Hostname: page-component-cd9895bd7-gbm5v Total loading time: 0 Render date: 2024-12-22T21:24:00.796Z Has data issue: false hasContentIssue false

Identifying non-tariff barriers: evolution of multilateral instruments and evidence from the disputes (1948−2011)

Published online by Cambridge University Press:  06 July 2012

ROY SANTANA
Affiliation:
Agriculture and Commodities Division, World Trade Organization
LEE ANN JACKSON*
Affiliation:
Agriculture and Commodities Division, World Trade Organization

Abstract

The multilateral trading system has continuously evolved to take account of the changing nature of non-tariff barriers (NTBs). This paper contrasts GATT terminology with the definitions frequently found in the literature and describes the multilateral tools that were used in the past to identify NTBs. The latter includes an overview of inventories based on ‘reverse’ notifications and, more recently, the ‘specific trade concerns’ raised in WTO Committees. The paper also looks at the provisions cited by complainants in more than 60 years of multilateral disputes as a proxy for identifying the most relevant NTBs affecting trade in goods, as well as the manner in which they have evolved over time. It concludes that agricultural and non-agricultural products face very different NTBs, and observes that while disputes involving agricultural products are increasingly about ‘behind-the-border’ NTBs, those involving non-agricultural or mixed products are not. Finally, the paper proposes the establishment of a new multilateral instrument to collect and classify information on NTBs based on specific trade concerns raised in the context of the ordinary WTO bodies.

Type
Review Article
Copyright
Copyright © Roy Santana and Lee Ann Jackson 2012

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Bown, C. (2002), ‘The Economics of Trade Disputes, The GATT's Article XXIII, and the WTO's Dispute Settlement Understanding’, Economics and Politics, 14(3): 283323.CrossRefGoogle Scholar
Daly, M. and Kuwahara, H. (1998), ‘The Impact of the Uruguay Round on Tariff and Non-Tariff Barriers to Trade in the “Quad”’, The World Economy, 21(2): 207234.CrossRefGoogle Scholar
Deardorff, A. and Stern, R. M. (2000), ‘Typology and Characteristics of NTBs’, in Deardorff, A. and Stern, R. M., Measurement of Nontariff Barriers, Ann Arbor, MI: University of Michigan Press.Google Scholar
GATT (1960), ‘Second Report of Committee II: Note by the Chairman of Committee II’, L/1192, GATT Secretariat, Geneva.Google Scholar
GATT (1961), ‘Third Report of Committee II: Note by the Chairman’, L/1461, GATT Secretariat, Geneva.Google Scholar
GATT (1962), Panel Report in Exports of Potatoes to Canada, BISD 11S/88-94, General Agreement on Tariffs and Trade, Geneva.Google Scholar
GATT (1968a), ‘Inventory of Non-Tariff Barriers’, COM.IND/4 Document Series, GATT Secretariat, Geneva.Google Scholar
GATT (1968b), ‘Committee on Trade in Industrial Products: Report on First Meeting of the Committee’, L/3083, GATT Secretariat, Geneva.Google Scholar
GATT (1972), ‘Working Paper Prepared by the Secretariat’, COM.AG/W/77, GATT Secretariat, Geneva.Google Scholar
GATT (1974), ‘Group 3(e) – Work on Task 3: Documentation – Progress Report: Note by the Secretariat’, MTN/3E/W/16, GATT Secretariat, Geneva.Google Scholar
GATT (1980), ‘Updating of documentation on Non-Tariff Measures: Note by the Secretariat’, L/5053, GATT Secretariat, Geneva.Google Scholar
GATT (1983), ‘Past GATT Activities Relating to Quantitative Restrictions and other Non-Tariff Measures: Background Note by the Secretariat’, NTM/W/2, GATT Secretariat, Geneva.Google Scholar
GATT (1986), ‘Report of the Group on Quantitative Restrictions and other Non-Tariff Measures’, L/6073, GATT Secretariat, Geneva.Google Scholar
GATT (1987a), ‘Group on Quantitative Restrictions and Other Non-Tariff Measures, Meeting of 10 March 1983: Note by the Secretariat’, NTM/2, GATT Secretariat, Geneva.Google Scholar
GATT (1987b), India – Import Licenses on Almonds: Recourse to Article XXlll:1 by the United States, Communication by the United States of 2 July 1987, L/6197, General Agreement on Tariffs and Trade, Geneva.Google Scholar
Goode, W. (2007), Dictionary of Trade Policy Terms, Adelaide: Centre for International Economic Studies and Geneva: World Trade Organization.CrossRefGoogle Scholar
Horn, H. and Mavroidis, P. (2011), The WTO Dispute Settlement System 1995–2010: Some Descriptive Statistics, Washington, DC: World Bank.Google Scholar
Howse, R. (2002), ‘From Politics to Technocracy – And Back Again: The Fate of the Multilateral Trading Regime’, American Journal of International Law, 94117.CrossRefGoogle Scholar
Hudec, R. E. (1993), Enforcing International Trade Law: The Evolution of the Modern GATT Legal System, London: Butterworth Legal Publishers.Google Scholar
Nottage, H. (2009), ‘Developing Countries in the WTO Dispute Settlement System’, Global Economic Governance’, Working Paper 2009/47, University College, Oxford.Google Scholar
Jackson, J. (1967), ‘The Puzzle of GATT’, Journal of World Trade Law, 1(2): 131161.CrossRefGoogle Scholar
Lang, A. (2011), World Trade Law After Neoliberalism: Re-Imagining the Global Economic Order, Oxford: Oxford University Press.CrossRefGoogle Scholar
Leitner, K. and Lester, S. (2009), ‘WTO Dispute Settlement 1995–2008 – A Statistical Analysis’, Journal of International Economic Law, 12(1): 195208.CrossRefGoogle Scholar
Reinhardt, E. (1996), ‘Posturing Parliaments: Ratification, Uncertainty, and International Bargaining’, Ph.D. dissertation, chapter 4, Columbia University, New York, http://userwww.service.emory.edu/~erein/data/#GATT.Google Scholar
WTO (1994), ‘Marrakesh Agreement Establishing the World Trade Organization’, World Trade Organization, Geneva.Google Scholar
WTO (2002), ‘Table of Contents of the Inventory of Non-Tariff Measures’, TN/MA/S/5, World Trade Organization, Geneva.Google Scholar
WTO (2003), ‘Non-Tariff Barrier Notifications’, TN/MA/W/25 and addenda, World Trade Organization, Geneva.Google Scholar
WTO (2009a), ‘Report to the TPRB from the Director-General on the Financial and Economic Crisis and Trade-Related Developments’, WT/TPR/OV/W/1, World Trade Organization, Geneva.Google Scholar
WTO (2009b), Panel Report in Colombia – Indicative Prices and Restrictions on Ports of Entry, WT/DS366/R and Corr.1., World Trade Organization, Geneva.Google Scholar
WTO (2011a), ‘Specific Trade Concerns – Note by the Secretariat’, G/SPS/GEN/204/Rev.11, World Trade Organization, Geneva.Google Scholar
WTO (2011b), ‘Specific Trade Concerns Raised in the TBT Committee: Note by the Secretariat’, G/TBT/GEN/74/Rev.9, World Trade Organization, Geneva.Google Scholar
Supplementary material: PDF

Santana and Jackson supplementary material

Appendix

Download Santana and Jackson supplementary material(PDF)
PDF 470 KB