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18 - Sentencing, Penalties and Reparations to Victims

Robert Cryer
Affiliation:
University of Birmingham
Håkan Friman
Affiliation:
University College London
Darryl Robinson
Affiliation:
University of Toronto
Elizabeth Wilmshurst
Affiliation:
Chatham House
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Summary

International punishment of crimes

International humanitarian law and criminal law treaties provide for individual criminal responsibility for certain violations, but they give virtually no guidance as to applicable penalties or other sentencing issues. For example, the Genocide Convention merely provides that penalties shall be ‘effective’ and the Torture Convention that the penalties shall be ‘appropriate’ and take into account the ‘grave nature’ of the offence. However, the principle of legality includes a prohibition against retroactive creation of punishments (nulla poena sine lege) and for that reason an international criminal jurisdiction regulation is required; an effort that is fraught with difficulties since States take very different views on penalties. Consequently, international provisions on penalties and sentencing are rather general, leaving a tribunal with wide discretion, again triggering concerns regarding the legality principle.

The Nuremberg and Tokyo Tribunals had the power to impose ‘death or such other punishment as shall be determined by it to be just’. At Nuremberg, twelve of the accused were sentenced to death (by hanging), three to life imprisonment and four to fixed-term prison sentences. The Tokyo trial produced seven sentences of death, eleven of life imprisonment and two of fixed-term imprisonment. The national military tribunals operating in Germany (under Control Council Law No. 10) and in the Far East had the same sentencing powers. To dispel concerns about retroactivity, the penalties were considered rooted in customary international law. None of these Tribunals developed sentencing guidelines of use for later Tribunals.

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Publisher: Cambridge University Press
Print publication year: 2007

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References

Beresford, Stuart, ‘Unshackling the Paper Tiger – The Sentencing Practices of the Ad Hoc International Criminal Tribunals for the Former Yugoslavia and Rwanda’ (2001) 1 International Criminal Law Review33.CrossRefGoogle Scholar
Carcano, Andrea, ‘Sentencing and the Gravity of the Offence in International Criminal Law’ (2002) 51 International and Comparative Law Quarterly583.CrossRefGoogle Scholar
Rolf Einar Fife, ‘Penalties’ in Lee, The Making of the Rome Statute, 319–43.
Rolf Einar Fife, ‘Penalties’ in Lee, Elements and Rules, 555–73.
Henham, Ralph, ‘Some Issues for Sentencing in the International Criminal Court’ (2003) 52 International and Comparative Law Quarterly81.CrossRefGoogle Scholar
Henham, Ralph, ‘The Philosophical Foundations of International Sentencing’ (2003) 1 Journal of International Criminal Law64.Google Scholar
Henham, Ralph and Drumbl, Mark, ‘Plea Bargaining at the International Criminal Tribunal for the Former Yugoslavia’ (2005) 16 Criminal Law Forum49.CrossRefGoogle Scholar
Nemitz, Jan Christoph, ‘The Law of Sentencing in International Criminal Law: The Purposes of Sentencing and the Applicable Method for the Determination of the Sentence’ (2001) 4 IYHL87.Google Scholar
Olusanya, Olaoluwa Abiola, ‘Do Crimes against Humanity Deserve a Higher Sentence Than War Crimes?’ (2004) 4 International Criminal Law Review431.CrossRefGoogle Scholar
Schabas, William A., ‘Sentencing by International Tribunals: A Human Rights Approach’ (1997) 7 Duke Journal of Comparative & International Law461.Google Scholar
William A. Schabas, ‘Penalties’ in Cassese, Commentary, 1497–534.
Schabas, William A., The UN International Criminal Tribunals: The Former Yugoslavia, Rwanda and Sierra Leone (Cambridge, 2006) ch. 14.CrossRefGoogle Scholar
Smit, Dirk van Zyl, Taking Life Imprisonment Seriously in National and International Law (The Hague, 2002) ch. 5.Google Scholar
Smit, Dirk van Zyl, ‘International Imprisonment’ (2005) 54 International and Comparative Law Quarterly357.CrossRefGoogle Scholar
Ferstman, Carla, ‘The Reparation Regime of the International Criminal Court: Practical Considerations’ (2002) 15 Leiden Journal of International Law667.CrossRefGoogle Scholar
Lewis, Peter and Friman, Håkan, ‘Reparations to Victims’ in Lee, Elements and Rules, 474–91.
Claus Kress and Göran Sluiter, ‘Enforcement’ in Cassese, Commentary, chs. 43–5.
David Tolbert and Åsa Rydberg, ‘Enforcement of Sentences’ in May, Richardet al. (eds.), Essays on ICTY Procedure and Evidence – In Honour of Gabrielle Kirk McDonald (The Hague, 2001) 533–43.Google Scholar
Beresford, Stuart, ‘Unshackling the Paper Tiger – The Sentencing Practices of the Ad Hoc International Criminal Tribunals for the Former Yugoslavia and Rwanda’ (2001) 1 International Criminal Law Review33.CrossRefGoogle Scholar
Carcano, Andrea, ‘Sentencing and the Gravity of the Offence in International Criminal Law’ (2002) 51 International and Comparative Law Quarterly583.CrossRefGoogle Scholar
Rolf Einar Fife, ‘Penalties’ in Lee, The Making of the Rome Statute, 319–43.
Rolf Einar Fife, ‘Penalties’ in Lee, Elements and Rules, 555–73.
Henham, Ralph, ‘Some Issues for Sentencing in the International Criminal Court’ (2003) 52 International and Comparative Law Quarterly81.CrossRefGoogle Scholar
Henham, Ralph, ‘The Philosophical Foundations of International Sentencing’ (2003) 1 Journal of International Criminal Law64.Google Scholar
Henham, Ralph and Drumbl, Mark, ‘Plea Bargaining at the International Criminal Tribunal for the Former Yugoslavia’ (2005) 16 Criminal Law Forum49.CrossRefGoogle Scholar
Nemitz, Jan Christoph, ‘The Law of Sentencing in International Criminal Law: The Purposes of Sentencing and the Applicable Method for the Determination of the Sentence’ (2001) 4 IYHL87.Google Scholar
Olusanya, Olaoluwa Abiola, ‘Do Crimes against Humanity Deserve a Higher Sentence Than War Crimes?’ (2004) 4 International Criminal Law Review431.CrossRefGoogle Scholar
Schabas, William A., ‘Sentencing by International Tribunals: A Human Rights Approach’ (1997) 7 Duke Journal of Comparative & International Law461.Google Scholar
William A. Schabas, ‘Penalties’ in Cassese, Commentary, 1497–534.
Schabas, William A., The UN International Criminal Tribunals: The Former Yugoslavia, Rwanda and Sierra Leone (Cambridge, 2006) ch. 14.CrossRefGoogle Scholar
Smit, Dirk van Zyl, Taking Life Imprisonment Seriously in National and International Law (The Hague, 2002) ch. 5.Google Scholar
Smit, Dirk van Zyl, ‘International Imprisonment’ (2005) 54 International and Comparative Law Quarterly357.CrossRefGoogle Scholar
Ferstman, Carla, ‘The Reparation Regime of the International Criminal Court: Practical Considerations’ (2002) 15 Leiden Journal of International Law667.CrossRefGoogle Scholar
Lewis, Peter and Friman, Håkan, ‘Reparations to Victims’ in Lee, Elements and Rules, 474–91.
Claus Kress and Göran Sluiter, ‘Enforcement’ in Cassese, Commentary, chs. 43–5.
David Tolbert and Åsa Rydberg, ‘Enforcement of Sentences’ in May, Richardet al. (eds.), Essays on ICTY Procedure and Evidence – In Honour of Gabrielle Kirk McDonald (The Hague, 2001) 533–43.Google Scholar

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