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The Form and Function of the Proclamations to the Seven Churches (Revelation 2–3)1
Published online by Cambridge University Press: 05 February 2009
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A satisfactory solution to the twin problems of the internal literary structure of the proclamations to the seven churches in Rev 2–3, and the external literary form to which they have the closest generic relationship continues to challenge New Testament scholarship. It is of course theoretically possible to limit a literary analysis to the texts in Rev 2–3 based on intrinsic criteria alone. In practice, however, most analyses have been dialectical attempts to understand the intrinsic literary features of the seven proclamations in the light of the clues provided by one or another comparable literary form. This kind of contextual investigation is unavoidable for Rev 2–3 in view of the many repetitive and formulaic words and phrases which, in addition to denotative or designative meanings, have a variety of connotative or associative meanings requiring exploration and assessment. Some recent candidates include the revelatory letter, prophetic speech forms, the covenant formulary or one of the types of Greek oratory.
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1 Presented to the Apocalypse Seminar at the annual meeting of the Studiorum Novi Testamenti Societas at Cambridge, England on 8–12 August 1988.Google Scholar
2 Klaus, Berger, ‘Apostelbrief und apostolische Rede: Zum Formular frühchristlicher Briefe’, ZNW 65 (1974) 212–19;Google ScholarMüller, Ulrich B., ‘Literarische und formgeschichtliche Bestimmung der Apokalypse des Johannes als einem Zeugnis frühchristlicher Apokalyptik’, Apocalypticism in the Mediterranean World and the Near East, ed. David, Hellholm (Tübingen: J. C. B. Mohr [Paul Siebeck] 1983) 601, n. 6a.Google Scholar
3 The most detailed form critical analysis of the Rev 2–3 in terms of constituent types of prophetic speech is by Ulrich B. Müller, Prophetie und Predigt im Neuen Testament: Formgeschichtliche Untersuchungen zur urchristlichen Prophetie (Gütersloh: Gerd Mohn, 1975).Google Scholar
4 Shea, W. H., ‘The Covenantal Form of the Letters to the Seven Churches’, AUSS 21 (1983) 71–84, suggests that the seven proclamations were modelled after the covenant formulary found in the OT and the ancient Near East. Analyzing the seven proclamations from this perspective, he proposes that they exhibit five structural elements: (1) Preamble, (2) Historical Prologue, (3) Stipulations, (4) Witness, (5) Blessing and Curse. Shea has forced the structure of the seven proclamations into a framework (which is essentially alien to them the seven proclamations deal primarily with a temporary situation rather than the legal establishment of a long-term relationship), and his verse-by-verse analysis reveals far too many exceptions to the overall schema. Nevertheless he does divide the οδα-clause into at least two components, the historical prologue and the stipulations (even though the latter category is, in my view, inappropriate).Google ScholarShea's covenant schema has been extended to the whole of Rev by Strand, Kenneth A., ‘A Further Note on the Covenant Form in the Book of Revelation’, AUSS 21 (1983) 251–64.Google Scholar
5 Kirby, John T., ‘The Rhetorical Situations of Revelation 1–3’, NTS 34 (1988) 197–207.CrossRefGoogle ScholarIn this article Kirby proposes to analyze Rev 2–3 in accordance with the method of rhetorical criticism popularized by George A. Kennedy, New Testament Interpretation through Rhetorical Criticism (Chapel Hill: University of North Carolina, 1984).Google ScholarHe suggests that the seven proclamations, while they have some judicial elements, are essentially deliberative, like the entire book (p. 200). He finds the fourfold structure of proem, narration, proposition and epilogue in each of the proclamations. While this analysis is somewhat problematic (e.g., his analysis of the function of the proem is problematic; he insists on the inclusion of a narratio section which is rare in the genos sumbouleutikon; he fails to understand the function of the propositio section; he does not explain the absence of the probatio section; he fails to see that the ‘epilogue’ section has no typical rhetorical function at all), he does offer a more satisfactory way of understanding the οδα-clause. Since the seven proclamations contain praise and blame (genos epideiktikon) as well as exhortation to good behaviour and dissuasion from bad behaviour (genos sumbouleutikon), it is difficult to understand how Kirby avoids dealing with the problem of a mixtum compositum.Google Scholar
6 Cf. Alastair, Fowler, Kinds of Literature: An Introduction to the Theory of Genres and Modes (Cambridge: Harvard University Press, 1982).Google ScholarFowler's distinction between kinds (genres), modes and subgenres makes it possible to understand how the generic features of various literary kinds can be combined into a mixtum compositum. Modes differ from kinds in that the external structure of the latter is absent from the former (pp. 106–111). Thus a ‘comic novel’ is a novel in kind but a comedy in mode. ‘In short’, writes Fowler on p. 107, ‘when a modal term is linked with the name of a kind, it refers to a combined genre, in which the overall form is determined by the kind alone’. The seven proclamations could therefore be designated as ‘prophetic edicts’.Google Scholar
7 Aune, David E., Prophecy in Early Christianity and the Ancient Mediterranean World (Grand Rapids: Eerdmans, 1983) 326.Google Scholar
8 This is clear from the proclamation formulas with which each proclamation concludes: ‘Let the one who has ears hear what the Spirit declares to the churches [ταîς έκκλησίαις]’ (2. 7, 11,17, 29; 3. 6,13, 22), and by the statement in 2. 23: ‘And all the churches [αί έκκλησίαι] shall know that I am the one who searches both mind and heart.’Google Scholar
9 The commission formula, a longer form of the messenger formula, is found in several basic patterns in the OT: (1) ‘Say to X, thus says Y’, (2) ‘Go and say to X, thus says Y’ (Jer 2. 1–2), and (3) [Go and] say to X [messenger formula absent]’ (Isa 6. 9; Jer 8. 4); cf. Aune, Prophecy in Early Christianity, 90, 330.Google Scholar
10 Cf. Hermas, Vis. 2.4.3: γράψεις ον δύο βιβλαρίδια και πέμψεις.Google Scholar
11 A relatively full survey of the textual evidence is found in Charles, R. H., A Critical and Exegetical Commentary on the Revelation of St. John (Edinburgh: T. & T. Clark, 1920) II, 244;Google Scholarin Delobel, J., ‘Le texte de l'Apocalypse: Problè;mes de méthode’, L'Apocalypse johannique et l'Apocalyptique dans le Nouveau Testament, ed. Lambrecht, J. (Leuven: The University Press, 1980) 159, n. 34,Google Scholarand in Borger, R., ‘NT26 und die neutestamentliche Textkritik’, TR 52 (1987) 42–5.Google Scholar
12 Also preferred by UBSGNT3, Tischendorf and Bernhard Weiss, Die Johannes-Apokalypse. Textkritische Untersuchungen und Textherstellung (Leipzig: J. C. Hinrichs, 1891), ad loc. While τς is supported by the majority of MSS in the adscriptiones to all the proclamations, in 2.12; 3. 7,14, it is attested by all the important witnesses. Charles, noting that the textual evidence for an original τ becomes weaker and virtually nonexistent for 3. 1, 7, 14, suggested that the self-confidence of the copyists increased as they wrote (Revelation, II, 244).Google Scholar
13 The grammatically appropriate definite article τς, which goes with έκκλησίας, has the strongest supporting textual attestation and is therefore preferred by Nestle-Aland26 and UBSGNT3. Yet in 2. 1 τ replaces τς in A and C (their agreement usually indicates a superior reading) and 1854, and therefore was preferred by Westcott & Hort and Charles, Revelation, I, cxx. In Rev 2. 8,18, τ rather than τς is attested in A, and in 3.1 by 046.Google Scholar
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16 Even though each of the seven proclamations addresses each angel-church directly as an individual entity using second-person singular pronouns and verb forms, the address occasionally shifts to second-person and third-person plural forms. This occurs when a particular group within a church is addressed (e.g., those έζ ύμν about to be jailed in Smyrna, 2. 10); those in Pergamon who hold (κρατοντας) the teaching of Balaam, 2. 14, and those who hold (κρατοντες) the teaching of the Nicolaitans, 2. 15; those in Thyatira who have not accepted the teaching of Jezebel (many second- and third-person plural forms, 2. 20–22; those who do not hold the teaching of Jezebel are directly addressed in 2. 24 with an explicit shift of address: ύμῑν δέ λέγω. In several instances the author seems to forget his angelic addressee and refers to the entire community using second-person plural forms, i.e., in 2. 10 (ίνα πειρασθτε καί ἔζετε); 2. 13 (πα ύμὑν); cf. 2. 20 (τούς έμούς δούλους).Google Scholar
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21 Dionysius of Halicarnassus, Ant. Rom. 7.72.9; Heraclitus frag. 112 (ed. Kahn, ): διόκαί Ήράκλειτος οűτως εἴρηκεν in Rom 10. 6 Paul introduces a quotation from Deut 9. 4 with οűτως λέγει.Google Scholar
22 Detlev, Fehling, ‘Zur Funktion und Formgeschichte des Proömiums in der älteren griechischen Prosa’, ΔΩΡΗΜΑ: Dauer und Überleben des antiken Geistes (Athens: Griechische Humanistische Gesellschaft, 1975) 61–75; this reference was brought to my attention by Prof. David Hellholm.Google Scholar
23 Adler, A., ed., Suidae, Lexicon (Leipzig; Teubner, 1928–1938) II, s.v. Δωδώνη.Google Scholar
24 Plato, , Alcibiades 2.149b.Google Scholar
25 Palatine Anthology, Garland of Philip 36.2.Google Scholar
26 Gunnar, Rudberg, ‘Zu den Sendschreiben der Johannes-Apokalypse’, Eranos: Acta Philologica Suecana 11 (1911) 175–6.Google Scholar
27 ‘Untersuchung zur Geschichte des griechischen Briefes I’, Philologus 64 (1905) 53.Google Scholar
28 Hout, M. van den, ‘Studies in Early Greek Letter-Writing’, Mnemosyne 4 (1949) 25 ff.;Google ScholarKoskenniemi, H., Studien zur Idee und Phraseologie des griechischen Briefes bis 400 n. Chr. (Helsinnki: Akateeminen Kirjakauppa, 1956) 156.Google ScholarVan den Hout's view is rejected by Detlev Fehling, ‘Zur Funktion und Formgeschichte des Proöium’ 63, n. 5 though he admits that he had no access to the article.Google Scholar
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30 Ps.-Hippocrates, Ep. 8; Rudolph, Hercher, Epistolographi Graeci (Paris: Editore Ambrosio Finnin Didot, 1873) 290.Google Scholar
31 Hercher, , Epistolographi Graeci, 100.Google Scholar
32 For Rev 2.1, cf. 1.16; 2. 8, cf. 1.17 f.; 2.12, cf. 1.16; 2.18, cf. 1.14; 3.1, cf. 1. 4,16; 3. 7, cf. 1.18; 3.14, cf. 1. 5.Google Scholar
33 Louw, Johannes P. and Nida, Eugene A., Greek-English Lexicon of the New Testament Based on Semantic Domains (New York: United Bible Societies, 1988) I, §57.1.Google Scholar
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35 Ferdinand, Hahn, ‘Die Sendschreiben der Johannesapokalypse: Ein Beitrag zur Bestimmung prophetischer Redeformer’, Tradition und Glaube: Das frühe Christentum in seiner Umwelt, ed. Jeremias, G., Kuhn, H.-W. and Stegemann, H. (Göttingen: Vandenhoeck & Ruprecht, 1971, 370–7, proposes that the ‘οδα-Abschnitt’ consists of six major elements collectively rooted in early Christian prophecy: (1) Recognition and/or censure of the present situation of each community. (2) Criticism often but not always begins with the expression άλλά ἔχω κατά. (3) Demand for repentance, characteristically expressed μνημόνευε ον. (4) The revelatory word, often introduced with ίδού functioning as a proclamation of judgment or a promise of salvation. (5) A motif with three variations, characteristically expressed with the phrase ⋯ρχομαι ταχύ, also functioning as a promise of salvation or an announcement of judgment. (6) An admonition mentioning what each community ‘has’ and should guard against.Google Scholar
36 οδα: Dionysius Antiochenus, Ep. 39 (Hercher, Epistolographi Graeci, 266); Isocrates, Ep. 1.2, 2. 1 (Hercher, 319 f.), 9. 1 (Hercher, 333); Ps. -Phalaris Ep. 8 (Hercher, 410); Ps.-Socrates, Ep. 17.1 (Hercher, 622);άκούω: Diogenes, Ep. 15,17, 20 (Hercher, 239 f.);Dionysius Antiochenus, Ep. 65 (Hercher, 271); Isocrates, Ep. 5.2 (Hercher, 327); Ps.-Phalaris, Ep. 45 (Hercher, 419), 92 (Hercher, 435); Ps.-Pythagoras, Ep. 4.1, 5.1 (Hercher, 603 f); Ps.-Socrates, Ep. 12 (Hercher, 618);Google Scholarπυνθάνομαι: Ps.-Heraclitus, Ep. 7 (Hercher, 283; Abraham, J. Malherbe, ed., The Cynic Epistles [Missoula: Scholars Press, 1977] 200);Google ScholarPs.-Phalaris, Ep. 56 (Hercher, 422), 109 (Hercher, 440); Ps.-Thales, Ep. 1 (Hercher, 740); ούκ ήγνόουν: Ps.-Phalaris, Ep. 84 (Hercher, 432).Google Scholar
37 Louw, and Nida, , Greek-English Lexicon 1, §27.1–26; 28.1–16.Google Scholar
38 Rev has 302 instances of a possessive pronoun in the genitive following an articular noun, as opposed to just 11 occurrences of a personal pronoun in the genitive preceding an articular noun. Seven of the eleven instances of the latter pattern occur in Rev 2–3: σου τάἔργα (2. 19; 3. 1, 2, 8,15); σου τήν θλίψιν (2. 9); μον τόν λόγον (3. 8). Outside of Rev 2–3 the pattern occurs four times (10. 9; 14. 18; 18. 5,14). In the LXX, the possessive pronoun in the genitive following an articular noun occurs 149 times in the case of τό ἔργον, but just once with the possessive pronoun in the genitive preceding an articular noun (Wis 6:3: ύμν τάἔργα). The possessive pronoun in the genitive occurs just once between the article and the noun it governs (Exod 36. 4: κατά τό αύτο ἔργον). On this problem see A. Wifstrand, ‘A Problem Concerning the Word Order in the New Testament’, ST 3 (1949) 172–84.Google Scholar
39 The term dispositio, was used by Quintilian for the effective and unified arrangement of the various elements of a speech (Jnstitutio oratorio 3.3.1). Here the term is derived from the terminology for parts of documents in medieval diplomatics;Google Scholarcf. Ake, Fridh, Terminologie et formules dans les Variae de Cassiodore (Stockholm: Almqvist & Wiksel, 1956) 9 f., since the terms fit the peculiar characteristics of edicts; see below. The terms propositio and probatio typically following the exordium of juridical speeches and the exordium and narratio of deliberative speeches are inappropriate categories to describe the central sections of the seven proclamations.Google Scholar
40 βάλλω obviously functions as a future since it is parallel to άποκτεν in 2. 23.Google Scholar
41 This pattern is repeated in the same proclamation in 2. 17–18: őτι λέγεις őτι… συμβουλεύω.Google Scholar
42 See the discussion in Traugott, Holtz, Die Christologie der Apokalypse des Johannes (Berlin: Akademie-Verlag, 1962) 206–8.Google Scholar
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46 Adolf, Deissmann regarded the seven messages in Rev 2–3 as epistles rather than letters; Bible Studies (Edinburgh: T. & T. Clark, 1901) 54;Google Scholarhe was followed by Ramsay, William M., The Letters to the Seven Churches (London: Hodder & Stoughton, 1904) 38 f.Google ScholarIn fact, they are neither. Kirby, ‘Rhetorical Situations’, 200, claims that the letters ‘owe some of their formal features to the Hellenistic epistolary tradition’. Yet he does not specify just what these formal features are nor do any of the many secondary sources referred to in an extensive footnote support his contention. The prescripts of Hellenistic letters (even when preserved in inscriptions, where abbreviation sometimes occurs) regularly consist of the sender's name in the nominative, the recipient's name in the dative (indirect object), and the salutation χαίρειν they regularly conclude with a stereotypical expression of greeting.Google Scholar
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70 Wolfgang, Kunkel, An Introduction to Roman Legal and Constitutional History, 2nd ed. (Oxford: Clarendon, 1973) 127 f.Google ScholarFor examples of published decrees see Victor, Ehrenberg and Jones, A. H. M., Documents Illustrating the Reigns of Augustus and Tiberius, 2nd ed. (Oxford: Clarendon, 1976), nos. 302, 311 (a series of five edicts of Augustus), 314 (Josephus, Ant. 16.162–65), 320;Google ScholarSmallwood, E. Mary, Documents Illustrating the Principates of Gaius, Claudius and Nero (Cambridge: The University Press, 1967) no. 368, 375 (edicts of Claudius), 377 (with the distinctive superscriptio Διάταγμα Καίσαρος), 380 (edict of the proconsul of Asia with έκήρυζεν as the verb of declaration), 381, 382, 383, 391 (edicts of the prefect of Egypt), 392 (edict of the proconsul of Sardinia);Google ScholarSmallwood, E. Mary, Documents Illustrating the Principates of Nerva, Trajan and Hadrian (Cambridge: The University Press, 1966) 459, 461 (edicts of the prefect of Egypt), 462 (edict of Hadrian).Google ScholarAll of these documents are translated in Johnson, A. C., Coleman-Norton, P. R. and Bourne, F. C., Ancient Roman Statutes: A Translation with Introduction, Commentary, Glossary and Index (Austin: University of Texas, 1961).Google Scholar
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73 Terminologie et formules dans les Variae de Cassiodore (Goteborg: Acta Universitatis Gothoburgensis, 1956).Google Scholar
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78 For an analysis of thirty-seven decrees using this schema, cf. Benner, , The Emperor Speaks, 33–175.Google Scholar
79 Benner, , The Emperor Speaks, 26.Google Scholar
80 Kern, O., Die Inschriften von Magnesia am Maeander (Berlin: W. Spemann, 1900), no. 115;Google Scholarreprinted with brief but informative notes in Dittenberger, W., Sylloge Inscriptionum Graecarum, 3. Aufl. (Hildesheim: Georg olms, 1960 [*1915–24]) I, no. 22,Google Scholarand conveniently reprinted with bibliography and notes in Russell, Meiggs and David, Lewis, A Selection of Greek Historical Inscriptions to the End of the Fifth Century B.C. (Oxford: Clarendon, 1969), no. 12.Google Scholar
81 Smallwood, , Documents of Nerva, no. 462;Google Scholaranalyzed in Benner, , The Emperor Speaks, 161 f.Google Scholar
82 In a fictional letter from Amasis to Polycrates preserved in Herodotus 3.40, we find a narratio introduced with the infinitive πυνθάνεσθαι and containing a positive and negative element very similar to the narrationes of the seven proclamations: ‘Amasis to Polycrates says the following [ὠδε λέγει]: It is pleasant to learn [πυνθάνεσθαι] of the well-being of a friend and ally, but [δέ] I do not like these great successes of yours.’ Similarly in Herodotus 3.122, the verb πυνθάνεσθαι again introduces the narratio: ‘Oroetes to Polycrates says thus: “I have learned [πυνθάνομαι] that you are planning ambitious enterprises.”’ Again, at the beginning of the narratio of a late edict of Statian (A.D. 367–70) reads ‘I speak not from hearsay alone… for I have learned… (Johnson, Ancient Roman Statutes, no. 316).Google Scholar
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