1. Introduction
Recently, a 1.3 Earth mass planet only ~4 light years from Earth was found within the habitable zone of the red dwarf Proxima Centauri (Anglada-Escudé et al. Reference Anglada-Escudé, Amado, Barnes, Berdiñas, Butler, Coleman, de La Cueva, Dreizler, Endl, Giesers, Jeffers, Jenkins, Jones, Kiraga, Kürster, López-González, Marvin, Morales, Morin, Nelson, Ortiz, Ofir, Paardekooper, Reiners, Rodríguez, Rodrίguez-López, Sarmiento, Strachan, Tsapras, Tuomi and Zechmeister2016). According to the NASA Exoplanet Archive, by 23 July 2020, 4197 exoplanets, have been confirmed (https://exoplanetarchive.ipac.caltech.edu/), including one in the habitable zone with water vapour in its atmosphere (Tsiaras et al. Reference Tsiaras, Waldmann, Tinetti, Tennyson and Yurchenko2019). Do these exoplanets have life and if so, what type of life might it be? A number of techniques have been proposed to test whether life exists on exoplanets and many of these are summarized in recent reviews (Schwieterman et al. Reference Schwieterman, Kiang, Parenteau, Harman, DasSarma, Fisher, Arney, Hartnett, Reinhard, Olson, Meadows, Cockell, Walker, Grenfell, Hegde, Rugheimer, Hu and Lyons2018). The goal of all this is, of course, to be able to use next generation astronomical facilities to detect life on the recently discovered exoplanets (see review by Fujii et al. Reference Fujii, Angerhausen, Deitrick, Domagal-Goldman, Grenfell, Hori, Kane, Pallé, Rauer, Siegler, Stapelfeldt and Stevenson2018). However, such reviews have missed a critical stage – distinguishing an exoplanet with single cellular life from that of multicellular life. Some have hypothesized that single cellular life may be abundant in the Universe, but multicellular life may be rare (Brownlee and Ward Reference Brownlee and Ward2000). We clearly need a technique to distinguish between the two types of life.
Since photosynthesis could be abundant in the Universe, what techniques, for example, could we use to distinguish the change between land covered with abundant terrestrial single-celled photosynthetic organisms like those in the Precambrian (Kenny and Knauth Reference Kenny and Knauth2001) and the rise of multicellular life, like the land plants that occupied Earth from the Mid-Ordovician (490–430 million years ago) to today (Graham et al. Reference Graham, Cook and Busse2000)? Previous study has proposed that the most abundant multicellular life on an exoplanet would likely be vertical photosynthetic organisms – trees (Doughty and Wolf Reference Doughty and Wolf2010). The need to transport water and nutrients and competition for light in multicellular photosynthetic organisms has led to the tree-like structure on Earth characterized by hierarchical branching networks (West et al. Reference West, Brown and Enquist1997; Brown Reference Brown2000). In fact, the ‘tree shape’ evolved independently many times throughout Earth's history likely as a consequence of the previously mentioned biomechanical and evolutionary constraints (Donoghue Reference Donoghue2005). Such biomechanical constraints combined with Darwinian evolution will also make tree-like photosynthetic structures the most abundant evidence of multicellular life on exoplanets.
Earth has more than 3 trillion trees (Crowther et al. Reference Crowther, Glick, Covey, Bettigole, Maynard, Thomas, Smith, Hintler, Duguid, Amatulli, Tuanmu, Jetz, Salas, Stam, Piotto, Tavani, Green, Bruce, Williams, Wiser, Huber, Hengeveld, Nabuurs, Tikhonova, Borchardt, Li, Powrie, Fischer, Hemp, Homeier, Cho, Vibrans, Umunay, Piao, Rowe, Ashton, Crane and Bradford2015), each with a vertical structure that casts shadows differently than objects on a lifeless planet with weather and climate. Almost all trees are at a 90° angle to the ground while less than 1% of the surface of the Earth has with a slope greater than 45° (Hall et al. Reference Hall, Falorni and Bras2005). This is simply because weather and climate, which are thought to be necessary on any planet capable of sustaining multicellular life (Kasting et al. Reference Kasting and Catling2003) will erode much abiotic topography over time. For instance, one study suggested a lifeless planet with weather will be very similar to Earth topologically (Dietrich and Perron Reference Dietrich and Perron2006). Therefore, shadows at certain sun angles may be indicative of multicellular life, but could we detect them on an exoplanet?
Earth scientists know a great deal about tree shadows because to accurately estimate terrestrial reflectance (with, e.g., Landsat or MODIS (Moderate Resolution Imaging Spectroradiometer) satellite data) shadows at different sun angles must be removed. Therefore, a great deal of effort has been put into developing a quantitative framework to predict shadows at different sun angles. This framework, called the bidirectional reflectance distribution function (BRDF), is the change in observed reflectance with changing view angle or illumination direction (Schaepman-Strub et al. Reference Schaepman-Strub, Schaepman, Painter, Dangel and Martonchik2006). Forests seen from different sensor sun angles have predictable differences in reflectance (Li and Strahler Reference Li and Strahler1992; Bréon et al. Reference Bréon, Maignan, Leroy and Grant2002; Bréon and Henriot Reference Bréon and Henriot2006; Wolf et al. Reference Wolf, Berry and Asner2010). A Previous study used a semi-empirical BRDF model (Maignan et al. Reference Maignan, Bréon and Lacaze2004; Bacour and Bréon Reference Bacour and Bréon2005) at the global scale to explore whether, in theory, Earth with vegetation would have different albedo at different sensor sun angles versus an Earth without vegetation (Doughty and Wolf Reference Doughty and Wolf2010). They found that even if the entire planetary albedo were rendered to a single pixel, the rate of increase of albedo as a planet approaches full illumination would be comparatively greater on a vegetated planet than on a non-vegetated planet. It was hypothesized that the technique would work at 4 light years (and greater depending on knowledge on cloud abundance and a coronagraph design) meaning it could be tested on the recently discovered planet in the habitable zone of Proxima Centauri.
The method was then tested empirically (Doughty and Wolf Reference Doughty and Wolf2016) using the Galileo space probe data and first principles, in a similar methodology as Sagan et al. (Reference Sagan, Thompson, Carlson, Gurnett and Hord1993). Sagan et al. (Reference Sagan, Thompson, Carlson, Gurnett and Hord1993) detected multiple stages of life on Earth, but they did not have a technique to distinguish between single and (non-technological) multicellular life on Earth. Doughty and Wolf (Reference Doughty and Wolf2016) used the Galileo space probe data but because the Galileo dataset had only a small change (< 2°) in phase angle (sun-satellite position), the observed anisotropy signal was small, and they could not detect multicellular life on Earth. In contrast, in this paper, we propose to use to the POLDER satellite (Polarization and Directionality of Earth's reflectance) data to test this question. This dataset gives global reflectance, directionality (BRDF) and polarization measurements at 20 km resolution and phase angles of > 60° (Bicheron and Leroy Reference Bicheron and Leroy2000). Therefore, we can create a view of Earth at different phase angles and determine empirically if, even scaling to a single pixel, we could distinguish between single and multicellular life on Earth.
However, could the BRDF technique distinguish between abundant vertical structures like moon craters and abundant vegetation on an exoplanet? Most such craters would, in theory, be eroded on a lifeless planet with weather and climate. However, we test the BRDF of craters on Earth to understand how they cast shadows at different sun angles. We took advantage of moon-like craters near our university that were created by the USGS in 1967 to help Apollo astronauts train by simulating different-sized lunar impact craters. A total of 497 craters were made within two sites comprising 2000 square feet. We fly a unmanned aerial vehicle (UAV) above a cratered landscape at different sun angles meant to replicate the moon-landing site.
We can also use detection of the red edge as corroborating evidence for the existence of vegetation. Our goal is to compare the reflectance properties at the red edge of plants with the BRDF or geometric optics, for example, the shape and arrangement of objects within a pixel that transmit or block light (Torrance and Sparrow Reference Torrance and Sparrow1967), using Earth as an Exoplanet at various scales (Fig. 1). We propose to test this at the following scales: at the replica moon-landing crater field, at the Amazon basin and the Sahara Desert, on all of Earth's cloud free continental terrestrial surface and for the Earth as a whole. We will then compare the phase function of the Earth as a single pixel to phase functions of other planets in the Solar System. We will compare Earth empirically (with POLDER data) and for Earth modelled with and without vegetation with a BRDF model (Maignan et al. Reference Maignan, Bréon and Lacaze2004; Bacour and Bréon Reference Bacour and Bréon2005) (Fig. 1).
Fig. 1. Our conceptual design of a distant observer monitoring Earth and the change in backscattering as it revolves around the sun. Θ is the azimuth angle, Ωi is the solar zenith angle, Ωv is the view angle and Ψ is the phase angle.
2. Methods
2.1. Site information
To test Normalized Difference Vegetation Index (NDVI) and BRDF as biosignatures, we took advantage of an ‘extraterrestrial landscape’ near our university that we call the replica moon-landing crater site (35.30594920 lon, − 111.50617530 lat). Moon-like craters were created by the USGS in 1967 by digging holes and filling them with various amounts of explosives, which were detonated to simulate different-sized lunar impact craters. The human-made craters range in size from 1.5–12 m in diameter. This area was chosen for the craters because of the basaltic cinders from an eruption of the Sunset Crater Volcano 950 years ago. After the explosions, the excavated lighter clay material spread out from the blast craters and across the fields, like ejecta from actual meteorite impacts. A total of 497 craters were made within two sites comprising 2000 square feet (Fig. 2).
Fig. 2. (a) The Apollo Astronaut training ground as originally photographed in 1967 (from USGS archives). (b) An example of UAV flyover measuring NDVI at 5 am in 2018 with a current Google Earth image as a background image. (c) Closeups of two example regions of interest (tree and crater) at three different times of the day in the NIR (790 nm) band. Note, the crater shadows visible at 5 am but not at later times while tree shadows are visible at all three times.
2.2. UAV data acquisition
We flew the Parrot Bluegrass (Parrot) UAV with four wavelengths (green 550 nm (40 nm bandwidth (bw)), red 660 nm (40 nm bw), red edge 735 nm (10 nm bw) and NIR 790 nm (40 nm bw)) above the replica moon-landing crater site described above. We flew at various times to get different sun instrument angles (5:30, 7:30, 9:00 and 11:30 am) comparing three landscape types (bare ground, craters and ponderosa pine trees). The Parrot takes ~200 photos at a height of 50 m in each of the wavebands which are combined to form a map of ~300 m2 (88 by 338 m or 6 ha) with a resolution of 4.7 cm pixel−1. We use the program Pix4DCapture to plan the flight paths and Pix4Dmapper to orthomosaic the raw images into reflectance values (WGS 84 coordinate system). This program created geotiffs for each band which we uploaded into the Google Earth Engine. We used Matlab (Mathworks) to further analyse these data.
2.3. Empirical Earth at different phase angles with POLDER data
POLDER (Polarization and directionality of Earth's reflectance) gives global reflectance, directionality (BRDF), and polarization measurements (Bicheron and Leroy Reference Bicheron and Leroy2000; Bacour and Bréon Reference Bacour and Bréon2005). The ground size or resolution of a POLDER-measured pixel is 6 × 7 km2 at nadir. Twelve directional radiance measurements at each spectral band are taken for each point on Earth. We downloaded data that capture the period from 30October 1996 to 28 February 1997. During that period, we chose 21 days interspersed within this broader period and aggregated data from those days (specifically – 30–31 October, 1–6 November and 30–31 December 1996 and 8, 9, 10, 11, 12, 14, 16, 17, 22, 23, 27 January 1997). We also collected solar zenith angle (which is relative to the local zenith and may vary between 0° (sun at zenith) and approximately 80°) and view zenith angle (which is relative to the local zenith and may vary between 0° (POLDER at zenith) and approximately 75°) (see Fig. 1 for an example of the geometries). For each day, we subtracted the view zenith angle from the solar zenith angle (but we did not control for azimuth angle) to estimate phase angle for the wavelengths 565 nm (20 nm bandwidth) and 763 nm (10 nm bandwidth). POLDER also has bands 670 and 865 nm, which are closer to traditional NDVI bands (Masek et al. Reference Masek, Vermote, Saleous, Wolfe, Hall, Huemmrich, Gao, Kutler and Lim2006) and have been used previously to characterize vegetation cover and BRDF responses (Bacour and Bréon Reference Bacour and Bréon2005). However, these bands are also not ideal as they use polarized filters which are unlikely to be on future space telescopes. Therefore, we use bands 670 and 865 nm in Figs S1-2 and Table S1, but use 565 and 763 nm in the rest of the paper. These two wavelengths were then used to create NDVI according to the following equation:
We then created separate data maps for < 1° phase angle ranges, then $1\hbox {--}3^\circ$
, then $3\hbox {--}6^\circ$
, $6\hbox {--}20^\circ$
and $20\hbox {--}30^\circ$
. We aggregated all available data for these five different phase angles and created cloud free land images of the Amazon basin, the Sahara Desert region and all regions combined together. We averaged these maps as a single pixel at the different phase angles to replicate what Earth might look like to a distant observer as it circles the sun at different phase angles.
2.4. Modelled Earth at different phase angles with a BRDF model
We used simulations of Earth with and without vegetation from Doughty and Wolf (Reference Doughty and Wolf2010) at different phase angles. In that paper, they used a semi-empirical BRDF model (Bicheron and Leroy Reference Bicheron and Leroy2000; Bacour and Bréon Reference Bacour and Bréon2005). It combines a geometric kernel (F1), which models a flat Lambertian surface covered with randomly distributed spheroids with the same optical properties as soil (Lucht et al. Reference Lucht, Schaaf and Strahler2000), with a volumetric kernel (F2), which models a theoretical turbid vegetation canopy with high leaf density (Maignan et al. Reference Maignan, Bréon and Lacaze2004). They simulated global cloud cover with CAM 3.0; http://www.ccsm.ucar.edu/models/atm-cam) (Collins et al. Reference Collins, Rasch, Boville, Hack, McCaa, Williamson, Briegleb, Bitz, Lin and Zhang2006), and combined simulated cloud height (low, medium and high) and total percent cover with albedo values for low, medium and high clouds (strato-cumulous, alto-stratus and cirrus) at several planetary phase angles (Tinetti et al. Reference Tinetti, Meadows, Crisp, Fong, Fishbein, Turnbull and Bibring2006).
2.5. Other planets
To compare how the Earth would look circling the sun at a distance to other planetary bodies, we digitized data from Sudarsky et al. (Reference Sudarsky, Burrows, Hubeny and Li2005) where they aggregated data for optical phase functions for Mars, Venus, the Moon and Uranus along with a Lambert model where radiation is scattered isotropically off a surface regardless of its angle of incidence (Sudarsky et al. Reference Sudarsky, Burrows, Hubeny and Li2005). A classical phase function normalizes planetary albedo to 1 at a phase angle of 0°. Data for Mars are originally from Thorpe (Reference Thorpe1977), for the Moon from Lane and Irvine (Reference Lane and Irvine1973), for Uranus from Pollack et al. (Reference Pollack, Rages, Baines, Bergstralh, Wenkert and Danielson1986) and Sudarsky et al. (Reference Sudarsky, Burrows, Hubeny and Li2005) does not state where the Venus data are originally from.
We normalized all the datasets (Earth-POLDER, Earth no vegetation, Earth with vegetation, Mars, Venus, Uranus, and the Moon) so that the albedo at phase angle of 0° was one. We then subtracted these from a Lambert curve to highlight the impact of directional scattering from each of these bodies.
3. Results
The Apollo astronaut training ground offers a unique opportunity to compare NDVI and BRDF in an ‘extraterrestrial landscape’ with trees. In 1967, a flyover of the area early in the morning shows large shadows for both the craters and the local ponderosa pine trees (Fig. 2(a)). It is therefore conceivable that craters could replicate the shadows and BRDF is not a good multicellular life biosignature. However, our UAV demonstrates why at later times of the day (at lower phase angles) the story changes. Figure 2(b) shows our UAV NDVI image for the region at 5 am. The trees clearly have a higher NDVI and the craters still have shadows. However, Fig. 2(c) shows strong shadows with the craters at 5:30 am but not at 9 am and 11 am. In contrast, the trees show clear shadows at all times even towards noon (at lower phase angles). This effect will change slightly with latitude (Doughty and Wolf Reference Doughty and Wolf2010).
We can quantify these qualitative observations with our UAV collected reflectance data. Figure 3 shows the reflectance histograms for trees and craters in the NIR (790 nm) at different times of the day. Because the UAV flew overhead, the daytimes correspond with high (5 am), medium (9 am) and low phase angles (11 am). In Fig. 3(a), at 5:30 am the histogram of the crater shows a strong shadow peak at ~0.01 reflectance and another reflectance peak at ~0.05 reflectance. However, by 9 am the shadow peak disappears and there is only the ground reflectance peak at ~0.05 reflectance. In Fig. 3(b), at 9 am there are reflectance peaks for shadows at ~0.01 reflectance, at the ground at ~0.05 reflectance, and for the tree canopy which was scattered but for clarity we reduced to 0.15 reflectance. At 11 am, there are similar peaks, but with a small number of shadow pixels at 0.01 reflectance as expected. The difference between the peak brightness at 0° phase angle and reduced brightness at higher phase angles is our hypothesized ‘multicellular life biosignature’.
Fig. 3. Histograms of NIR reflectance (790 nm) for (top) craters and (middle) trees at different times of the day (5 am and 9 am for craters, 9 am and 11 am for trees). For clarity, we aggregate all tree reflectance pixels greater than 0.15 to 0.15. (Bottom) NDVI for trees (green), craters (black) and bare ground (blue) at 11 am.
NDVI showed different reflectance peaks for trees than for bare ground and craters. The ‘tree’ NDVI signal included shadows and bare ground which reduced the overall NDVI signal. However, even with the mixed signal, NDVI also showed a clear signal that could distinguish between the three areas with NDVI's median histogram of 0.06 for the trees and ~0 for both the crater and bare ground (Fig. 3(c)). Was the NDVI or BRDF signal greater? For example, a typical region of interest with 50% tree cover, 50% ground at 9 am might have 25% of the ground covered in shadow. At 9 am, our scene might have an NIR reflectance of 0.09 (0.15×0.5 (tree)+0.01×0.25 (shadow)+0.05×0.25 (ground)) while at noon, as the shadows are masked, it would change to 0.10 (0.15×0.5 (tree)+0.05×0.50 (ground)). This is a relatively small change of 0.01. We have shown that moon craters would not show this change and the 0.01 signal is the ‘multicellular life biosignature’. However, the NDVI signal of ~0.06 is clearly larger.
Next, we scaled up to the regional and global scale with POLDER data. We first created cloud free terrestrial maps of Earth at five different phase angles. We found that the < 1° phase angle contained many regional blank areas, especially tropical regions with great cloud cover, and we did not include it in our final analysis. We discuss this more in the discussion section. Therefore, we focused on the phase angle ranges of $1\hbox {--}3^\circ$
, $3\hbox {--}6^\circ$
, $6\hbox {--}20^\circ$
and $20\hbox {--}30^\circ$
. Averaging over 21 days gave sufficient cloud free images to create maps for most of the planet. There were still gaps in our coverage, both at high latitudes, where POLDER did not cover, and in parts of the tropics where clouds were very abundant.
These cloud free images allowed us to compare two multicellular life endmembers – the Amazon basin, with abundant tree cover, and the Sahara Desert, with very few trees. In Fig. 7(a), we show the average reflectance for these two regions at both 565 and 763 nm at several different phase angles. The changes were smaller than we had hypothesized with our BRDF model possibly because we missed the large change between $0{^\circ }\hbox { and }1^\circ$
phase angle. At 763 nm between phase angle $1\hbox {--}3^\circ$
and $20\hbox {--}30^\circ$
there was a difference of 0.016 reflectance units or ~9% for the Amazon versus 0.007 reflectance units or ~4% for the Sahara (Table 1). There were only minor changes for the Sahara or for the Amazon at 565 nm. We show results using polarized bands 670 and 865 nm (Figs S1-2 and Table S1) and show an overall larger NDVI signal, but similar changes in reflectance at different phase angles. The supplemental data demonstrate that our results are robust for all POLDER wavelengths tested. The slight improvement at bands 670 and 865 nm is most likely due to less atmospheric interference (the O2-A band interferes at 763 nm and aerosols interfere at 565 nm) and not the polarized filter. Bands near 670 and 865 nm would therefore be our choice for future space missions.
Table 1. Absolute change of reflectance (between $1\hbox {--}3^\circ$
phase angle and $20\hbox {--}30^\circ$
phase angle) for band 763 nm, NDVI and the percent change for band 763 nm for the Amazon, Sahara, all land and the world
We next created a global view of Earth (including land, clouds and oceans) at the different phase angles (Fig. 5) and a NDVI of the entire Earth at different phase angles (Fig. 6). In Figs 7(b) and (c), we average Figs 4–6 as a single pixel at the different phase angles. As a single pixel, at 565 nm, there are only minor reflectance changes between phase angle $1\hbox {--}3^\circ$
and $20\hbox {--}30^\circ$
. However, at 763 nm, the land only had reflectance changes ~0.015 or ~12% and the whole world had a slightly smaller change of 0.011 or ~8% (Table 1). We also compared averaged NDVI for the Amazon, the Sahara, all land and the averaged planet to combine information on the red edge with BRDF. As expected, the Amazon had the highest NDVI followed by all land, the Sahara and the whole world. The decrease in NDVI across phase angles was similar (0.06) for the Amazon, the land (0.04) and the world (0.03) but stayed flat for the Sahara (0.01) (Table 1) (Fig. 7).
Fig. 4. Cloud free terrestrial reflectance at 763 nm from POLDER at the phase angle (pa) ranges (a) $1\hbox {--}3^\circ$
, (b) $3\hbox {--}6^\circ$
, (c) $6\hbox {--}20^\circ$
and (d) $20\hbox {--}30^\circ$
aggregated and averaged from the 21-day period described in the Methods.
Fig. 5. All pixels (including ocean and clouds) reflectance at 763 nm from POLDER at the phase angles (a) $1\hbox {--}3^\circ$
, (b) $3\hbox {--}6^\circ$
, (c) $6\hbox {--}20^\circ$
and (d) $20\hbox {--}30^\circ$
aggregated and averaged from the 21-day period described in the Methods.
Fig. 6. All (including ocean and clouds) NDVI pixels from POLDER at the phase angles (a) $1\hbox {--}3^\circ$
, (b) $3\hbox {--}6^\circ$
, (c) $6\hbox {--}20^\circ$
and (d) $20\hbox {--}30^\circ$
aggregated and averaged from the 21-day period described in the Methods.
Fig. 7. (Top) Averaged reflectance at different phase angles at different wavelengths (565 and 763 nm) for the Amazon region and the Sahara region. (Middle) Averaged reflectance at different phase angles for all Earth and all terrestrial land at different wavelengths (565 and 763 nm). (Bottom) Averaged NDVI at different phase angles for a cloud covered Earth (red), all terrestrial land (black), the Amazon region (green) and the Sahara region (blue).
Finally, we combined information from POLDER for Earth and compared this to measured estimates for other planetary bodies such as Mars, Venus, the Moon and Uranus. We also added estimates of a Lambert body (a body with perfect isotropic reflectance) and modelled Earth with and without vegetation (Doughty and Wolf Reference Doughty and Wolf2010). All planetary bodies have very different albedos, but for comparison purposes, we standardized the average albedo to 1 at a phase angle of 0. We initially hypothesized that Earth would have a phase function between Mars and Venus (with both POLDER and the vegetation model in agreement). In other words, Earth might be a partially cloudy planet with some directional reflectance. However, our modelled estimates of Earth, with and without vegetation showed similar directional reflectance to Mars but our empirical results using POLDER data showed Earth was more similar to Venus (Fig. 8).
Fig. 8. (Top) The phase function for several solar system objects (from Sudarsky et al. Reference Sudarsky, Burrows, Hubeny and Li2005), Earth with and without vegetation structure (from Doughty and Wolf Reference Doughty and Wolf2010) and empirically calculated for a cloud covered Earth with POLDER data from this paper. The phase function normalizes for albedo by forcing albedo to one at a phase angle of 0°. We also show a lambert model from Sudarsky et al. (Reference Sudarsky, Burrows, Hubeny and Li2005) which assumes an object that scatters light perfectly isotopically. In the bottom panel, we show the same data but subtract the Lambert curve to more clearly show backscattering differences.
4. Discussion
Why there was a large divergence between our modelled results of Earth at different phase angles and our empirical ones? To review, modelled Earth's reflectance at different phase angles is similar to Mars while empirical POLDER data of Earth's reflectance at different phase angles are similar to Venus (Fig. 8). We hypothesize that both the model and empirical data have issues that make them not align. For instance, our model uses the best vegetation BRDF model, but it did not have a good BRDF model for other components of the Earth, such as oceans, clouds and atmosphere. Therefore, it likely missed key components of atmospheric scattering and cloud directional reflectance. In contrast, we hypothesize that there were also issues with the empirical data because by excluding our phase angle data of < 1° in our empirical analysis, we missed the largest change in BRDF. Our BRDF model suggests the largest change in reflectance from vegetation will be between phase angles of $0\hbox {--}1^\circ$
and $1\hbox {--}3^\circ$
. Therefore, by missing this peak, and showing little change < 10°, our phase curve is more like an isotropic body like Venus.
Mars and the Moon both have greater backscattering than Earth. For solid bodies with thin atmospheres like Mars, previous study has shown that backscattering can be significant (Thorpe Reference Thorpe1977). This is because Mars (currently) has no liquid water to erode and smooth its rough edges. Our phase curve (Fig. 8), shows that the Moon has even stronger backscattering than Mars, which is initially surprising (Lane and Irvine Reference Lane and Irvine1973). However, this is due to a phenomenon called coherent backscatter which occurs on very dry soils where particles have a diameter that is similar to the wavelength of the photon used to view them (Hapke et al. Reference Hapke, Nelson and Smythe1993). A planet with climate like Earth does not exhibit coherent backscatter, even in dry areas, such as deserts, because the particle sizes are too big (generally between 0.05 and 2 mm) at 800 nm or less (Tarbuck and Lutgens Reference Tarbuck and Lutgens2008). Therefore, Earth shows less backscattering than Mars or the Moon because of the presence of abundant isotropic clouds. The presence of craters on the Moon and Mars also affects backscattering. At low phase angles the BRDF of craters is substantially different than that of trees (Figs. 2 and 3). Earth has few craters due to abundant erosion caused by climate. It is interesting to note the large amount of erosion of the craters at the replica moon-landing site that has already occurred due to weather and climate in the 50 years since the craters were first formed.
In contrast, Venus and Uranus have scattering more similar to Lambert scattering where radiation is scattered isotropically off a surface. Lambert scattering is a good approximation for objects such as Uranus (Pollack et al. Reference Pollack, Rages, Baines, Bergstralh, Wenkert and Danielson1986), and to a lesser extent Venus (Sudarsky et al. Reference Sudarsky, Burrows, Hubeny and Li2005). Surprisingly, our empirically derived phase function for Earth was less steep than either Venus or Uranus (Fig. 8). This is surprising because Earth has many strong backscattering surfaces like trees. We hypothesize that this is due to excluding our phase angle data of < 1° in our empirical analysis.
To improve our future empirical analysis, we need to better capture low phase angles. With the POLDER data, averaging for phase angles of 1° or less was inherently more patchy because it was averaging over a smaller dataset. Key regions, like Amazonia were missing because of high cloud cover. In fact, the cloudier terrestrial areas, and the regions less represented at < 1° phase angle, were those most likely to have abundant tree cover (like Amazonia). For this reason, we were not confident including our maps of < 1° phase angle. POLDER was only available for a few months during 1996–1997 and it is currently the only satellite of its kind to capture the Earth at all phase angles. Capturing planets at low phase angles will also be a problem with any viewing of an exoplanet because it could be washed out by the light of its star, even with the most advanced coronagraph design (Guyon et al. Reference Guyon, Pluzhnik, Kuchner, Collins and Ridgway2006). However, in theory, we could observe the planet during continuous rotation cycles which could increase the amount of data available to analyse the exoplanet for vegetation structure.
To improve our modelling analysis, we need to better model the BRDF of non-vegetated surfaces. We used a state of the art BRDF model for vegetation (Bicheron and Leroy Reference Bicheron and Leroy2000; Bacour and Bréon Reference Bacour and Bréon2005), but only averaged BRDF values for clouds, atmosphere and oceans. With this improved model, how do we envision using the model in the future to distinguish a planet with multicellular life versus just single cellular life? We could create a model of an exoplanet based on the exoplanet's size, density, cloud cover, distance to star and the star's irradiance. For instance, let us imagine we had the proper technology and coronagraph to observe the 1.3 Earth mass planet only ~4 light years from Earth within the habitable zone of the red dwarf Proxima Centauri (Anglada-Escudé et al. Reference Anglada-Escudé, Amado, Barnes, Berdiñas, Butler, Coleman, de La Cueva, Dreizler, Endl, Giesers, Jeffers, Jenkins, Jones, Kiraga, Kürster, López-González, Marvin, Morales, Morin, Nelson, Ortiz, Ofir, Paardekooper, Reiners, Rodríguez, Rodrίguez-López, Sarmiento, Strachan, Tsapras, Tuomi and Zechmeister2016). We would then create three versions of the model, first a relatively smooth, eroded, planetary surface, one covered with single cellular slime exhibiting NDVI and one with 3D vegetation structure. We would look for evidence of which model better fit observations of the exoplanet over years. False positives caused by instrument error or intermittent events such as volcanic activity or changing cloud cover could be determined by observing the planet during continuous rotation cycles. Multicellular life would continuously demonstrate the BRDF signal, while other causes would demonstrate it only intermittently. In practice, this will be difficult with the next generation potential space telescopes for directly imaging exoplanets such as HabEx and LUVOIR. These are predicted to have 10–20 signal-to-noise ratio (SNR) for exoplanet spectroscopy but if an exciting target were to be discovered, more telescope time could increase this to ~20–100 SNRs.
In our study, we assumed that the observer is in an approximate plane with the planet's orbit and its star. However, Proxima Centauri b is now not assumed to transit its star (Jenkins et al. Reference Jenkins, Harrington, Challener, Kurtovic, Ramirez, Pe na, McIntyre, Himes, Rodríguez, Anglada-Escudé, Dreizler, Ofir, Peña Rojas, Ribas, Rojo, Kipping, Paul Butler, Amado, Rodríguez-López, Kempton, Palle and Kasting2019), and therefore observing Proxima Centauri b at small phase angles (< 3°) is likely impossible with any future technology. However, the assumption of the observer being in an approximate plane with the planet's orbit will be valid for Earth-sized planets detected by the transit method (such as by the Transiting Exoplanet Survey Satellite (TESS) or ground-based surveys). The BRDF technique would require additional geometric calculations for planets not meeting this assumption.
It will be important to understand potential false positives if we are to have confidence in this approach in the future. For instance, Livengood et al. (Reference Livengood, Deming, A'Hearn, Charbonneau, Hewagama, Lisse, McFadden, Meadows, Robinson, Seager and Wellnitz2011) found that the NDVI of the Moon's disc-average is greater than the Earth's disc-average. Since the Moon obviously has no plants, this exemplifies the need to carefully think through all potential ways the BRDF signal could be created without vegetation. For instance, we could mistake stromatolites, which are some of the earliest evidence for single cellular life on Earth (Walter et al. Reference Walter, Buick and Dunlop1980), for trees due to geometric similarities. However, generally, microbes do not tend to display a strong red edge, so one possibility is a red edge filter. Stromatolites also tend to be in shallow water, a rare environment for trees. Since water has a vastly different reflectance spectrum than dry ground, this could be a second filter. Therefore, a stromatolite covered planet could replicate some of the geometry of trees (although the geometry itself is also much different), would have a much lower average albedo in NIR, and would likely not have a strong red edge.
In the more distant future many such issues may be resolved with the advent of new technologies and spatially resolved imaging of Earth-size exoplanets may be possible. Conceptual designs include the Exo-Earth mapper (Kouveliotou et al. Reference Kouveliotou, Agol, Batalha, Bean, Bentz, Cornish, Dressler, Figueroa-Feliciano, Gaudi, Guyon, Hartmann, Kalirai, Niemack, Ozel, Reynolds, Roberge, Sheth, Straughn, Weinberg and Zmuidzinas2014) and the Solar Gravity Lens Project (Turyshev Reference Turyshev2018). While these concepts are quite ambitious, they are far more plausible than interstellar travel and would provide an opportunity to search for the geometric signatures of multicellularity as outlined in this paper.
5. Conclusions and future directions
Overall, in theory, BRDF could distinguish between multicellular and single cellular life on exoplanets, but we have recognized issues with both our models and our empirical observations that must be improved before this technique could be used with confidence. The easiest short-term step is to improve the modelling by combining the various BRDF models. Further empirical validation will be more challenging as POLDER is a unique satellite. Here we demonstrate that BRDF is challenging to detect and will be a smaller signal than NDVI, which has already proven to be challenging to detect with Earth as an exoplanet (Monta nés-Rodríguez et al. Reference Monta nés-Rodríguez, Pallé, Goode and Martín-Torres2006). Should this line of research therefore be abandoned? Theoretically, it could still work and since we are not aware of other techniques to distinguish an exoplanet with multicellular life, we believe further research should still continue.
Supplementary material
The supplementary material for this article can be found at https://doi.org/10.1017/S1473550420000270
Acknowledgments
This project was funded by NASA's Habitable World's program with the project name: ‘Testing methods to detect 3D vegetation structure on exoplanets’ (16-HW16-2-0025). We thank David Portree of USGS Astrogeology for help and advice on the replica moon landing site.
