, K. R., The Open Society and its Enemies, 2nd ed. (London, 1952), II, 52 Google Scholar; Reiss, H. S., The Political Thought of the German Romantics (1793-1815) (Oxford, 1955), 2 and 8 Google Scholar; Rouche, Max, La Philosophie de l'Histoire de Herder (Paris, 1940), 554 Google Scholar; or (approvingly) von Wiese, Benno, Volk und Dichtung von Herder bis zur Romantik (Erlangen, 1938), 18 Google Scholar and his Der Gedanke des Volkes in Herders Weltbild,” Oie Erziehung (1939), 121 and 137.Google Scholar

42 Novalis, , Werke (ed. Seelig, Carl, 5 vols., Zürich, 1945), IV, 158 Google Scholar; see also II, 193: “The State is a person like any individual”; and similarly III, 298.

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44 Müller, Adam, Elemente der Staatskunst (3 vols., Berlin, 1809), III, 327.Google Scholar

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47 Müller, , Elemente, I, 62–8Google Scholar; II, 85. See also Novalis, , Werke, IV, 225 and 274.Google Scholar

48 Müller, , Elemente, I, 63.Google Scholar In speaking of the state as an idea, Müller wished to distinguish it from a concept. The latter, he held, was susceptible to rational analysis; the former was not. For concepts refer to purely static conditions, to the composition of events at any particular point of time. Ideas, on the other hand, refer to dynamic phenomena, to objects that “move and grow.” To gain true knowledge of the state, therefore, the analytical method of the sciences is wholly out of place. What is required is not observation, classification, the construction of hypotheses and the formulation of definitions, but direct intuitive insight. (See Müller, , Elemente, I, 20.Google Scholar)

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51 I feel indebted here to McCloskey's, H. J. article “The State as an Organism,” Philosophical Review (07 1963), 309–24.Google Scholar

52 For Herder neither the nation or Volk, nor the nation-state, has an exclusive claim on man's loyalty. It is the very task of Bildung to reconcile patriotism with a respect for mankind at large, with Humanität. Herder's “categorical imperative” decrees: “Serve the State, if you must, but serve humanity if you can” (XIII, 456). Herder decisively repudiates national chauvinism and treats with the utmost contempt the belief that any one nation can claim superiority over another. There is no such thing as a “historical nation” (as Hegel would have it) for Herder. No nation can claim to be a Favoritvolk at any time (XVIII, 248). “There must be no order of rank: … the Negro is as much entitled to think the white man degenerate as the white man is to think of the Negro as a black beast” (ibid.). The idea of master-nations or master-races simply has no meaning for him. (See XIII, 252, 257, and XVII, 115.) Herder's distaste for the very concept of race provoked a rather severe stricture from Kant who castigated him for his “inadequate and unsympathetic treatment of race” ( Kant's review of the Ideen in the Allgemeine Literaturzeitung of 15 Nov. 1785).

53 The contrast between the Herderian and the Romanticists' approach to the problem of “mass society” can be seen to parallel the distinction which William Kornhauser makes between the democratic and the aristocratic critique of mass society in The Politics of Mass Society (New York, 1959).Google Scholar

54 Herder's insistence on the diffusion of power between diverse sectional bodies and interests is in marked contrast to Rousseau's open hostility to any form of pluralism. Since Herder has at times been called “the German Rousseau” (see, e.g., Korff, H. A., Geist der Goethezeit (Leipzig, 1923), I, 74 Google Scholar), this point is not without interest. It is indeed remarkable how consistent Herder was in his hostility to the institution of central administrative bodies. For he opposed it on both the national and international level. Herder did not recommend the abolition of nation states in favour of the creation of a world government, since he believed that even the mere attempt to institute such an international organization would exacerbate rather than reduce international tension. Whilst aiming to unite people, it would actually divide them further. Such “utopian phantoms” only deceive people into thinking that international unity was merely a matter of political organization (see XVII, 125; XVIII, 283, 346).

55 XIV, 227.

56 See XIII, 149 and XVIII, 339.

57 XIV, 217.

58 It is of interest that recent thinking on administrative processes come significantly close to Herder's notion of co-ordination free from norms of centrality and hierarchy. See, for example, Lindblom, Charles E., The Intelligence of Democracy: Decision Making through Mutual Adjustment (New York, 1965), 293310.Google Scholar