Goodstein’s principle is arguably the first purely number-theoretic statement known to be independent of Peano arithmetic. It involves sequences of natural numbers which at first appear to diverge, but eventually decrease to zero. These sequences are defined relative to a notation system based on exponentiation for the natural numbers. In this article, we provide a self-contained and modern analysis of Goodstein’s principle, obtaining some variations and improvements. We explore notions of optimality for notation systems and apply them to the classical Goodstein process and to a weaker variant based on multiplication rather than exponentiation. In particular, we introduce the notion of base-change maximality, and show how it leads to far-reaching extensions of Goodstein’s result. We moreover show that by varying the initial base of the Goodstein process, one readily obtains independence results for each of the fragments $\mathsf {I}\Sigma _n$ of Peano arithmetic.

Club guessing principles were introduced by Shelah as a weakening of Jensen’s diamond. Most spectacularly, they were used to prove Shelah’s $\textsf{ZFC}$ bound on $2^{\aleph _\omega }$. These principles have found many other applications: in cardinal arithmetic and PCF theory; in the construction of combinatorial objects on uncountable cardinals such as Jónsson algebras, strong colourings, Souslin trees, and pathological graphs; to the non-existence of universals in model theory; to the non-existence of forcing axioms at higher uncountable cardinals; and many more.

In this paper, the first part of a series, we survey various forms of club guessing that have appeared in the literature, and then systematically study the various ways in which a club guessing sequence can be improved, especially in the way the frequency of guessing is calibrated.

We include an expository section intended for those unfamiliar with club guessing and which can be read independently of the rest of the article.

We show that the universal theory of the hyperfinite II$_1$ factor is not computable. The proof uses the recent result that MIP*=RE. Combined with an earlier observation of the authors, this yields a proof that the Connes Embedding Problem has a negative solution that avoids the equivalences with Kirchberg’s QWEP Conjecture and Tsirelson’s Problem.

Cook and Reckhow [5] pointed out that $\mathcal {N}\mathcal {P} \neq co\mathcal {N}\mathcal {P}$ iff there is no propositional proof system that admits polynomial size proofs of all tautologies. The theory of proof complexity generators aims at constructing sets of tautologies hard for strong and possibly for all proof systems. We focus on a conjecture from [16] in foundations of the theory that there is a proof complexity generator hard for all proof systems. This can be equivalently formulated (for p-time generators) without a reference to proof complexity notions as follows:

• • There exists a p-time function g stretching each input by one bit such that its range $rng(g)$ intersects all infinite $\mathcal {N}\mathcal {P}$ sets.

$\bigvee $

$\bigvee $

$\mathcal {N}\mathcal {P}$

$\mathcal {N}\mathcal {P}$

We study the effective versions of several notions related to incompleteness, undecidability, and inseparability along the lines of Pour-El’s insights. Firstly, we strengthen Pour-El’s theorem on the equivalence between effective essential incompleteness and effective inseparability. Secondly, we compare the notions obtained by restricting that of effective essential incompleteness to intensional finite extensions and extensional finite extensions. Finally, we study the combination of effectiveness and hereditariness, and prove an adapted version of Pour-El’s result for this combination.

We present the true stages machinery and illustrate its applications to descriptive set theory. We use this machinery to provide new proofs of the Hausdorff–Kuratowski and Wadge theorems on the structure of $\mathbf {\Delta }^0_\xi $, Louveau and Saint Raymond’s separation theorem, and Louveau’s separation theorem.

Due to Gödel’s incompleteness results, the categoricity of a sufficiently rich mathematical theory and the semantic completeness of its underlying logic are two mutually exclusive ideals. For first- and second-order logics we obtain one of them with the cost of losing the other. In addition, in both these logics the rules of deduction for their quantifiers are non-categorical. In this paper I examine two recent arguments—Warren [43] and Murzi and Topey [30]—for the idea that the natural deduction rules for the first-order universal quantifier are categorical, i.e., they uniquely determine its semantic intended meaning. Both of them make use of McGee’s open-endedness requirement and the second one uses in addition Garson’s [19] local models for defining the validity of these rules. I argue that the success of both these arguments is relative to their semantic or infinitary assumptions, which could be easily discharged if the introduction rule for the universal quantifier is taken to be an infinitary rule, i.e., non-compact. Consequently, I reconsider the use of the $\omega $-rule and I show that the addition of the $\omega $-rule to the standard formalizations of first-order logic is categorical. In addition, I argue that the open-endedness requirement does not make the first-order Peano Arithmetic categorical and I advance an argument for its categoricity based on the inferential conservativity requirement.

On the basis of Poincaré and Weyl’s view of predicativity as invariance, we develop an extensive framework for predicative, type-free first-order set theory in which $\Gamma _0$ and much bigger ordinals can be defined as von Neumann ordinals. This refutes the accepted view of $\Gamma _0$ as the “limit of predicativity”.

Continuous functions on the unit interval are relatively tame from the logical and computational point of view. A similar behaviour is exhibited by continuous functions on compact metric spaces equipped with a countable dense subset. It is then a natural question what happens if we omit the latter ‘extra data’, i.e., work with ‘unrepresented’ compact metric spaces. In this paper, we study basic third-order statements about continuous functions on such unrepresented compact metric spaces in Kohlenbach’s higher-order Reverse Mathematics. We establish that some (very specific) statements are classified in the (second-order) Big Five of Reverse Mathematics, while most variations/generalisations are not provable from the latter, and much stronger systems. Thus, continuous functions on unrepresented metric spaces are ‘wild’, though ‘more tame’ than (slightly) discontinuous functions on the reals.

The one-variable fragment of a first-order logic may be viewed as an “S5-like” modal logic, where the universal and existential quantifiers are replaced by box and diamond modalities, respectively. Axiomatizations of these modal logics have been obtained for special cases—notably, the modal counterparts $\mathrm {S5}$ and $\mathrm {MIPC}$ of the one-variable fragments of first-order classical logic and first-order intuitionistic logic, respectively—but a general approach, extending beyond first-order intermediate logics, has been lacking. To this end, a sufficient criterion is given in this paper for the one-variable fragment of a semantically defined first-order logic—spanning families of intermediate, substructural, many-valued, and modal logics—to admit a certain natural axiomatization. More precisely, an axiomatization is obtained for the one-variable fragment of any first-order logic based on a variety of algebraic structures with a lattice reduct that has the superamalgamation property, using a generalized version of a functional representation theorem for monadic Heyting algebras due to Bezhanishvili and Harding. An alternative proof-theoretic strategy for obtaining such axiomatization results is also developed for first-order substructural logics that have a cut-free sequent calculus and admit a certain interpolation property.

This thesis is divided into three parts, the first and second ones focused on combinatorics and classification problems on discrete and geometrical objects in the context of descriptive set theory, and the third one on generalized descriptive set theory at singular cardinals of countable cofinality.

Descriptive Set Theory (briefly: DST) is the study of definable subsets of Polish spaces, i.e., separable completely metrizable spaces. One of the major branches of DST is Borel reducibility, successfully used in the last 30 years to solve and compare many classification problems. One of our goals is the classification of knots, very familiar and tangible objects in everyday life, which also play an important role in modern mathematics. The study of knots and their properties is known as knot theory. Our plan is to gain insight into knots using discrete objects, such as linear and circular orders. This approach was already exploited in [6]. The first part of this work is therefore devoted to countable linear orders and the study of the quasi-order of convex embeddability and its induced equivalence relation. We obtain both combinatorial and descriptive set-theoretic results. We also expand our research to the case of circular orders.

Another objective of this first part is to extend the notion of convex embeddability on countable linear orders. We provide a family of quasi-orders of which embeddability is a particular case as well. We study these quasi-orders from a combinatorial point of view and analyse their complexity with respect to Borel reducibility. Furthermore, we extend the analysis of these quasi-orders to the set of uncountable linear orders.

The second part of the project deals with classification problems on knots and $3$-manifolds. The goal here is to apply the results obtained in the first part to the study of proper arcs and knots, establishing lower bounds for the complexity of some natural relations between these geometrical objects. We also obtain some combinatorial results which are particularly interesting when we restrict to the set of wild proper arcs and wild knots, classes which haven’t received much attention so far. These parts are included in the two preprints [4, 5] in collaboration with my supervisor Alberto Marcone, Luca Motto Ros (University of Torino), and Vadim Weinstein (University of Oulu).

The second part of this work also includes the classification of non-compact $3$-manifolds up to homeomorphism (the case of compact $3$-manifolds has already been solved: indeed, there are only countably many $3$-manifolds up to homeomorphism; see [7]), and that of Cantor sets of $\mathbb {R}^3$ up to conjugation (answering to Question 5.5 of [3]). Here we resort to algebraic tools. Stone duality gives a neat way to go back-and-forth between totally disconnected Polish spaces and countable Boolean algebras (see [1]). The main ingredient is the Stone space of all ultrafilters on a Boolean algebra. In this work we introduce a weaker concept which we call “blurry filter”. Using blurry filters instead of ultrafilters enables one to extend the class of spaces under consideration beyond totally disconnected. As an application of this method, we show that both homeomorphism on non-compact $3$-manifolds and conjugation of Cantor sets in $\mathbb {R}^3$ are completely classifiable by countable structures. These results are part of an upcoming paper in collaboration with Vadim Weinstein.

The last part of this thesis concerns the natural generalization of descriptive set theory that occurs when countable is replaced by uncountable, called Generalized Descriptive Set Theory (briefly: GDST). In particular, we focus on the case of GDST for a singular cardinal $\kappa $ of countable cofinality. The goal here is to study the generalizations of the Perfect Set Property and the Baire Property to subsets of spaces of higher cardinalities, like the power set $\mathcal {P}(\kappa )$. We consider the question under which large cardinal hypotheses classes of definable subsets of these spaces possess such regularity properties, focusing on rank-into-rank axioms, like I2, and classes of sets definable by $\Sigma _1$-formulas with parameters from various collections of sets. The obtained results are included in [2], a joint work with my co-supervisor Vincenzo Dimonte and Philipp Lücke (University of Hamburg).

Abstract prepared by Martina Iannella

E-mail: martina.iannella@tuwien.ac.at.

URL: https://air.uniud.it/handle/11390/1262824.