Hostname: page-component-cd9895bd7-hc48f Total loading time: 0 Render date: 2024-12-22T06:15:34.942Z Has data issue: false hasContentIssue false

ASEAN Environmental Cooperation, Transnational Private Governance, and the Haze: Overcoming the ‘Territorial Trap’ of State-Based Governance?

Published online by Cambridge University Press:  28 November 2016

Helen E.S. Nesadurai*
Affiliation:
Helen E.S. Nesadurai, School of Arts and Social Sciences, Monash University, Malaysia; helen.nesadurai@monash.edu.

Abstract

Private sustainability standards for palm oil – RSPO certification and especially the POIG/No Deforestation standards – show more promise than ASEAN in addressing the political-economic drivers of the fires/haze in Indonesia. ‘Sovereignty-free’ private actors – global NGOs, philanthropic foundations, and social investors – harnessed transnational markets and used consumer product multinationals and Asian palm oil traders/processers as intermediaries to reach oil palm growers previously shielded from private regulation. Exclusion of state actors gave regulatory entrepreneurs a freer hand to institute more stringent standards. This contrasts with ASEAN regional governance where state control of regional governance deflects global and local pressure for change. There are limitations, however, to the reach of voluntary private standards, which cannot address irresponsible cultivation practices in illegal supply chains and those catering to the domestic market, despite NGOs and other private regulatory entrepreneurs acting as ‘functional equivalents’ of state authorities in driving change. Nevertheless, palm oil's economic importance to Indonesia and the global market transformations underway mean that global private standards have a first-mover advantage. However, central state actors have denounced private standards as intrusions on national sovereignty. While private standards have sparked national conversations on sustainability, the political bargaining between state authority, private regulators, and their proponents is only just beginning.

Type
Articles
Copyright
Copyright © Institute for East Asian Studies, Sogang University 2016 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Abbott, Kenneth W. and Snidal, Duncan. 2009. Strengthening international regulation through transnational new governance: overcoming the orchestration deficit. Vanderbilt Journal of Transnational Law 42, 501578.Google Scholar
Abbott, Kenneth W. 2012. Engaging the public and the private in global sustainability governance. International Affairs 88(3), 543564.Google Scholar
Abbott, Kenneth W., Green, Jessica F. and Keohane, Robert O.. 2016. Organizational ecology and institutional change in global governance. International Organization 70(2), 247277.Google Scholar
Acemoglu, Daron and Robinson, James A. 2012. Why Nations Fail: The Origins of Power, Prosperity and Poverty. New York: Crown Business.Google Scholar
Aggarwal, Vinod K. and Chow, Jonathan T. 2010. The perils of consensus: how ASEAN's meta-regime undermines economic and environmental cooperation. Review of International Political Economy 17(2), 262290.Google Scholar
Agnew, John. 1994. The territorial trap: the geographical assumptions of international relations theory. Review of International Political Economy 1(1), 5380.Google Scholar
Amsterdam Declaration. 2015. The Amsterdam Declaration in Support of a Fully Sustainable Palm Oil Supply Chain by 2020, Documents on EU and Global Value Chains, Ministry of Foreign Affairs, Netherlands. Available at: http://www.euandgvc.nl/documents/publications/2015/december/7/declarations-palm-oil, (accessed on 1 August 2016).Google Scholar
ASEAN. 2002. ASEAN Agreement on Transboundary Haze Pollution. Jakarta: Association of Southeast Asian Nations.Google Scholar
Bartley, Tim. 2007. Institutional emergence in an era of globalization: the rise of transnational private regulation of labour and environmental conditions. American Journal of Sociology 113(2), 297351.Google Scholar
Bartley, Tim. 2014. Transnational governance and the re-centred state: sustainability or legality? Regulation and Governance 8(1), 93109.Google Scholar
Bernstein, Steven. 2011. Legitimacy in intergovernmental and non-state global governance. Review of International Political Economy 18(1), 1751.Google Scholar
Borzel, Tanja A. and Risse, Thomas. 2010. Governance without a state: can it work? Regulation and Governance 4(2), 113134.CrossRefGoogle Scholar
Brad, Alina, Schaffartzik, Anka, Pilcher, Melanie and Plank, Christina. 2015. Contested territorialization and biophysical expansion of oil palm plantations in Indonesia. Geoforum 64, 100111.Google Scholar
Brassett, James, Richardson, Ben and Smith, William. 2012. Private experiments in global governance: primary commodity roundtables and the politics of deliberation. International Theory 4(3), 367399.Google Scholar
Busch, Jonah et al. 2015. Reductions in emissions from deforestation from Indonesia's moratorium on new oil palm, timber, and logging concessions. Proceedings of the National Academy of Sciences of the USA 112(5), 13281333.Google Scholar
Business Times. 2016. Samling: Norwegian Action Sends Wrong Signals on Ops, 24 September.Google Scholar
Butler, Rhett. 2014. Indonesian Law Bars Palm Oil Companies from Protecting Forests, Mongabay.com, 21 October. Available at: https://news.mongabay.com/2014/10/indonesian-law-bars-palm-oil-companies-from-protecting-forests/ (accessed on 10 June 2016).Google Scholar
Cashore, Benjamin. 2002. Legitimacy and the privatisation of environmental governance: how Non-State Market-Driven (NSMD) governance systems gain rule-making authority. Governance: An International Journal of Policy, Administration, and Institutions 15(4), 503529.Google Scholar
Cashore, Benjamin, Auld, Graeme and Newsom, Deanna. 2004. Governing through Markets: Forest Certification and the Emergence of Non-State Authority. New Haven and London: Yale University Press.Google Scholar
CNFA. 2015. Guide for Overseas Investment and Production of Sustainable Palm Oil by Chinese Enterprises (Draft Version 3.0), China Chamber of Commerce of Foodstuffs and Native Produce (CNFA), October 2015.Google Scholar
Daemeter Consulting. 2015a. Indonesia's Evolving Governance Framework for Palm Oil: Implications for a No Deforestation, No Peat Palm Oil Sector. Bogor, Indonesia: Daemeter Consulting.Google Scholar
Daemeter Consulting. 2015b. Overview of Indonesian Palm Oil Smallholder Farmers. Bogor, Indonesia: Daemeter Consulting.Google Scholar
Darto, Mansuetus. 2015. Oil palm smallholders involvement and development opportunity. Presentation at the Global Bioenergy Partnership Week, 25 May 2015. Available at: http://www.globalbioenergy.org/fileadmin/user_upload/gbep/docs/2015_events/3rd_Bioenergy_Week_25-29_May_Indonesia/25_5_10_DARTO.pdf (accessed on 22 December 2015).Google Scholar
Dauvergne, Peter. 2016. The sustainability story: exposing truths, half-truths, and illusions. In Nicholson, Simon and Jinnah, Sikina (eds.), New Earth Politics: Essays from the Anthropocene, pp. 387404. Cambridge, MA: The MIT Press.Google Scholar
Department of Environment, Food and Rural Affairs. 2015. UK Statement on Sustainable Palm Oil: 3 Years on Progress Report. London: UK Department of Environment, Food and Rural Affairs, November 2015.Google Scholar
EFECA. n.d. Comparison of the ISPO, MSPO and RSPO Standards. Dorset, UK: Economics, Climate, Environment. Available at: http://www.sustainablepalmoil.org/wp-content/uploads/sites/2/2015/09/Efeca_PO-Standards-Comparison.pdf (accessed on 23 June 2016).Google Scholar
Elliott, Lorraine. 2012. ASEAN and Environmental Governance: Strategies of regionalism in Southeast Asia. Global Environmental Politics 12(3), 3857.CrossRefGoogle Scholar
Eyes on the Forest. 2016. No One is Safe: Illegal Indonesian palm oil spreads through global supply chains despite global sustainability commitments and certifications, Riau: Eyes on the Forest Investigative Report, April 2016.Google Scholar
Financial Times. 2016. Palm Oil Battle Spreads beyond Ethical Investors, 26 May.Google Scholar
Finkelstein, J.B. 2014. The chain: 96% of global palm oil trade covered by zero-deforestation. Chain Reaction Research, 8 December. Available at: http://skollworldforum.org/editor-pick/96-of-global-palm-oil-trade-covered-by-zero-deforestation/ (accessed on 15 March 2015).Google Scholar
Friends of the Earth Europe. 2015. Up in Smoke: Failures in Wilmar's Promise to Clean up the Palm Oil Business. Brussels: Friends of the Earth Europe.Google Scholar
GAR. 2015. GAR launches peat rehabilitation project. Press Release, Golden Agri-Resources, 16 November 2015.Google Scholar
Gaveau, David and Salim, Mohammad Agus. 2013. Research: Nearly a quarter of June fires in Indonesia occurred in industrial plantations. CIFOR Forest Blog, 30 July. Available at: http://blog.cifor.org/18218/research-nearly-a-quarter-of-june-fires-in-indonesia-occurred-in-industrial-plantations?fnl=en (accessed on 7 June 2016).Google Scholar
Gazibara, Tracey. 2014. How zoos and aquariums are engaging consumers to push companies towards 100% CSPO. Presentation at the RSPO Annual Roundtable (RT12), Kuala Lumpur, 18–20 November 2014.Google Scholar
Gnych, Sophia M., Limberg, Godwin and Paoli, Gary. 2015. Risky Business. Motivating Uptake and Implementation of Sustainability Standards in the Indonesian Palm Oil Sector. Bogor, Indonesia: Centre for International Forestry Research (CIFOR).Google Scholar
Goodman, Lael K. and Mulik, Kranti. 2015. Clearing the Air: Palm Oil, Peat Destruction and Air Pollution. Union of Concerned Scientists. Available at: http://www.ucsusa.org/sites/default/files/attach/2015/03/clearing-the-air-ucs-2015.pdf (accessed on 2 December 2015).Google Scholar
Greenpeace. 2013. Certifying Destruction. Amsterdam: Greenpeace International.Google Scholar
Greenpeace. 2015. Indonesia's Forests: Under Fire. Amsterdam: Greenpeace International.Google Scholar
Gulbrandsen, Lars H. 2014. Dynamic governance interactions: evolutionary effects of state responses to non-state certification programs. Regulation and Governance 8(1), 7492.Google Scholar
Haas, Peter. 2015. Post hegemonic global governance. Japanese Journal of Political Science 16(3), 434441.Google Scholar
Hall, Rodney Bruce and Biersteker, Thomas J. 2002. The emergence of private authority in the international system. In Hall, Rodney Bruce and Biersteker, Thomas J. (eds.), The Emergence of Private Authority in Global Governance, pp. 322. Cambridge: Cambridge University Press.Google Scholar
Hameiri, Shahar and Jayasuriya, Kanishka. 2011. Regulatory regionalism and the dynamics of territorial politics: the case of the Asia-Pacific region. Political Studies 59(1), 2037.Google Scholar
Hameiri, Shahar and Jones, Lee. 2013. The politics and governance of non-traditional security. International Studies Quarterly 57(3), 462473.CrossRefGoogle Scholar
Hidayat, Nia Kurniawati, Glasbergen, Pieter and Offeermans, Astrid. 2015. Sustainability certification and palm oil smallholders’ livelihood: a comparison between scheme smallholders and independent smallholders in Indonesia. International Food and Agribusiness Management Review 18(3), 2548.Google Scholar
Holmgren, Peter. 2015. Preventing fire and haze: sustainable solutions for Indonesia's peatlands. CIFOR Forest Blog, 26 October. Bogor: Centre for International Forestry Research. Available at: http://blog.cifor.org/36585/preventing-fire-and-haze-sustainable-solutions-for-indonesias-peatlands?fnl=en (accessed on 26 November 2015).Google Scholar
IPOP. 2016. IPOP signatories support Government of Indonesia's efforts to transform palm oil sector towards sustainability. IPOP Press Release, 1 July 2016. Available at: http://www.palmoilpledge.id/en/2016/07/ipop-signatories-support-government-of-indonesias-efforts-to-transform-palm-oil-sector-towards-sustainability (accessed on 2 July 2016).Google Scholar
Jayasuriya, Kanishka. 2008. Regionalising the state: political topography of regulatory regionalism. Contemporary Politics 14(1), 2135.Google Scholar
Jones, Lee. 2012. ASEAN, Sovereignty and Intervention in Southeast Asia. Basingstoke: Palgrave Macmillan.CrossRefGoogle Scholar
Khor, Yuleng. 2009. Roundtable 7: Notes and Analysis on the Sessions and General Assembly from an Upstream Corporate Perspective. Kuala Lumpur: Acacia Services Pte Ltd, 16 November 2009 (unpublished report).Google Scholar
Khor, Yuleng. 2013. Struggle for sustainability in palm oil industry shows results. ISEAS Perspective #18/2013. Singapore: ISEAS.Google Scholar
Khor, Yu Leng, Saravanamuttu, Johan and Augustin, Deborah. 2015. Haze control through the sustenance of Indonesian oil palm smallholders. Think ASEAN Issue No. 5 (November 2015), pp. 710. Jakarta: The Habibie Centre.Google Scholar
Kollman, Kelly. 2008. The regulatory power of business norms: a call for a new research agenda. International Studies Review 10(3), 397419.Google Scholar
Lawson, Sam. 2014. Consumer Goods and Deforestation: An Analysis of the Extent and Nature of Illegality in Forest Conversion for Agriculture and Timber Plantations. Washington DC: Forest Trends.Google Scholar
Lee, Janice Ser Huay, Abood, Sinan, Ghazoul, Jarboury, Barous, Baba, Obidzinski, Krystof and Koh, Lian Pin. 2014. Environmental impacts of large-scale oil palm enterprises exceed that of smallholdings in Indonesia. Conservation Letters 7(1), 2533.Google Scholar
Lipschutz, Ronnie D. 2005. Global civil society and global governmentality: or, the search for politics and the state amidst the capillaries of social power. In Barnett, Michael and Duvall, Raymond (eds.), Power in Global Governance, pp. 229248. Cambridge: Cambridge University Press.Google Scholar
Mattli, Walter. 2003. Public and private governance in setting international standards. In Kahler, Miles and Lake, David (eds.), Governance in a Global Economy: Political Authority in Transition, pp. 199225. Princeton and Oxford: Princeton University Press.Google Scholar
Marlier, Miriam E., DeFries, Ruth S., Kim, Patrick S., Koplitz, Shannon N., Jacob, Daniel J., Mickley, Loretta J. and Myers, Samuel S.. 2015. Fire emissions and regional air quality impacts from fires in oil palm, timber, and logging concessions in Indonesia. Environmental Research Letters 10(8). DOI:10.1088/1748-9326/10/8/085005.CrossRefGoogle Scholar
McCarthy, John F. 2012. Certifying in contested spaces: private regulation in Indonesian forestry and palm oil. Third World Quarterly 33(10), 18711888.Google Scholar
Micheletti, Michele and Stolle, Dietlind. 2008. Fashioning social justice through political consumerism, capitalism and the internet. Cultural Studies 22(5), 749769.Google Scholar
MSCI. 2014. Palm oil: the road to sustainability. ESG Issue Report Executive Summary, May 2014. MSCI ESG Research Services.Google Scholar
Musim Mas. 2015. Independent smallholders project: Musim Mas joins hands with IFC. Musim Mas Sustainability Journal, Vol. 10 (July 2015). Available at: http://www.musimmas.com/news/sustainability-journal/2015 (accessed on 22 December 2015).Google Scholar
Nesadurai, Helen E.S. 2014. Civil society and land conflicts in Southeast Asia: navigating between national regional and transnational governance. In Fioramonti, Lozenzo (ed.), Civil Society and World Regions: How Citizens are Reshaping World Regions in Times of Crisis, pp. 107121. Lanham, USA: Lexington Books.Google Scholar
Nesadurai, Helen E.S. 2017. Contesting private sustainability norms in primary commodity production: norm hybridisation in the palm oil sector. In Bloomfield, Alan and Scott, Shirley (eds.), Norm Antipreneurs: The Politics of Resistance to Global Normative Change, pp. 159176. London and New York: Routledge.Google Scholar
POIG. 2013. Palm Oil Innovation Group Charter, 13 November 2013. Available at: http://poig.org/wp-content/uploads/2014/09/POIG-Charter-v1.pdf (accessed on 8 June 2016).Google Scholar
Prakash, Aseem and Potoski, Matthew. 2010. The International Organization for Standardization as a global governor: a club theory perspective. In Avant, Deborah D., Finnemore, Martha, and Sell, Susan K. (eds.), Who Governs the Globe? pp. 72101. Cambridge, UK: Cambridge University Press.Google Scholar
Purnomo, Agus. 2016. A quiet traceable revolution in the palm oil industry. Eco-Business, 15 June 2016. Available at: http://www.eco-business.com/opinion/a-quiet-traceable-revolution-in-the-palm-oil-industry/ (accessed 26 June 2016).Google Scholar
Purnomo, Henry. 2015. Political economy of fire and haze: moving to long-term solutions. CIFOR Forest Blog, 26 August 2015. Available at: http://blog.cifor.org/32534/political-economy-of-fire-and-haze-moving-to-long-term-solutions?fnl=en (accessed on 25 October 2015).Google Scholar
RAN. 2016. “A lost opportunity for Indonesia” RAN responds to dissolution of the Indonesian Palm Oil Pledge. Press Release, Rainforest Action Network, 29 June 2016.Google Scholar
Reuters. 2016. Indonesia to probe palm producers’ environmental pledge—anti-monopoly agency, 13 April.Google Scholar
RSPO. 2013. Adoption of Principles and Criteria for the Production of Sustainable Palm Oil 2013, Submission of the Executive Board for the Extraordinary General Assembly, 25 April 2013, Kuala Lumpur: Roundtable on Sustainable Palm Oil.Google Scholar
RSPO. 2014. Impact Report 2014, Kuala Lumpur: Roundtable on Sustainable Palm Oil.Google Scholar
RSPO Secretariat. 2015a. Who dunnit? tracking the source of the haze using online maps. News and Events, 28 August 2015. Kuala Lumpur: Roundtable on Sustainable Palm Oil.Google Scholar
RSPO Secretariat. 2015b. RSPO NEXT: taking the Principles and Criteria to the next level. News and Events, 28 August 2015. Available at: http://www.rspo.org/news-and-events/news/rspo-next-taking-the-principles-and-criteria-to-the-next-level (accessed on 1 November 2015).Google Scholar
RSPO Secretariat. 2016. Update on the status of IOI Group certification. News and Events, 5 August 2016. Available at: http://www.rspo.org/news-and-events/announcements/update-on-the-status-of-ioi-groups-certification (accessed on 11 August 2016).Google Scholar
Ruggie, John Gerard. 2004. Reconstituting the global public domain—issues, actors and practices. European Journal of International Relations 10(4), 499531.Google Scholar
Schouten, Greetje and Glasbergen, Pieter. 2011. Creating legitimacy in global private governance: the case of the Roundtable on Sustainable Palm Oil. Ecological Economics 70(11), 18911899.Google Scholar
Sell, Susan and Prakash, Aseem. 2004. Using ideas strategically: the contest between business and NGO networks in intellectual property rights. International Studies Quarterly 48(1), 143–75.Google Scholar
Siburat, Simon. 2014. Steps in addressing traceable FFB by Wilmar group. Presentation at the 12th Annual Convention of the RSPO, Shangri-La Hotel, Kuala Lumpur, 17–20 November 2014.Google Scholar
SPKS. 2014. Open letter from Oil Palm Smallholders Union (SPKS) and Sawit Watch (SW) to the Governments of Indonesia and the European Union, 3 April 2014. Available at: http://spks.or.id/berita-open-letter.html (accessed on 5 January 2016).Google Scholar
Sustainable Business. 2016. Norway pledges to buy only zero deforestation products, 6 March 2016. Available at: http://www.sustainablebusiness.com/index.cfm/go/news.display/id/26636 (accessed on 10 August 2016).Google Scholar
The Habibie Center. 2015. Southeast Asia's fire and haze: challenges and complexities. Thinking ASEAN, Issue No. 5 (November 2015), p. 11.Google Scholar
UNEP. 2014. UNEP and Roundtable on Sustainable Palm Oil sign new agreement. Press Release: 14 November 2014. Geneva: United Nations Environment Programme. Available at: http://www.unep.org/ecosystemmanagement/News/PressRelease/tabid/426/language/en-US/Default.aspx?DocumentID=2812&ArticleID=11071&Lang=en (accessed 15 March 2015).Google Scholar
Varkkey, Helena. 2016. The Haze Problem in Southeast Asia: Palm Oil and Patronage. London and New York: Routledge.Google Scholar
Wilmar. 2015. No Deforestation, No Peat, No Exploitation: Policy Progress Update (December 2013-December 2015). Singapore: Wilmar International.Google Scholar
World Bank. 2012. Inclusive Green Growth: The Pathway to Sustainable Development. Washington, DC: The World Bank.Google Scholar
WWF. 2012. Palm Oil Investor Review: Investor Guidance on Palm Oil. Available at: http://awsassets.panda.org/downloads/wwf_palmoil_investorreview.pdf (accessed on 29 November 2014).Google Scholar
Yaap, Betsy and Paoli, Guy. 2014. A Comparison of Leading Palm Oil Certification Standards Applied in Indonesia: Towards Defining Emerging Norms of Good Practice. Bogor, Indonesia: Daemeter Consulting.Google Scholar