Book contents
- Frontmatter
- Contents
- Preface
- List of acronyms
- Part I Evolution of capital markets regulation, FSA and the European single market
- Part II Licensing and rule application
- Part III The firm's infrastructure
- Part IV Conduct of business
- Part V Application of rules to particular businesses
- 15 Corporate finance
- 16 Broker–dealers
- 17 Asset managers
- 18 Trustees
- 19 Retail intermediaries
- Bibliography
- Index
15 - Corporate finance
Published online by Cambridge University Press: 03 December 2009
- Frontmatter
- Contents
- Preface
- List of acronyms
- Part I Evolution of capital markets regulation, FSA and the European single market
- Part II Licensing and rule application
- Part III The firm's infrastructure
- Part IV Conduct of business
- Part V Application of rules to particular businesses
- 15 Corporate finance
- 16 Broker–dealers
- 17 Asset managers
- 18 Trustees
- 19 Retail intermediaries
- Bibliography
- Index
Summary
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- Type
- Chapter
- Information
- Capital Markets Law and ComplianceThe Implications of MiFID, pp. 425 - 428Publisher: Cambridge University PressPrint publication year: 2008