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Does Peer Review Identify the Best Papers? A Simulation Study of Editors, Reviewers, and the Scientific Publication Process

Published online by Cambridge University Press:  10 October 2017

Justin Esarey*
Affiliation:
Rice University
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Abstract

How does the structure of the peer review process, which can vary among journals, influence the quality of papers published in a journal? This article studies multiple systems of peer review using computational simulation. I find that, under any of the systems I study, a majority of accepted papers are evaluated by an average reader as not meeting the standards of the journal. Moreover, all systems allow random chance to play a strong role in the acceptance decision. Heterogeneous reviewer and reader standards for scientific quality drive both results. A peer review system with an active editor—that is, one who uses desk rejection before review and does not rely strictly on reviewer votes to make decisions—can mitigate some of these effects.

Information

Type
Articles
Copyright
Copyright © American Political Science Association 2017 
Figure 0

Figure 1 Simulated Outcomes of Peer Review under Various Peer Review SystemsNotes: Points indicate the proportion of 2,000 simulated manuscripts under the peer review system indicated; lines are predictions from a local linear regression of the data using loess in R. Reviewer acceptance thresholds ${p^'} = 0.90$ (i.e., a reviewer recommends the top 10% of papers for acceptance) for all systems.

Figure 1

Figure 2 Discipline-Wide Evaluation of Papers Published under Various Peer Review Systems, Reader and Reviewer Opinion Correlation ρ = 0.5Notes: Plots indicate kernel density estimates (using density in R) of 500 simulated readers’ average evaluation (p) for the subset of 50,000 simulated papers that were accepted under the peer review system indicated in the legend. Reviewer acceptance thresholds ${p^'}$ were chosen to set acceptance rates $\approx 10\%$. The acceptance rate without desk rejection was 10.58% for the unilateral-editor system, 10.01% under unanimity voting, 10.05% under majority rule including the editor, and 11.1% under majority rule excluding the editor. The acceptance rate with desk rejection was 9.64% for the unilateral-editor system, 9.96% under unanimity voting, 12.5% under majority rule including the editor, and 10.5% under majority rule excluding the editor.

Figure 2

Figure 3 The Role of Chance in Publication under Various Peer Review Systems, Reader and Reviewer Opinion Correlation ρ = 0.5Notes: Plots indicate zeroth-degree local regression estimates (using loess in R) of the empirical probability of acceptance for 50,000 simulated papers under the peer review system indicated in the legend as a function of 500 simulated readers’ average evaluation ($p$). Reviewer acceptance thresholds ${p^'}$ were chosen to set acceptance rates $\approx 10\%$. The acceptance rate without desk rejection was 10.58% for the unilateral-editor system, 10.01% under unanimity voting, 10.05% under majority rule including the editor, and 11.1% under majority rule excluding the editor. The acceptance rate with desk rejection was 9.64% for the unilateral-editor system, 9.96% under unanimity voting, 12.5% under majority rule including the editor, and 10.5% under majority rule excluding the editor.

Figure 3

Figure 4 Average Discipline-Wide Evaluation of Papers Published under a Unilateral-Editor Approval System Informed by Submitted Reviewer Reports with Varying Structure of OpinionNotes: Plots indicate kernel density estimates (using density in R) of 500 simulated readers’ average evaluation ($p$) for the subset of 50,000 simulated papers that were accepted under the unilateral-editor review system for the structure of reader and reviewer opinion correlation indicated in the legend. Reviewer acceptance thresholds ${p^'}$ were chosen to set acceptance rates $\approx 10\%$. The acceptance rate for all readers correlated at 0.5 was 10.58% without desk rejection and 9.65% with desk rejection. The acceptance rate for all readers correlated at 0.75 was 10.50% without desk rejection and 10.23% with desk rejection. The acceptance rate for the two-subfield discipline was 10.16% without desk rejection and 9.46% with desk rejection.